Form 8.3 - AON PLC AMENDMENT
Form 8.3 - AON PLC AMENDMENT
BARCLAYS PLC
Ap19
FORM 8.3 Amendment to Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | AON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 09 July 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
|
(1) |
Relevant securities |
|
|
|
|
|
240,135 |
0.10% |
1,497,519 |
0.65% |
||
|
|
|
|
|
||
|
(2) |
Derivatives (other than options): |
|
|
|
|
|
529,637 |
0.23% |
29,700 |
0.01% |
||
|
|
|
|
|
||
|
(3) |
Options and agreements to |
|
|
|
|
| purchase/sell: |
2,600 |
0.00% |
4,500 |
0.00% |
|
|
|
|
|
|
||
| TOTAL: |
|
|
|
|
|
|
772,372 |
0.33% |
1,531,719 |
0.66% |
||
|
|
|
|
|
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
||||
|
|
Number |
|
(%) |
Number |
|
(%) |
|
(1) Relevant securities |
|
|
||||
|
(2) Derivatives (other than options) |
|
|
||||
|
(3) Options and agreements to purchase/sell |
|
|
||||
|
Total |
|
|
||||
|
|
||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
|
Purchase |
1 |
194.1400 USD |
|
Purchase |
1 |
194.1600 USD |
|
Purchase |
1 |
194.0800 USD |
|
Purchase |
1 |
194.3200 USD |
|
Purchase |
1 |
194.4100 USD |
|
Purchase |
1 |
194.2800 USD |
|
Purchase |
2 |
195.4500 USD |
|
Purchase |
4 |
194.2450 USD |
|
Purchase |
5 |
194.5220 USD |
|
Purchase |
8 |
194.4087 USD |
|
Purchase |
16 |
194.4700 USD |
|
Purchase |
32 |
193.6600 USD |
|
Purchase |
43 |
194.8193 USD |
|
Purchase |
88 |
193.8000 USD |
|
Purchase |
99 |
194.5600 USD |
|
Purchase |
100 |
193.7500 USD |
|
Purchase |
100 |
194.2200 USD |
|
Purchase |
200 |
194.1150 USD |
|
Purchase |
255 |
193.9943 USD |
|
Purchase |
258 |
193.4633 USD |
|
Purchase |
295 |
193.7294 USD |
|
Purchase |
327 |
193.7671 USD |
|
Purchase |
515 |
193.7694 USD |
|
Purchase |
551 |
194.5382 USD |
|
Purchase |
689 |
194.4795 USD |
|
Purchase |
800 |
194.1887 USD |
|
Purchase |
951 |
194.4968 USD |
|
Purchase |
1,590 |
195.0553 USD |
|
Purchase |
2,634 |
194.4560 USD |
|
Purchase |
2,666 |
195.4900 USD |
|
Purchase |
5,318 |
194.0241 USD |
|
Purchase |
10,171 |
194.4600 USD |
|
Purchase |
12,953 |
194.6050 USD |
|
Purchase |
13,278 |
193.7361 USD |
|
Purchase |
21,538 |
193.9341 USD |
|
Purchase |
26,085 |
193.9847 USD |
|
Purchase |
28,756 |
194.0146 USD |
|
Sale |
6 |
193.2400 USD |
|
Sale |
32 |
193.6600 USD |
|
Sale |
35 |
195.4900 USD |
|
Sale |
40 |
194.2013 USD |
|
Sale |
41 |
193.7500 USD |
|
Sale |
43 |
194.8193 USD |
|
Sale |
100 |
193.6950 USD |
|
Sale |
100 |
192.7600 USD |
|
Sale |
100 |
194.6600 USD |
|
Sale |
100 |
194.6100 USD |
|
Sale |
102 |
193.8715 USD |
|
Sale |
113 |
193.7788 USD |
|
Sale |
130 |
193.8523 USD |
|
Sale |
165 |
193.9169 USD |
|
Sale |
171 |
194.9200 USD |
|
Sale |
208 |
194.3379 USD |
|
Sale |
213 |
194.1616 USD |
|
Sale |
300 |
193.8383 USD |
|
Sale |
314 |
193.8259 USD |
|
Sale |
323 |
193.5803 USD |
|
Sale |
375 |
193.6046 USD |
|
Sale |
400 |
194.2262 USD |
|
Sale |
401 |
194.4100 USD |
|
Sale |
500 |
194.2830 USD |
|
Sale |
557 |
194.1944 USD |
|
Sale |
600 |
194.5175 USD |
|
Sale |
688 |
193.4892 USD |
|
Sale |
791 |
193.9360 USD |
|
Sale |
793 |
194.0079 USD |
|
Sale |
1,030 |
193.7694 USD |
|
Sale |
1,051 |
195.3606 USD |
|
Sale |
1,100 |
194.4581 USD |
|
Sale |
1,400 |
193.6971 USD |
|
Sale |
1,770 |
194.1176 USD |
|
Sale |
1,800 |
193.6438 USD |
|
Sale |
1,888 |
194.5239 USD |
|
Sale |
2,170 |
194.4600 USD |
|
Sale |
2,700 |
194.4717 USD |
|
Sale |
3,466 |
194.6461 USD |
|
Sale |
3,691 |
193.7762 USD |
|
Sale |
5,040 |
193.8515 USD |
|
Sale |
6,613 |
193.7078 USD |
|
Sale |
6,891 |
195.0368 USD |
|
Sale |
8,553 |
194.4611 USD |
|
Sale |
9,732 |
193.9936 USD |
|
Sale |
10,200 |
194.2107 USD |
|
Sale |
12,624 |
193.9441 USD |
|
Sale |
16,849 |
194.1301 USD |
|
Sale |
24,111 |
193.9124 USD |
(b) Derivatives transactions (other than options transactions)
|
Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
|
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
|
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 13 Jul 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: |
020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
|
Call Options |
Purchased |
1,100 |
260.0000 |
American |
Jul 17, 2020 |
|
Call Options |
Purchased |
1,500 |
240.0000 |
American |
Jul 17, 2020 |
|
Call Options |
Written |
-4,500 |
220.0000 |
American |
Jul 17, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20200713005383/en/
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