FORM 8.3 – AON PLC - AMENDMENT
FORM 8.3 – AON PLC - AMENDMENT
BARCLAYS PLC
Ap19
FORM 8.3 - Amendment to Purchase
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | AON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 16 September 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
|
(1) |
Relevant securities | ||||
|
357,046 |
0.15% |
2,377,291 |
1.03% |
||
|
|
|
|
|
||
|
(2) |
Derivatives (other than options): |
|
|
|
|
|
530,855 |
0.23% |
28,200 |
0.01% |
||
|
|
|
|
|
||
|
(3) |
Options and agreements to |
|
|
|
|
| purchase/sell: |
107,299 |
0.05% |
106,599 |
0.05% |
|
|
|
|
|
|
||
| TOTAL: |
|
|
|
|
|
|
995,200 |
0.43% |
2,512,090 |
1.08% |
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
||||
|
|
Number |
|
(%) |
Number |
|
(%) |
|
(1) Relevant securities |
|
|
||||
|
(2) Derivatives (other than options) |
|
|
||||
|
(3) Options and agreements to purchase/sell |
|
|
||||
|
Total |
|
|
||||
|
|
||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale |
Number of relevant securities |
Price per unit |
| Purchase |
1 |
204.1800 USD |
| Purchase |
1 |
203.9300 USD |
| Purchase |
1 |
203.5200 USD |
| Purchase |
6 |
203.6200 USD |
| Purchase |
20 |
203.8600 USD |
| Purchase |
53 |
202.5500 USD |
| Purchase |
66 |
203.8200 USD |
| Purchase |
100 |
203.7400 USD |
| Purchase |
100 |
202.6800 USD |
| Purchase |
100 |
202.6175 USD |
| Purchase |
105 |
203.7833 USD |
| Purchase |
129 |
203.7357 USD |
| Purchase |
129 |
203.6964 USD |
| Purchase |
300 |
203.5128 USD |
| Purchase |
989 |
203.5992 USD |
| Purchase |
1,767 |
203.7710 USD |
| Purchase |
2,770 |
203.5749 USD |
| Purchase |
3,731 |
202.6740 USD |
| Purchase |
4,133 |
202.6218 USD |
| Purchase |
6,216 |
202.7375 USD |
| Purchase |
7,926 |
203.6643 USD |
| Purchase |
11,725 |
202.5300 USD |
| Purchase |
14,201 |
203.3773 USD |
| Purchase |
21,600 |
203.0979 USD |
| Purchase |
34,832 |
203.6351 USD |
| Sale |
2 |
202.8150 USD |
| Sale |
3 |
203.4000 USD |
| Sale |
4 |
203.7750 USD |
| Sale |
4 |
203.6550 USD |
| Sale |
5 |
203.6500 USD |
| Sale |
9 |
203.8100 USD |
| Sale |
9 |
202.9311 USD |
| Sale |
11 |
203.0118 USD |
| Sale |
13 |
203.4615 USD |
| Sale |
14 |
203.1550 USD |
| Sale |
20 |
203.8600 USD |
| Sale |
26 |
203.3976 USD |
| Sale |
30 |
203.1513 USD |
| Sale |
32 |
203.5500 USD |
| Sale |
33 |
203.4524 USD |
| Sale |
45 |
203.5713 USD |
| Sale |
50 |
203.8400 USD |
| Sale |
53 |
202.5500 USD |
| Sale |
57 |
203.7600 USD |
| Sale |
66 |
203.8200 USD |
| Sale |
88 |
203.4448 USD |
| Sale |
89 |
203.4549 USD |
| Sale |
100 |
203.4900 USD |
| Sale |
100 |
203.5000 USD |
| Sale |
100 |
203.5100 USD |
| Sale |
100 |
203.6700 USD |
| Sale |
100 |
203.7500 USD |
| Sale |
100 |
203.7700 USD |
| Sale |
100 |
203.7900 USD |
| Sale |
100 |
203.9000 USD |
| Sale |
100 |
204.0600 USD |
| Sale |
129 |
203.7357 USD |
| Sale |
129 |
203.6964 USD |
| Sale |
150 |
202.5700 USD |
| Sale |
185 |
203.2797 USD |
| Sale |
200 |
203.8350 USD |
| Sale |
200 |
203.6450 USD |
| Sale |
200 |
203.5800 USD |
| Sale |
220 |
203.4300 USD |
| Sale |
300 |
203.8791 USD |
| Sale |
300 |
203.5900 USD |
| Sale |
300 |
203.5766 USD |
| Sale |
300 |
203.4466 USD |
| Sale |
301 |
203.7850 USD |
| Sale |
500 |
203.7480 USD |
| Sale |
500 |
203.5700 USD |
| Sale |
500 |
203.7400 USD |
| Sale |
500 |
203.5906 USD |
| Sale |
600 |
203.1616 USD |
| Sale |
605 |
203.5491 USD |
| Sale |
700 |
203.7114 USD |
| Sale |
700 |
203.6723 USD |
| Sale |
701 |
202.7050 USD |
| Sale |
736 |
202.7305 USD |
| Sale |
810 |
203.1522 USD |
| Sale |
868 |
203.6372 USD |
| Sale |
1,110 |
203.5020 USD |
| Sale |
1,153 |
202.7598 USD |
| Sale |
1,351 |
203.8336 USD |
| Sale |
1,716 |
202.8411 USD |
| Sale |
1,767 |
203.7710 USD |
| Sale |
2,039 |
203.4478 USD |
| Sale |
2,173 |
202.9679 USD |
| Sale |
2,230 |
203.0918 USD |
| Sale |
2,304 |
203.9154 USD |
| Sale |
2,383 |
203.3385 USD |
| Sale |
3,096 |
203.6756 USD |
| Sale |
3,300 |
202.5948 USD |
| Sale |
4,800 |
202.8631 USD |
| Sale |
5,335 |
203.6993 USD |
| Sale |
6,229 |
203.5383 USD |
| Sale |
6,258 |
203.1824 USD |
| Sale |
6,930 |
203.5618 USD |
| Sale |
8,899 |
202.7203 USD |
| Sale |
11,249 |
202.5300 USD |
| Sale |
13,749 |
203.4809 USD |
| Sale |
15,332 |
203.6617 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name |
Nature of transaction |
Number of relevant securities |
Price per |
|
|
|
unit |
|
| SWAP |
Long |
2,765 |
203.5568 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
|
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? |
YES |
| Date of disclosure: |
18 Sep 2020 |
| Contact name: |
Large Holdings Regulatory Operations |
| Telephone number: |
020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected |
|
| If a connected EFM, state nature of connection |
|
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or |
Number of |
Exercise |
Type |
Expiry |
| purchased |
relevant securities |
price |
|
date |
|
|
to which the option |
|
|
|
||
|
or derivative |
|
|
|
||
|
relates |
|
|
|
||
| Call Options | Purchased |
700 |
195.0000 |
American |
Sep 18, 2020 |
| Put Options | Purchased |
-106,599 |
214.5780 |
European |
Oct 20, 2020 |
| Put Options | Written |
106,599 |
214.5780 |
European |
Oct 20, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20200918005305/en/
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