Form 8.3 - AMIGO HOLDINGS PLC

Form 8.3 - AMIGO HOLDINGS PLC

BARCLAYS PLC

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:	Barclays PLC.
Â	Â
(b)	Owner or controller of interest and short	Â
Â	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose	AMIGO HOLDINGS PLC
Â	relevant securities this form relates:
(d)	If an exempt fund manager connected with an	Â
Â	offeror/offeree, state this and specify identity of
Â	offeror/offeree:
(e)	Date position held/dealing undertaken:	13 February 2020
(f)	In addition to the company in 1(c) above, is the discloser makingÂ	NO
Â	disclosures in respect of any other party to the offer?	Â

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		0.25p ordinary	Â	Â
Â		Interests		Short Positions
Â		Number	(%)	Number	(%)
(1)	Relevant securities owned	Â	Â	Â	Â
	and/or controlled:	4,212,824	0.89%	809,380	0.17%
Â		Â	Â	Â	Â
(2)	Cash-settled derivatives:	Â	Â	Â	Â
	Â	788,284	0.17%	4,073,483	0.86%
Â		Â	Â	Â	Â
(3)	Stock-settled derivatives (including options)Â	Â	Â	Â	Â
	and agreements to purchase/sell:	0	0.00%	0	0.00%
Â		Â	Â	Â	Â
	Â	Â	Â	Â	Â
	TOTAL:	5,001,108	1.05%	4,882,863	1.03%
		Â	Â	Â	Â

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Number of	Price per unit
security	Â	securities	Â
0.25p ordinary	Purchase	737	0.5520   GBP
0.25p ordinary	Purchase	1,074	0.5500   GBP
0.25p ordinary	Purchase	2,727	0.5379   GBP
0.25p ordinary	Purchase	10,291	0.5597   GBP
0.25p ordinary	Purchase	32,229	0.5380   GBP
0.25p ordinary	Purchase	92,317	0.5441   GBP
0.25p ordinary	Sale	615	0.5464   GBP
0.25p ordinary	Sale	737	0.5520   GBP
0.25p ordinary	Sale	827	0.5580   GBP
0.25p ordinary	Sale	1,356	0.5521   GBP
0.25p ordinary	Sale	1,802	0.5500   GBP
0.25p ordinary	Sale	6,988	0.5565   GBP
0.25p ordinary	Sale	9,480	0.5460   GBP
0.25p ordinary	Sale	16,599	0.5380   GBP
0.25p ordinary	Sale	34,507	0.5514   GBP
0.25p ordinary	Sale	83,122	0.5398   GBP

(b) Cash-settled derivative transactions

Class of	Product	Nature of dealing	Number of	Price per
relevant	description	Â	reference	unit
security	Â	Â	securities	Â
0.25p ordinary	  SWAP Â	Long	121	0.5534   GBP
0.25p ordinary	  SWAP Â	Long	1,580	0.5528   GBP
0.25p ordinary	  SWAP Â	Long	1,802	0.5499   GBP
0.25p ordinary	  SWAP Â	Long	8,433	0.5539   GBP
0.25p ordinary	  SWAP Â	Long	14,492	0.5532   GBP
0.25p ordinary	  SWAP Â	Long	16,599	0.5380   GBP
0.25p ordinary	  CFD Â	Long	73,724	0.5379   GBP
0.25p ordinary	  SWAP Â	Short	2,949	0.5459   GBP
0.25p ordinary	  SWAP Â	Short	14,464	0.5607   GBP
0.25p ordinary	  SWAP Â	Short	20,000	0.5610   GBP
0.25p ordinary	  SWAP Â	Short	99,235	0.5380   GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
Â	Â	Â	Â	Â	Â	Â	Â

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
Â	Â	Â	Â	  Â

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
Â	  Â	Â	Â

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

  None Â

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

  None Â

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	NOÂ
Date of disclosure:	14 Feb 2020
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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