Form 8.3 - AON PLC - Amendment
Form 8.3 - AON PLC - Amendment
BARCLAYS PLC
FORM 8.3 Amendment to sales and purchase
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
|
Name of person dealing (Note 1) |
Barclays PLC. |
|
Company dealt in |
AON PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 2) |
ORD |
|
Date of dealing |
28 April 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
|
(1) |
Relevant securities | ||||
|
591,838 |
0.26% |
1,779,626 |
0.79% |
||
|
(2) |
Derivatives (other than options): | ||||
|
144,543 |
0.06% |
7,125 |
0.00% |
||
|
(3) |
Options and agreements to | ||||
| purchase/sell: |
24,200 |
0.01% |
24,200 |
0.01% |
|
| TOTAL: | |||||
|
760,581 |
0.34% |
1,810,951 |
0.80% |
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
||||
|
|
Number |
|
(%) |
Number |
|
(%) |
|
(1) Relevant securities |
|
|
||||
|
(2) Derivatives (other than options) |
|
|
||||
|
(3) Options and agreements to purchase/sell |
|
|
||||
|
Total |
|
|
||||
|
|
||||||
Ap20
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase |
1 |
236.4300 USD |
| Purchase |
2 |
233.8400 USD |
| Purchase |
4 |
237.9250 USD |
| Purchase |
5 |
238.2040 USD |
| Purchase |
12 |
237.4400 USD |
| Purchase |
13 |
239.0000 USD |
| Purchase |
17 |
238.8082 USD |
| Purchase |
48 |
238.6200 USD |
| Purchase |
50 |
234.3100 USD |
| Purchase |
62 |
239.0200 USD |
| Purchase |
100 |
233.9500 USD |
| Purchase |
100 |
238.4100 USD |
| Purchase |
100 |
238.5050 USD |
| Purchase |
100 |
235.0700 USD |
| Purchase |
200 |
238.4300 USD |
| Purchase |
242 |
238.5602 USD |
| Purchase |
262 |
234.0174 USD |
| Purchase |
300 |
237.3666 USD |
| Purchase |
414 |
238.4747 USD |
| Purchase |
465 |
237.4423 USD |
| Purchase |
567 |
235.2889 USD |
| Purchase |
600 |
235.7550 USD |
| Purchase |
634 |
235.5853 USD |
| Purchase |
891 |
236.8916 USD |
| Purchase |
948 |
236.2017 USD |
| Purchase |
1,127 |
234.2709 USD |
| Purchase |
1,133 |
237.9825 USD |
| Purchase |
2,120 |
238.3750 USD |
| Purchase |
2,505 |
237.4516 USD |
| Purchase |
4,052 |
238.0771 USD |
| Purchase |
5,053 |
238.3445 USD |
| Purchase |
5,279 |
238.3800 USD |
| Purchase |
5,500 |
237.9980 USD |
| Purchase |
8,634 |
234.9267 USD |
| Purchase |
11,600 |
237.2660 USD |
| Purchase |
12,472 |
237.4876 USD |
| Purchase |
13,100 |
237.3760 USD |
| Purchase |
15,371 |
236.3067 USD |
| Purchase |
26,022 |
238.3655 USD |
| Purchase |
64,800 |
237.2037 USD |
| Purchase |
77,413 |
238.1132 USD |
| Sale |
2 |
238.3700 USD |
| Sale |
2 |
235.3300 USD |
| Sale |
5 |
234.9300 USD |
| Sale |
6 |
235.3316 USD |
| Sale |
7 |
234.2900 USD |
| Sale |
8 |
237.7137 USD |
| Sale |
11 |
235.8936 USD |
| Sale |
14 |
237.2564 USD |
| Sale |
16 |
238.6731 USD |
| Sale |
18 |
237.2127 USD |
| Sale |
19 |
236.8342 USD |
| Sale |
22 |
237.0031 USD |
| Sale |
23 |
238.3389 USD |
| Sale |
26 |
238.3373 USD |
| Sale |
30 |
238.5900 USD |
| Sale |
32 |
235.2053 USD |
| Sale |
47 |
234.8065 USD |
| Sale |
50 |
238.5922 USD |
| Sale |
50 |
234.3100 USD |
| Sale |
73 |
237.4558 USD |
| Sale |
100 |
237.8650 USD |
| Sale |
100 |
238.8100 USD |
| Sale |
100 |
238.0610 USD |
| Sale |
100 |
238.8400 USD |
| Sale |
100 |
235.2100 USD |
| Sale |
100 |
238.0200 USD |
| Sale |
140 |
238.3845 USD |
| Sale |
191 |
238.0052 USD |
| Sale |
200 |
238.0075 USD |
| Sale |
200 |
238.0850 USD |
| Sale |
200 |
238.0325 USD |
| Sale |
200 |
237.9625 USD |
| Sale |
202 |
237.9250 USD |
| Sale |
209 |
238.0047 USD |
| Sale |
262 |
234.0174 USD |
| Sale |
300 |
238.4533 USD |
| Sale |
300 |
237.9700 USD |
| Sale |
300 |
237.9350 USD |
| Sale |
400 |
234.4950 USD |
| Sale |
400 |
238.8225 USD |
| Sale |
400 |
238.8162 USD |
| Sale |
400 |
237.8800 USD |
| Sale |
500 |
237.8910 USD |
| Sale |
503 |
235.4460 USD |
| Sale |
600 |
238.3867 USD |
| Sale |
600 |
238.0000 USD |
| Sale |
631 |
238.3014 USD |
| Sale |
700 |
238.0750 USD |
| Sale |
1,000 |
238.2950 USD |
| Sale |
1,104 |
237.4351 USD |
| Sale |
1,110 |
238.1721 USD |
| Sale |
1,302 |
238.0076 USD |
| Sale |
1,467 |
235.9044 USD |
| Sale |
1,553 |
238.3956 USD |
| Sale |
1,752 |
238.1328 USD |
| Sale |
2,100 |
238.0288 USD |
| Sale |
2,122 |
238.3707 USD |
| Sale |
2,300 |
238.3720 USD |
| Sale |
3,151 |
238.3800 USD |
| Sale |
3,806 |
238.3532 USD |
| Sale |
4,742 |
237.9680 USD |
| Sale |
5,003 |
237.6058 USD |
| Sale |
12,357 |
237.3338 USD |
| Sale |
12,573 |
237.4055 USD |
| Sale |
18,662 |
238.1723 USD |
| Sale |
25,310 |
235.9408 USD |
| Sale |
25,808 |
238.3767 USD |
| Sale |
49,469 |
237.9975 USD |
| Sale |
75,600 |
237.2037 USD |
(b) Derivatives transactions (other than options transactions)
|
Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
|
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
|
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) YES
|
Date of disclosure |
30 April 2021 |
|
Contact name |
Large Holdings Regulatory Operations |
|
Telephone number |
020 3134 7213 |
|
If a connected EFM, name of offeree/offeror with which connected |
|
|
If a connected EFM, state nature of connection (Note 10) |
|
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Put Options | Purchased |
-1,200 |
220.0000 |
American | Jul 16, 2021 |
| Call Options | Purchased |
1,200 |
240.0000 |
American | Jul 16, 2021 |
| Call Options | Purchased |
23,000 |
220.0000 |
American | Jul 16, 2021 |
| Put Options | Purchased |
-23,000 |
200.0000 |
American | Jul 16, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20210503005074/en/
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