Form 8.3 - Aon plc - Amendment
Form 8.3 - Aon plc - Amendment
BARCLAYS PLC
Ap19
FORM 8.3 - Amendment to Purchase
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | AON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 24 August 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
|
Long |
Short |
||||
|
Number |
(%) |
Number |
(%) |
||
|
(1) |
Relevant securities |
|
|
|
|
|
390,249 |
0.17% |
1,665,757 |
0.72% |
||
|
|
|
|
|
||
|
(2) |
Derivatives (other than options): |
|
|
|
|
|
528,793 |
0.23% |
28,055 |
0.01% |
||
|
|
|
|
|
||
|
(3) |
Options and agreements to |
|
|
|
|
| purchase/sell: |
107,299 |
0.05% |
106,599 |
0.05% |
|
|
|
|
|
|
||
| TOTAL: |
|
|
|
|
|
|
1,026,341 |
0.44% |
1,800,411 |
0.78% |
||
|
|
|
|
|
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
||||
|
|
Number |
|
(%) |
Number |
|
(%) |
|
(1) Relevant securities |
|
|
||||
|
(2) Derivatives (other than options) |
|
|
||||
|
(3) Options and agreements to purchase/sell |
|
|
||||
|
Total |
|
|
||||
|
|
||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale |
Number of relevant securities |
Price per unit |
| Purchase |
1 |
191.2400 USD |
| Purchase |
2 |
190.5800 USD |
| Purchase |
2 |
190.1100 USD |
| Purchase |
3 |
191.1400 USD |
| Purchase |
4 |
189.9825 USD |
| Purchase |
6 |
190.1200 USD |
| Purchase |
7 |
190.7442 USD |
| Purchase |
10 |
190.5240 USD |
| Purchase |
10 |
194.1550 USD |
| Purchase |
16 |
189.8975 USD |
| Purchase |
22 |
190.4745 USD |
| Purchase |
37 |
190.9800 USD |
| Purchase |
44 |
191.2000 USD |
| Purchase |
75 |
191.0300 USD |
| Purchase |
100 |
192.4700 USD |
| Purchase |
100 |
191.0000 USD |
| Purchase |
100 |
190.9600 USD |
| Purchase |
100 |
190.9200 USD |
| Purchase |
100 |
191.1450 USD |
| Purchase |
100 |
189.9800 USD |
| Purchase |
107 |
188.4600 USD |
| Purchase |
111 |
190.5555 USD |
| Purchase |
111 |
190.5554 USD |
| Purchase |
138 |
189.8500 USD |
| Purchase |
152 |
190.7484 USD |
| Purchase |
169 |
190.1000 USD |
| Purchase |
200 |
189.6650 USD |
| Purchase |
200 |
191.1550 USD |
| Purchase |
201 |
190.4875 USD |
| Purchase |
238 |
190.9164 USD |
| Purchase |
238 |
190.9163 USD |
| Purchase |
300 |
190.4066 USD |
| Purchase |
300 |
191.4433 USD |
| Purchase |
300 |
190.4516 USD |
| Purchase |
300 |
191.1166 USD |
| Purchase |
300 |
191.0766 USD |
| Purchase |
300 |
190.8866 USD |
| Purchase |
340 |
190.5880 USD |
| Purchase |
400 |
190.7050 USD |
| Purchase |
400 |
190.4100 USD |
| Purchase |
400 |
190.3425 USD |
| Purchase |
465 |
193.4800 USD |
| Purchase |
500 |
191.0760 USD |
| Purchase |
500 |
190.4810 USD |
| Purchase |
522 |
191.1091 USD |
| Purchase |
562 |
190.1821 USD |
| Purchase |
573 |
191.2327 USD |
| Purchase |
637 |
191.1751 USD |
| Purchase |
800 |
190.7375 USD |
| Purchase |
829 |
190.7305 USD |
| Purchase |
929 |
190.3567 USD |
| Purchase |
980 |
190.4026 USD |
| Purchase |
1,027 |
190.8263 USD |
| Purchase |
1,072 |
190.5304 USD |
| Purchase |
1,200 |
190.9383 USD |
| Purchase |
1,200 |
190.5583 USD |
| Purchase |
1,200 |
191.5808 USD |
| Purchase |
1,200 |
190.8704 USD |
| Purchase |
1,500 |
190.9840 USD |
| Purchase |
1,500 |
190.8176 USD |
| Purchase |
1,573 |
190.9013 USD |
| Purchase |
1,617 |
190.6217 USD |
| Purchase |
1,629 |
190.9094 USD |
| Purchase |
1,900 |
190.8668 USD |
| Purchase |
2,031 |
190.7766 USD |
| Purchase |
2,200 |
190.9463 USD |
| Purchase |
2,208 |
190.8419 USD |
| Purchase |
3,534 |
190.7873 USD |
| Purchase |
4,825 |
189.4463 USD |
| Purchase |
4,926 |
190.6583 USD |
| Purchase |
5,263 |
190.3531 USD |
| Purchase |
7,413 |
190.3784 USD |
| Purchase |
7,707 |
190.1700 USD |
| Purchase |
10,966 |
190.8143 USD |
| Purchase |
13,800 |
190.8119 USD |
| Purchase |
14,544 |
190.7253 USD |
| Purchase |
15,026 |
190.7287 USD |
| Purchase |
22,615 |
190.1321 USD |
| Purchase |
26,617 |
190.6976 USD |
| Purchase |
51,800 |
191.2077 USD |
| Sale |
11 |
190.5600 USD |
| Sale |
64 |
189.9700 USD |
| Sale |
100 |
191.2800 USD |
| Sale |
100 |
190.5550 USD |
| Sale |
100 |
191.0200 USD |
| Sale |
100 |
191.2000 USD |
| Sale |
100 |
191.2500 USD |
| Sale |
100 |
190.8600 USD |
| Sale |
111 |
190.5554 USD |
| Sale |
169 |
190.1000 USD |
| Sale |
200 |
192.3150 USD |
| Sale |
200 |
190.9875 USD |
| Sale |
238 |
190.9164 USD |
| Sale |
238 |
190.9163 USD |
| Sale |
239 |
190.9516 USD |
| Sale |
255 |
191.1306 USD |
| Sale |
300 |
190.7200 USD |
| Sale |
325 |
191.7846 USD |
| Sale |
465 |
193.4800 USD |
| Sale |
577 |
190.1440 USD |
| Sale |
601 |
193.0180 USD |
| Sale |
700 |
189.4800 USD |
| Sale |
951 |
191.1149 USD |
| Sale |
1,013 |
191.8509 USD |
| Sale |
1,044 |
191.1091 USD |
| Sale |
1,500 |
190.1980 USD |
| Sale |
1,618 |
191.4788 USD |
| Sale |
1,635 |
191.1880 USD |
| Sale |
1,725 |
189.4409 USD |
| Sale |
2,028 |
191.1750 USD |
| Sale |
2,216 |
191.0822 USD |
| Sale |
2,400 |
189.4404 USD |
| Sale |
2,816 |
190.7299 USD |
| Sale |
3,441 |
191.1250 USD |
| Sale |
3,491 |
190.9461 USD |
| Sale |
4,062 |
190.4396 USD |
| Sale |
4,216 |
190.1700 USD |
| Sale |
4,556 |
191.0256 USD |
| Sale |
6,202 |
190.1792 USD |
| Sale |
6,405 |
191.1049 USD |
| Sale |
6,537 |
190.7706 USD |
| Sale |
9,715 |
190.3836 USD |
| Sale |
9,988 |
191.0638 USD |
| Sale |
10,300 |
190.7335 USD |
| Sale |
17,299 |
190.7969 USD |
| Sale |
18,309 |
190.9652 USD |
| Sale |
19,764 |
189.7178 USD |
| Sale |
22,218 |
190.6428 USD |
| Sale |
25,900 |
191.2077 USD |
| Sale |
30,000 |
190.8503 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name |
Nature of transaction |
Number of relevant securities |
Price per |
|
|
|
unit |
|
| SWAP |
Long |
264 |
189.7441 USD |
| SWAP |
Long |
878 |
190.9195 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
|
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: |
27 Aug 2020 |
| Contact name: |
Large Holdings Regulatory Operations |
| Telephone number: |
020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name |
Written or |
Number of |
Exercise |
Type |
Expiry |
|
purchased |
relevant securities |
price |
|
date |
|
|
|
to which the option |
|
|
|
|
|
|
or derivative |
|
|
|
|
|
|
relates |
|
|
|
|
| Call Options |
Purchased |
700 |
195.0000 |
American |
Sep 18, 2020 |
| Put Options |
Purchased |
-106,599 |
214.5780 |
European |
Oct 20, 2020 |
| Put Options |
Written |
106,599 |
214.5780 |
European |
Oct 20, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20200827005440/en/
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