FORM 8.3 - AON PLC - Amendment
BARCLAYS PLC
FORM 8.3 - Amendment to Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | Barclays PLC. | |
Company dealt in | AON PLC | |
Class of relevant security to which the | ORD | |
dealings being disclosed relate (Note 2) | ||
Date of dealing | 22 May 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Class of relevant security: | ORD | ||||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) |
Relevant securities | ||||
254,578 |
0.11% |
884,311 |
0.38% |
||
(2) |
Derivatives (other than options): | ||||
466,239 |
0.20% |
29,700 |
0.01% |
||
(3) |
Options and agreements to | ||||
purchase/sell: |
2,600 |
0.00% |
4,500 |
0.00% |
|
TOTAL: | |||||
723,417 |
0.31% |
918,511 |
0.40% |
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: |
Long |
Short |
||||
|
Number |
|
(%) |
Number |
|
(%) |
(1) Relevant securities |
|
|
||||
(2) Derivatives (other than options) |
|
|
||||
(3) Options and agreements to purchase/sell |
|
|
||||
Total |
|
|
||||
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale | Number of relevant securities | Price per unit |
Purchase |
4 |
191.6325 USD |
Purchase |
9 |
191.6733 USD |
Purchase |
9 |
191.7266 USD |
Purchase |
11 |
191.6263 USD |
Purchase |
12 |
191.5575 USD |
Purchase |
21 |
191.4866 USD |
Purchase |
22 |
191.5900 USD |
Purchase |
11 |
193.3300 USD |
Purchase |
24 |
191.6722 USD |
Purchase |
25 |
191.6628 USD |
Purchase |
29 |
191.6677 USD |
Purchase |
100 |
191.7700 USD |
Purchase |
100 |
193.1500 USD |
Purchase |
100 |
192.3100 USD |
Purchase |
100 |
191.8649 USD |
Purchase |
102 |
192.3516 USD |
Purchase |
200 |
192.4800 USD |
Purchase |
210 |
191.8109 USD |
Purchase |
226 |
191.8815 USD |
Purchase |
258 |
192.0154 USD |
Purchase |
292 |
191.9263 USD |
Purchase |
399 |
192.9541 USD |
Purchase |
400 |
192.1700 USD |
Purchase |
500 |
192.2570 USD |
Purchase |
600 |
191.6992 USD |
Purchase |
610 |
192.0726 USD |
Purchase |
629 |
191.8260 USD |
Purchase |
640 |
191.1293 USD |
Purchase |
700 |
192.1850 USD |
Purchase |
800 |
192.0412 USD |
Purchase |
900 |
192.2244 USD |
Purchase |
1,392 |
191.7598 USD |
Purchase |
1,475 |
191.9110 USD |
Purchase |
1,867 |
191.9681 USD |
Purchase |
2,040 |
191.9157 USD |
Purchase |
2,709 |
192.0231 USD |
Purchase |
2,900 |
191.8331 USD |
Purchase |
3,206 |
191.9368 USD |
Purchase |
3,226 |
191.8156 USD |
Purchase |
3,716 |
192.1298 USD |
Purchase |
3,739 |
191.9051 USD |
Purchase |
4,910 |
192.0168 USD |
Purchase |
5,646 |
191.9624 USD |
Purchase |
8,264 |
191.9700 USD |
Purchase |
21,469 |
191.8771 USD |
Purchase |
26,007 |
191.8882 USD |
Sale |
1 |
192.2200 USD |
Sale |
5 |
192.0880 USD |
Sale |
5 |
191.9100 USD |
Sale |
10 |
191.8600 USD |
Sale |
10 |
191.9780 USD |
Sale |
11 |
191.0300 USD |
Sale |
18 |
191.8483 USD |
Sale |
19 |
191.7852 USD |
Sale |
22 |
191.8563 USD |
Sale |
25 |
191.6750 USD |
Sale |
35 |
191.7900 USD |
Sale |
35 |
192.2800 USD |
Sale |
59 |
191.6600 USD |
Sale |
104 |
193.1175 USD |
Sale |
109 |
191.9742 USD |
Sale |
120 |
191.1366 USD |
Sale |
160 |
191.6110 USD |
Sale |
200 |
192.4800 USD |
Sale |
209 |
192.2700 USD |
Sale |
256 |
192.1442 USD |
Sale |
318 |
191.6066 USD |
Sale |
320 |
191.1293 USD |
Sale |
326 |
191.8473 USD |
Sale |
500 |
191.6320 USD |
Sale |
600 |
191.6992 USD |
Sale |
700 |
192.1850 USD |
Sale |
718 |
192.7468 USD |
Sale |
1,100 |
192.0136 USD |
Sale |
1,754 |
191.9042 USD |
Sale |
1,904 |
191.9991 USD |
Sale |
2,000 |
191.7985 USD |
Sale |
2,005 |
191.9077 USD |
Sale |
2,388 |
191.6556 USD |
Sale |
19,970 |
191.9700 USD |
Sale |
63,540 |
191.8982 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
(ii) Exercising
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 (Open Positions) attached? |
YES |
Date of disclosure: |
26 May 2020 |
Contact name: |
Large Holdings Regulatory Operations |
Telephone number: |
020 3134 7213 |
If a connected EFM, name of offeree/offeror with which connected |
|
If a connected EFM, state nature of connection |
|
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name | Written or | Number of | Exercise | Type | Expiry |
purchased | relevant securities | price | date | ||
to which the option | |||||
or derivative | |||||
relates | |||||
Call Options |
Purchased |
1,100 |
260.0000 |
American |
Jul 17, 2020 |
Call Options |
Purchased |
1,500 |
240.0000 |
American |
Jul 17, 2020 |
Call Options |
Written |
-4,500 |
220.0000 |
American |
Jul 17, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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