Form 8.3 - STANDARD LIFE PLC

Form 8.3 - STANDARD LIFE PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose STANDARD LIFE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 07 June 2017
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? ABERDEEN ASSET MANAGEMENT

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       12 2/9p ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,914,509 0.60% 6,839,715 0.35%
           
(2) Cash-settled derivatives:
3,337,226 0.17% 5,311,776 0.27%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 15,251,735 0.77% 12,151,491 0.61%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
12 2/9p ordinary Purchase 35 3.8015 GBP
12 2/9p ordinary Purchase 67 3.8010 GBP
12 2/9p ordinary Purchase 92 3.8045 GBP
12 2/9p ordinary Purchase 96 3.8000 GBP
12 2/9p ordinary Purchase 107 3.8130 GBP
12 2/9p ordinary Purchase 116 3.7960 GBP
12 2/9p ordinary Purchase 128 3.7905 GBP
12 2/9p ordinary Purchase 148 3.8080 GBP
12 2/9p ordinary Purchase 161 3.7840 GBP
12 2/9p ordinary Purchase 162 3.8095 GBP
12 2/9p ordinary Purchase 360 3.7825 GBP
12 2/9p ordinary Purchase 414 3.8070 GBP
12 2/9p ordinary Purchase 421 3.7850 GBP
12 2/9p ordinary Purchase 440 3.7832 GBP
12 2/9p ordinary Purchase 464 3.8115 GBP
12 2/9p ordinary Purchase 621 3.7820 GBP
12 2/9p ordinary Purchase 653 3.8145 GBP
12 2/9p ordinary Purchase 670 3.7935 GBP
12 2/9p ordinary Purchase 683 3.8060 GBP
12 2/9p ordinary Purchase 685 3.7945 GBP
12 2/9p ordinary Purchase 708 3.7838 GBP
12 2/9p ordinary Purchase 720 3.8055 GBP
12 2/9p ordinary Purchase 744 3.8065 GBP
12 2/9p ordinary Purchase 779 3.7835 GBP
12 2/9p ordinary Purchase 797 3.8020 GBP
12 2/9p ordinary Purchase 930 3.7995 GBP
12 2/9p ordinary Purchase 936 3.8140 GBP
12 2/9p ordinary Purchase 1,026 3.8102 GBP
12 2/9p ordinary Purchase 1,126 3.7735 GBP
12 2/9p ordinary Purchase 1,157 3.8040 GBP
12 2/9p ordinary Purchase 1,201 3.8190 GBP
12 2/9p ordinary Purchase 1,560 3.8050 GBP
12 2/9p ordinary Purchase 2,148 3.8110 GBP
12 2/9p ordinary Purchase 2,168 3.8105 GBP
12 2/9p ordinary Purchase 2,234 3.8150 GBP
12 2/9p ordinary Purchase 2,300 3.8016 GBP
12 2/9p ordinary Purchase 2,383 3.8180 GBP
12 2/9p ordinary Purchase 2,538 3.7910 GBP
12 2/9p ordinary Purchase 2,667 3.8160 GBP
12 2/9p ordinary Purchase 2,701 3.8170 GBP
12 2/9p ordinary Purchase 3,499 3.7976 GBP
12 2/9p ordinary Purchase 3,657 3.8091 GBP
12 2/9p ordinary Purchase 4,255 3.8005 GBP
12 2/9p ordinary Purchase 4,550 3.8090 GBP
12 2/9p ordinary Purchase 8,350 3.7961 GBP
12 2/9p ordinary Purchase 16,072 3.7981 GBP
12 2/9p ordinary Purchase 29,665 3.8097 GBP
12 2/9p ordinary Purchase 30,968 3.8042 GBP
12 2/9p ordinary Purchase 56,723 3.7967 GBP
12 2/9p ordinary Purchase 74,568 3.7903 GBP
12 2/9p ordinary Purchase 80,874 3.8084 GBP
12 2/9p ordinary Purchase 140,867 3.7953 GBP
12 2/9p ordinary Purchase 146,761 3.8100 GBP
12 2/9p ordinary Purchase 150,205 3.8114 GBP
12 2/9p ordinary Purchase 190,000 3.8032 GBP
12 2/9p ordinary Purchase 205,602 3.8116 GBP
12 2/9p ordinary Purchase 209,190 3.8037 GBP
12 2/9p ordinary Purchase 209,412 3.8044 GBP
12 2/9p ordinary Purchase 466,962 3.7996 GBP
12 2/9p ordinary Sale 35 3.8015 GBP
12 2/9p ordinary Sale 67 3.8010 GBP
12 2/9p ordinary Sale 92 3.8045 GBP
12 2/9p ordinary Sale 102 3.7866 GBP
12 2/9p ordinary Sale 107 3.8130 GBP
12 2/9p ordinary Sale 116 3.7960 GBP
12 2/9p ordinary Sale 117 3.8000 GBP
12 2/9p ordinary Sale 128 3.7905 GBP
12 2/9p ordinary Sale 148 3.8080 GBP
12 2/9p ordinary Sale 161 3.7840 GBP
12 2/9p ordinary Sale 162 3.8095 GBP
12 2/9p ordinary Sale 360 3.7825 GBP
12 2/9p ordinary Sale 414 3.8070 GBP
12 2/9p ordinary Sale 421 3.7850 GBP
12 2/9p ordinary Sale 464 3.8115 GBP
12 2/9p ordinary Sale 561 3.7987 GBP
12 2/9p ordinary Sale 621 3.7820 GBP
12 2/9p ordinary Sale 653 3.8145 GBP
12 2/9p ordinary Sale 670 3.7935 GBP
12 2/9p ordinary Sale 683 3.8060 GBP
12 2/9p ordinary Sale 685 3.7945 GBP
12 2/9p ordinary Sale 720 3.8055 GBP
12 2/9p ordinary Sale 744 3.8065 GBP
12 2/9p ordinary Sale 779 3.7835 GBP
12 2/9p ordinary Sale 797 3.8020 GBP
12 2/9p ordinary Sale 930 3.7995 GBP
12 2/9p ordinary Sale 936 3.8140 GBP
12 2/9p ordinary Sale 1,057 3.7930 GBP
12 2/9p ordinary Sale 1,201 3.8190 GBP
12 2/9p ordinary Sale 1,269 3.7910 GBP
12 2/9p ordinary Sale 1,560 3.8050 GBP
12 2/9p ordinary Sale 1,753 3.8004 GBP
12 2/9p ordinary Sale 1,785 3.8005 GBP
12 2/9p ordinary Sale 1,919 3.8100 GBP
12 2/9p ordinary Sale 2,148 3.8110 GBP
12 2/9p ordinary Sale 2,168 3.8105 GBP
12 2/9p ordinary Sale 2,234 3.8150 GBP
12 2/9p ordinary Sale 2,275 3.8090 GBP
12 2/9p ordinary Sale 2,300 3.8017 GBP
12 2/9p ordinary Sale 2,383 3.8180 GBP
12 2/9p ordinary Sale 2,667 3.8160 GBP
12 2/9p ordinary Sale 2,701 3.8170 GBP
12 2/9p ordinary Sale 2,967 3.8040 GBP
12 2/9p ordinary Sale 10,571 3.8091 GBP
12 2/9p ordinary Sale 17,692 3.7971 GBP
12 2/9p ordinary Sale 60,993 3.7983 GBP
12 2/9p ordinary Sale 66,759 3.8101 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
12 2/9p ordinary CFD Long 102 3.7866 GBP
12 2/9p ordinary CFD Long 561 3.7987 GBP
12 2/9p ordinary SWAP Long 7,169 3.8048 GBP
12 2/9p ordinary SWAP Long 8,480 3.7958 GBP
12 2/9p ordinary SWAP Long 9,241 3.7917 GBP
12 2/9p ordinary CFD Long 11,249 3.8034 GBP
12 2/9p ordinary SWAP Long 21,350 3.7979 GBP
12 2/9p ordinary SWAP Long 23,006 3.7970 GBP
12 2/9p ordinary SWAP Short 400 3.8018 GBP
12 2/9p ordinary CFD Short 440 3.7832 GBP
12 2/9p ordinary SWAP Short 697 3.8034 GBP
12 2/9p ordinary CFD Short 1,026 3.8102 GBP
12 2/9p ordinary SWAP Short 1,126 3.7735 GBP
12 2/9p ordinary CFD Short 5,000 3.8155 GBP
12 2/9p ordinary CFD Short 9,652 3.8068 GBP
12 2/9p ordinary SWAP Short 15,004 3.8077 GBP
12 2/9p ordinary SWAP Short 19,444 3.7913 GBP
12 2/9p ordinary SWAP Short 21,566 3.7960 GBP
12 2/9p ordinary CFD Short 25,533 3.7917 GBP
12 2/9p ordinary CFD Short 44,258 3.8075 GBP
12 2/9p ordinary SWAP Short 65,132 3.8028 GBP
12 2/9p ordinary CFD Short 74,568 3.7903 GBP
12 2/9p ordinary CFD Short 80,874 3.8084 GBP
12 2/9p ordinary SWAP Short 88,714 3.8036 GBP
12 2/9p ordinary CFD Short 150,205 3.8114 GBP
12 2/9p ordinary CFD Short 152,635 3.8100 GBP
12 2/9p ordinary SWAP Short 152,635 3.8100 GBP
12 2/9p ordinary CFD Short 190,000 3.8032 GBP
12 2/9p ordinary CFD Short 194,662 3.8061 GBP
12 2/9p ordinary CFD Short 205,602 3.8116 GBP
12 2/9p ordinary SWAP Short 239,087 3.8040 GBP
12 2/9p ordinary CFD Short 360,453 3.7953 GBP
12 2/9p ordinary SWAP Short 360,453 3.7953 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 8 Jun 2017
Contact name: Jay Supaya
Telephone number: 0207 773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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