Form 8.3 - AON PLC - Amendment
BARCLAYS PLC
FORM 8.3 - Amendment to Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) |
Barclays PLC. |
Company dealt in |
AON PLC |
Class of relevant security to which the dealings being disclosed relate (Note 2) |
ORD |
Date of dealing |
26 May 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Class of relevant security: | ORD | ||||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) |
Relevant securities | ||||
244,922 |
0.11% |
886,694 |
0.38% |
||
(2) |
Derivatives (other than options): | ||||
468,068 |
0.20% |
29,700 |
0.01% |
||
(3) |
Options and agreements to | ||||
purchase/sell: |
2,600 |
0.00% |
4,500 |
0.00% |
|
TOTAL: | |||||
715,590 |
0.31% |
920,894 |
0.40% |
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: |
Long |
Short |
||||
|
Number |
|
(%) |
Number |
|
(%) |
(1) Relevant securities |
|
|
||||
(2) Derivatives (other than options) |
|
|
||||
(3) Options and agreements to purchase/sell |
|
|
||||
Total |
|
|
||||
|
Ap20
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale | Number of relevant securities | Price per unit |
Purchase |
1 |
196.1300 USD |
Purchase |
1 |
196.1600 USD |
Purchase |
8 |
195.3000 USD |
Purchase |
10 |
196.0500 USD |
Purchase |
21 |
195.3400 USD |
Purchase |
27 |
195.1100 USD |
Purchase |
28 |
196.5300 USD |
Purchase |
53 |
195.7900 USD |
Purchase |
70 |
195.3357 USD |
Purchase |
88 |
196.2131 USD |
Purchase |
100 |
195.0850 USD |
Purchase |
100 |
196.8450 USD |
Purchase |
100 |
196.0800 USD |
Purchase |
100 |
196.3100 USD |
Purchase |
100 |
195.5100 USD |
Purchase |
177 |
195.4300 USD |
Purchase |
180 |
195.8762 USD |
Purchase |
205 |
195.3505 USD |
Purchase |
320 |
195.3425 USD |
Purchase |
400 |
196.3050 USD |
Purchase |
410 |
195.8940 USD |
Purchase |
496 |
195.9276 USD |
Purchase |
771 |
195.9228 USD |
Purchase |
1,050 |
195.0205 USD |
Purchase |
1,456 |
196.2541 USD |
Purchase |
1,602 |
195.0888 USD |
Purchase |
1,700 |
195.0630 USD |
Purchase |
2,476 |
195.0600 USD |
Purchase |
3,610 |
195.3118 USD |
Purchase |
5,121 |
195.7379 USD |
Purchase |
7,201 |
195.8960 USD |
Purchase |
7,500 |
195.8856 USD |
Purchase |
14,074 |
195.8842 USD |
Purchase |
44,482 |
195.7136 USD |
Sale |
9 |
196.0500 USD |
Sale |
30 |
196.1200 USD |
Sale |
36 |
196.3300 USD |
Sale |
96 |
196.5364 USD |
Sale |
100 |
195.7500 USD |
Sale |
100 |
195.5100 USD |
Sale |
100 |
195.1100 USD |
Sale |
100 |
195.0200 USD |
Sale |
100 |
195.3000 USD |
Sale |
100 |
196.5050 USD |
Sale |
100 |
196.1351 USD |
Sale |
101 |
195.1000 USD |
Sale |
150 |
195.0800 USD |
Sale |
177 |
195.4300 USD |
Sale |
180 |
195.8762 USD |
Sale |
199 |
196.8252 USD |
Sale |
200 |
195.9350 USD |
Sale |
200 |
195.0325 USD |
Sale |
205 |
195.3505 USD |
Sale |
300 |
195.0000 USD |
Sale |
300 |
195.1200 USD |
Sale |
300 |
195.1150 USD |
Sale |
311 |
195.0170 USD |
Sale |
328 |
195.2190 USD |
Sale |
400 |
196.5300 USD |
Sale |
400 |
195.1887 USD |
Sale |
584 |
196.1690 USD |
Sale |
593 |
195.0302 USD |
Sale |
700 |
196.4928 USD |
Sale |
782 |
194.9990 USD |
Sale |
900 |
196.0525 USD |
Sale |
949 |
195.0299 USD |
Sale |
1,290 |
195.0979 USD |
Sale |
1,401 |
195.0546 USD |
Sale |
1,608 |
196.3414 USD |
Sale |
1,700 |
195.0630 USD |
Sale |
1,894 |
196.1730 USD |
Sale |
1,911 |
195.2291 USD |
Sale |
2,500 |
195.6902 USD |
Sale |
2,576 |
195.0600 USD |
Sale |
2,849 |
195.0319 USD |
Sale |
3,130 |
195.1810 USD |
Sale |
4,210 |
195.3317 USD |
Sale |
6,400 |
195.8888 USD |
Sale |
6,500 |
195.7580 USD |
Sale |
14,758 |
196.1909 USD |
Sale |
22,419 |
195.8806 USD |
Sale |
24,409 |
195.2996 USD |
(b) Derivatives transactions (other than options transactions)
Product Name | Nature of transaction | Number of relevant securities | Price per |
unit | |||
SWAP | Long |
500 |
195.1400 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
(ii) Exercising
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure |
28 May 2020 |
Contact name |
Large Holdings Regulatory Operations |
Telephone number |
020 3134 7213 |
If a connected EFM, name of offeree/offeror with which connected |
|
If a connected EFM, state nature of connection (Note 10) |
|
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name | Written or | Number of | Exercise | Type | Expiry |
purchased | relevant securities | price | date | ||
to which the option | |||||
or derivative | |||||
relates | |||||
Call Options | Purchased |
1,100 |
260.0000 |
American | Jul 17, 2020 |
Call Options | Purchased |
1,500 |
240.0000 |
American | Jul 17, 2020 |
Call Options | Written |
-4,500 |
220.0000 |
American | Jul 17, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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