Form 8.3 - AON PLC AMENDMENT

Form 8.3 - AON PLC AMENDMENT

BARCLAYS PLC

FORM 8.3 Amendment to Sales

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	AON PLC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	17 September 2020

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		365,019	0.16%	2,378,454	1.03%
(2)	Derivatives (other than options):
		530,855	0.23%	28,200	0.01%
(3)	Options and agreements to
	purchase/sell:	107,299	0.05%	106,599	0.05%
	TOTAL:
		1,003,173	0.43%	2,513,253	1.08%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	1	200.1100 USD
Purchase	6	200.0100 USD
Purchase	7	201.5500 USD
Purchase	24	200.0700 USD
Purchase	50	201.5866 USD
Purchase	74	201.5640 USD
Purchase	100	201.3100 USD
Purchase	100	201.2500 USD
Purchase	100	200.6300 USD
Purchase	100	200.4350 USD
Purchase	100	200.6100 USD
Purchase	100	201.2300 USD
Purchase	200	200.5900 USD
Purchase	200	201.2100 USD
Purchase	200	201.2000 USD
Purchase	200	201.0850 USD
Purchase	200	201.2350 USD
Purchase	200	201.3550 USD
Purchase	400	201.7625 USD
Purchase	402	201.4389 USD
Purchase	428	200.0000 USD
Purchase	600	201.3745 USD
Purchase	662	201.2430 USD
Purchase	1,194	201.4378 USD
Purchase	3,236	201.4943 USD
Purchase	3,554	201.5050 USD
Purchase	3,609	201.3433 USD
Purchase	9,372	201.3858 USD
Purchase	10,386	201.3997 USD
Purchase	16,680	201.6700 USD
Purchase	27,862	201.5077 USD
Sale	4	201.7250 USD
Sale	13	201.1800 USD
Sale	29	201.3003 USD
Sale	50	201.1200 USD
Sale	61	201.6459 USD
Sale	89	201.6200 USD
Sale	91	201.6607 USD
Sale	99	201.4805 USD
Sale	100	201.8800 USD
Sale	100	201.9600 USD
Sale	100	202.2000 USD
Sale	100	202.6700 USD
Sale	101	201.2639 USD
Sale	131	201.4515 USD
Sale	200	201.6950 USD
Sale	200	201.6800 USD
Sale	210	201.2593 USD
Sale	215	201.5520 USD
Sale	300	202.6433 USD
Sale	345	201.3843 USD
Sale	349	201.3971 USD
Sale	399	201.2479 USD
Sale	463	200.0000 USD
Sale	482	201.2721 USD
Sale	908	201.5200 USD
Sale	935	200.7000 USD
Sale	1,187	200.8657 USD
Sale	1,400	201.4028 USD
Sale	1,400	201.6473 USD
Sale	1,538	201.2455 USD
Sale	1,730	201.6509 USD
Sale	2,197	201.4594 USD
Sale	2,501	201.4175 USD
Sale	3,388	201.7642 USD
Sale	3,478	201.4672 USD
Sale	3,859	201.6570 USD
Sale	4,343	201.5666 USD
Sale	6,990	201.6323 USD
Sale	8,541	201.4096 USD
Sale	8,982	201.3611 USD
Sale	9,501	201.6700 USD
Sale	10,287	201.4004 USD

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	23 Sep 2020
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Call Options	Purchased	700	195.0000	American	Sep 18, 2020
Put Options	Purchased	-106,599	214.5780	European	Oct 20, 2020
Put Options	Written	106,599	214.5780	European	Oct 20, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

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