Form 8.3 - AON PLC - Amendment
Form 8.3 - AON PLC - Amendment
BARCLAYS PLC
Ap19
FORM 8.3 Amendment to purchase
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
|
Name of person dealing (Note 1) |
Barclays PLC. |
|
Company dealt in |
AON PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 2) |
ORD |
|
Date of dealing |
29 March 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
|
(1) |
Relevant securities | ||||
|
463,479 |
0.20% |
1,730,709 |
0.77% |
||
|
(2) |
Derivatives (other than options): | ||||
|
97,615 |
0.04% |
13,657 |
0.01% |
||
|
(3) |
Options and agreements to | ||||
| purchase/sell: |
24,200 |
0.01% |
24,200 |
0.01% |
|
|
(4) |
TOTAL: | ||||
|
585,294 |
0.26% |
1,768,566 |
0.78% |
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
||||
|
|
Number |
|
(%) |
Number |
|
(%) |
|
(1) Relevant securities |
|
|
||||
|
(2) Derivatives (other than options) |
|
|
||||
|
(3) Options and agreements to purchase/sell |
|
|
||||
|
Total |
|
|
||||
|
|
||||||
Ap20
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase |
1 |
233.4500 USD |
| Purchase |
1 |
230.1850 USD |
| Purchase |
2 |
233.2200 USD |
| Purchase |
5 |
231.2100 USD |
| Purchase |
12 |
229.7100 USD |
| Purchase |
14 |
230.5696 USD |
| Purchase |
62 |
230.5600 USD |
| Purchase |
100 |
226.3200 USD |
| Purchase |
100 |
227.3100 USD |
| Purchase |
106 |
233.4067 USD |
| Purchase |
110 |
233.3330 USD |
| Purchase |
117 |
226.2025 USD |
| Purchase |
178 |
230.3207 USD |
| Purchase |
200 |
233.4860 USD |
| Purchase |
201 |
233.6407 USD |
| Purchase |
214 |
229.0981 USD |
| Purchase |
220 |
233.5118 USD |
| Purchase |
288 |
232.4376 USD |
| Purchase |
312 |
233.4453 USD |
| Purchase |
334 |
233.4122 USD |
| Purchase |
553 |
231.8391 USD |
| Purchase |
621 |
232.1619 USD |
| Purchase |
1,925 |
231.1647 USD |
| Purchase |
3,974 |
233.6249 USD |
| Purchase |
5,130 |
231.0666 USD |
| Purchase |
6,841 |
232.9600 USD |
| Purchase |
8,299 |
230.6417 USD |
| Purchase |
10,280 |
233.6300 USD |
| Purchase |
10,851 |
232.4524 USD |
| Purchase |
12,093 |
229.9436 USD |
| Purchase |
16,957 |
232.4399 USD |
| Purchase |
32,492 |
232.2789 USD |
| Purchase |
33,619 |
230.9012 USD |
| Purchase |
43,200 |
229.4312 USD |
| Sale |
2 |
233.2200 USD |
| Sale |
6 |
233.4600 USD |
| Sale |
6 |
233.1800 USD |
| Sale |
6 |
233.2700 USD |
| Sale |
6 |
233.3300 USD |
| Sale |
7 |
228.3814 USD |
| Sale |
7 |
227.7185 USD |
| Sale |
9 |
231.0950 USD |
| Sale |
11 |
227.5354 USD |
| Sale |
16 |
228.5762 USD |
| Sale |
19 |
232.9626 USD |
| Sale |
23 |
230.8930 USD |
| Sale |
29 |
231.3624 USD |
| Sale |
35 |
230.7711 USD |
| Sale |
41 |
231.7753 USD |
| Sale |
62 |
230.5600 USD |
| Sale |
78 |
230.3217 USD |
| Sale |
83 |
232.9837 USD |
| Sale |
100 |
233.4300 USD |
| Sale |
100 |
227.6600 USD |
| Sale |
100 |
233.4860 USD |
| Sale |
100 |
230.3200 USD |
| Sale |
112 |
227.5171 USD |
| Sale |
112 |
232.7375 USD |
| Sale |
144 |
226.5900 USD |
| Sale |
152 |
232.5770 USD |
| Sale |
200 |
233.5700 USD |
| Sale |
200 |
228.9600 USD |
| Sale |
207 |
232.4713 USD |
| Sale |
251 |
233.4425 USD |
| Sale |
291 |
232.9310 USD |
| Sale |
295 |
229.1225 USD |
| Sale |
600 |
232.1300 USD |
| Sale |
624 |
227.5259 USD |
| Sale |
700 |
232.1960 USD |
| Sale |
801 |
229.7446 USD |
| Sale |
915 |
229.2798 USD |
| Sale |
974 |
228.2782 USD |
| Sale |
1,200 |
233.1000 USD |
| Sale |
1,800 |
231.7640 USD |
| Sale |
2,000 |
233.6200 USD |
| Sale |
2,281 |
232.3807 USD |
| Sale |
2,565 |
233.6078 USD |
| Sale |
2,582 |
229.2189 USD |
| Sale |
2,648 |
230.6139 USD |
| Sale |
3,053 |
230.2050 USD |
| Sale |
3,148 |
228.7668 USD |
| Sale |
3,202 |
232.6147 USD |
| Sale |
3,293 |
232.5133 USD |
| Sale |
3,312 |
232.8101 USD |
| Sale |
4,340 |
228.9192 USD |
| Sale |
4,535 |
233.5549 USD |
| Sale |
5,058 |
232.3329 USD |
| Sale |
5,255 |
230.7946 USD |
| Sale |
6,159 |
233.4213 USD |
| Sale |
6,462 |
229.7120 USD |
| Sale |
7,791 |
231.7952 USD |
| Sale |
9,694 |
233.6300 USD |
| Sale |
9,774 |
229.5913 USD |
| Sale |
15,465 |
231.9038 USD |
| Sale |
16,106 |
229.4685 USD |
| Sale |
16,317 |
230.6026 USD |
| Sale |
19,282 |
232.5575 USD |
| Sale |
29,921 |
230.8854 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
| SWAP | Long |
487 |
228.9659 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
|
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) YES
|
Date of disclosure |
6 April 2021 |
|
Contact name |
Large Holdings Regulatory Operations |
|
Telephone number |
020 3134 7213 |
|
If a connected EFM, name of offeree/offeror with which connected |
|
|
If a connected EFM, state nature of connection (Note 10) |
|
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Put Options | Purchased |
-1,200 |
220.0000 |
American | Jul 16, 2021 |
| Call Options | Purchased |
1,200 |
240.0000 |
American | Jul 16, 2021 |
| Call Options | Purchased |
23,000 |
220.0000 |
American | Jul 16, 2021 |
| Put Options | Purchased |
-23,000 |
200.0000 |
American | Jul 16, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20210406005730/en/
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