Form 8.3 - AON PLC - Amendment
Form 8.3 - AON PLC - Amendment
BARCLAYS PLC
Ap19
FORM 8.3 - Amendment to Purchase
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | AON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 03 September 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
|
(1) |
Relevant securities | ||||
|
347,995 |
0.15% |
2,193,909 |
0.95% |
||
|
|
|
|
|
||
|
(2) |
Derivatives (other than options): |
|
|
|
|
|
528,090 |
0.23% |
33,200 |
0.01% |
||
|
|
|
|
|
||
|
(3) |
Options and agreements to |
|
|
|
|
| purchase/sell: |
107,299 |
0.05% |
106,599 |
0.05% |
|
|
|
|
|
|
||
| TOTAL: |
|
|
|
|
|
|
983,384 |
0.42% |
2,333,708 |
1.01% |
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
||||
|
|
Number |
|
(%) |
Number |
|
(%) |
|
(1) Relevant securities |
|
|
||||
|
(2) Derivatives (other than options) |
|
|
||||
|
(3) Options and agreements to purchase/sell |
|
|
||||
|
Total |
|
|
||||
|
|
||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
|
Purchase |
1 |
205.9100 USD |
|
Purchase |
1 |
204.1200 USD |
|
Purchase |
2 |
207.4500 USD |
|
Purchase |
3 |
204.1300 USD |
|
Purchase |
8 |
207.0800 USD |
|
Purchase |
9 |
211.2600 USD |
|
Purchase |
9 |
205.8500 USD |
|
Purchase |
14 |
210.5000 USD |
|
Purchase |
14 |
203.6800 USD |
|
Purchase |
33 |
203.8200 USD |
|
Purchase |
34 |
209.9600 USD |
|
Purchase |
50 |
207.3700 USD |
|
Purchase |
79 |
207.1700 USD |
|
Purchase |
100 |
203.9000 USD |
|
Purchase |
100 |
207.1300 USD |
|
Purchase |
100 |
207.1050 USD |
|
Purchase |
100 |
211.5100 USD |
|
Purchase |
100 |
207.6850 USD |
|
Purchase |
200 |
207.0250 USD |
|
Purchase |
200 |
207.5350 USD |
|
Purchase |
300 |
203.4608 USD |
|
Purchase |
366 |
203.8798 USD |
|
Purchase |
370 |
203.0950 USD |
|
Purchase |
436 |
205.3535 USD |
|
Purchase |
533 |
205.6154 USD |
|
Purchase |
972 |
205.5400 USD |
|
Purchase |
1,036 |
204.3355 USD |
|
Purchase |
1,548 |
204.0459 USD |
|
Purchase |
1,750 |
205.8865 USD |
|
Purchase |
2,581 |
205.9737 USD |
|
Purchase |
4,601 |
203.8500 USD |
|
Purchase |
6,271 |
204.7178 USD |
|
Purchase |
6,550 |
206.3117 USD |
|
Purchase |
7,527 |
207.0351 USD |
|
Purchase |
17,514 |
207.2281 USD |
|
Purchase |
27,996 |
205.3280 USD |
|
Purchase |
44,003 |
205.3086 USD |
|
Purchase |
64,800 |
203.7907 USD |
|
Purchase |
112,326 |
206.5809 USD |
|
Sale |
34 |
209.9600 USD |
|
Sale |
45 |
203.2800 USD |
|
Sale |
88 |
207.5882 USD |
|
Sale |
100 |
203.9000 USD |
|
Sale |
100 |
207.1100 USD |
|
Sale |
100 |
209.6600 USD |
|
Sale |
100 |
210.5000 USD |
|
Sale |
100 |
211.2200 USD |
|
Sale |
200 |
204.8100 USD |
|
Sale |
200 |
208.5550 USD |
|
Sale |
233 |
203.3851 USD |
|
Sale |
300 |
203.4608 USD |
|
Sale |
300 |
203.4700 USD |
|
Sale |
300 |
205.7466 USD |
|
Sale |
370 |
203.0950 USD |
|
Sale |
382 |
203.9528 USD |
|
Sale |
595 |
208.4372 USD |
|
Sale |
700 |
203.3658 USD |
|
Sale |
703 |
203.8922 USD |
|
Sale |
800 |
203.7937 USD |
|
Sale |
920 |
203.7778 USD |
|
Sale |
949 |
203.8880 USD |
|
Sale |
1,000 |
206.8480 USD |
|
Sale |
1,063 |
205.0079 USD |
|
Sale |
1,072 |
205.5400 USD |
|
Sale |
1,947 |
206.4273 USD |
|
Sale |
2,461 |
206.3027 USD |
|
Sale |
2,701 |
206.8201 USD |
|
Sale |
3,056 |
207.1398 USD |
|
Sale |
3,261 |
203.8277 USD |
|
Sale |
3,458 |
203.7774 USD |
|
Sale |
3,479 |
203.9483 USD |
|
Sale |
3,579 |
206.5502 USD |
|
Sale |
3,663 |
203.8500 USD |
|
Sale |
5,494 |
206.4528 USD |
|
Sale |
6,082 |
203.8330 USD |
|
Sale |
6,543 |
206.6757 USD |
|
Sale |
8,066 |
204.8924 USD |
|
Sale |
8,623 |
206.6789 USD |
|
Sale |
8,976 |
207.0998 USD |
|
Sale |
9,136 |
208.9613 USD |
|
Sale |
10,807 |
207.5945 USD |
|
Sale |
11,613 |
205.9874 USD |
|
Sale |
12,557 |
203.7598 USD |
|
Sale |
12,945 |
203.7413 USD |
|
Sale |
17,000 |
206.6391 USD |
|
Sale |
17,604 |
206.4202 USD |
|
Sale |
19,646 |
203.7904 USD |
|
Sale |
22,130 |
205.5690 USD |
|
Sale |
43,240 |
206.6207 USD |
|
Sale |
43,369 |
204.4205 USD |
(b) Derivatives transactions (other than options transactions)
|
Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
|
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
|
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing |
| and any other person relating to the voting rights of any relevant securities under any option |
| referred to on this form or relating to the voting rights or future acquisition or disposal of any |
| relevant securities to which any derivative referred to on this form is referenced. If none, this |
| should be stated. |
| NONE |
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: |
7 Sep 2020 |
| Contact name: |
Large Holdings Regulatory Operations |
| Telephone number: |
020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
|
Call Options |
Purchased |
700 |
195.0000 |
American |
Sep 18, 2020 |
|
Put Options |
Purchased |
-106,599 |
214.5780 |
European |
Oct 20, 2020 |
|
Put Options |
Written |
106,599 |
214.5780 |
European |
Oct 20, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20200907005284/en/
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