FORM 8.3 - AON PLC
FORM 8.3 - AON PLC
BARCLAYS PLC
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | AON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 08 September 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
|
Long |
Short |
||||
|
Number |
(%) |
Number |
(%) |
||
|
(1) |
Relevant securities |
|
|
|
|
|
348,837 |
0.15% |
2,322,898 |
1.00% |
||
|
|
|
|
|
||
|
(2) |
Derivatives (other than options): |
|
|
|
|
|
528,090 |
0.23% |
33,200 |
0.01% |
||
|
|
|
|
|
||
|
(3) |
Options and agreements to |
|
|
|
|
| purchase/sell: |
107,299 |
0.05% |
106,599 |
0.05% |
|
|
|
|
|
|
||
|
(4) |
TOTAL: |
|
|
|
|
|
984,226 |
0.42% |
2,462,697 |
1.06% |
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
||||
|
|
Number |
|
(%) |
Number |
|
(%) |
|
(1) Relevant securities |
|
|
||||
|
(2) Derivatives (other than options) |
|
|
||||
|
(3) Options and agreements to purchase/sell |
|
|
||||
|
Total |
|
|
||||
|
|
||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale |
Number of relevant securities |
Price per unit |
| Purchase |
1 |
199.3200 USD |
| Purchase |
1 |
200.3650 USD |
| Purchase |
4 |
199.5775 USD |
| Purchase |
5 |
199.2494 USD |
| Purchase |
29 |
199.6182 USD |
| Purchase |
70 |
201.7507 USD |
| Purchase |
100 |
201.4300 USD |
| Purchase |
100 |
200.7300 USD |
| Purchase |
100 |
200.4200 USD |
| Purchase |
100 |
199.9500 USD |
| Purchase |
101 |
199.6015 USD |
| Purchase |
119 |
197.9866 USD |
| Purchase |
171 |
200.0694 USD |
| Purchase |
177 |
198.0331 USD |
| Purchase |
190 |
201.5231 USD |
| Purchase |
200 |
199.5750 USD |
| Purchase |
290 |
201.4910 USD |
| Purchase |
300 |
198.2316 USD |
| Purchase |
300 |
199.6833 USD |
| Purchase |
323 |
198.8376 USD |
| Purchase |
377 |
200.0792 USD |
| Purchase |
391 |
199.4688 USD |
| Purchase |
517 |
201.8700 USD |
| Purchase |
614 |
198.7669 USD |
| Purchase |
686 |
199.4968 USD |
| Purchase |
786 |
199.2503 USD |
| Purchase |
871 |
198.3490 USD |
| Purchase |
902 |
200.0746 USD |
| Purchase |
2,803 |
199.0543 USD |
| Purchase |
2,897 |
199.2372 USD |
| Purchase |
5,347 |
198.0000 USD |
| Purchase |
6,747 |
199.1192 USD |
| Purchase |
12,115 |
199.6082 USD |
| Purchase |
17,497 |
199.5303 USD |
| Purchase |
18,561 |
199.3608 USD |
| Purchase |
22,519 |
199.1964 USD |
| Purchase |
45,748 |
198.3228 USD |
| Purchase |
91,975 |
199.3029 USD |
| Sale |
3 |
199.4400 USD |
| Sale |
4 |
199.7750 USD |
| Sale |
5 |
199.2494 USD |
| Sale |
12 |
197.9300 USD |
| Sale |
29 |
199.5641 USD |
| Sale |
33 |
199.7324 USD |
| Sale |
35 |
199.2828 USD |
| Sale |
49 |
198.7383 USD |
| Sale |
56 |
198.2057 USD |
| Sale |
56 |
198.3514 USD |
| Sale |
69 |
198.2200 USD |
| Sale |
74 |
199.6658 USD |
| Sale |
100 |
199.4900 USD |
| Sale |
100 |
200.2100 USD |
| Sale |
100 |
200.1600 USD |
| Sale |
100 |
200.1500 USD |
| Sale |
100 |
200.0800 USD |
| Sale |
100 |
199.9500 USD |
| Sale |
100 |
199.8900 USD |
| Sale |
100 |
199.7900 USD |
| Sale |
100 |
199.7000 USD |
| Sale |
101 |
198.6357 USD |
| Sale |
110 |
198.2581 USD |
| Sale |
122 |
198.1792 USD |
| Sale |
152 |
198.1074 USD |
| Sale |
176 |
199.8486 USD |
| Sale |
176 |
199.3177 USD |
| Sale |
200 |
199.5240 USD |
| Sale |
200 |
199.3000 USD |
| Sale |
200 |
201.2700 USD |
| Sale |
200 |
199.2700 USD |
| Sale |
200 |
199.6300 USD |
| Sale |
210 |
198.6571 USD |
| Sale |
280 |
199.4248 USD |
| Sale |
286 |
199.9342 USD |
| Sale |
291 |
198.9976 USD |
| Sale |
291 |
199.7315 USD |
| Sale |
296 |
199.1437 USD |
| Sale |
297 |
199.7972 USD |
| Sale |
300 |
199.4300 USD |
| Sale |
300 |
199.8300 USD |
| Sale |
304 |
199.4702 USD |
| Sale |
320 |
199.3017 USD |
| Sale |
400 |
199.4800 USD |
| Sale |
501 |
199.2055 USD |
| Sale |
580 |
201.4910 USD |
| Sale |
600 |
199.3300 USD |
| Sale |
600 |
198.3929 USD |
| Sale |
600 |
199.4883 USD |
| Sale |
616 |
201.3429 USD |
| Sale |
620 |
199.7097 USD |
| Sale |
800 |
199.5287 USD |
| Sale |
1,483 |
199.4302 USD |
| Sale |
1,633 |
199.8523 USD |
| Sale |
1,641 |
199.4904 USD |
| Sale |
1,738 |
199.7978 USD |
| Sale |
1,800 |
199.4911 USD |
| Sale |
2,000 |
199.2025 USD |
| Sale |
2,071 |
198.1268 USD |
| Sale |
2,494 |
199.0241 USD |
| Sale |
2,900 |
199.3006 USD |
| Sale |
3,201 |
199.6776 USD |
| Sale |
3,749 |
198.0000 USD |
| Sale |
3,902 |
199.1566 USD |
| Sale |
4,197 |
199.3126 USD |
| Sale |
4,976 |
199.3287 USD |
| Sale |
6,361 |
198.5558 USD |
| Sale |
8,881 |
199.5702 USD |
| Sale |
8,963 |
199.3462 USD |
| Sale |
10,230 |
199.4247 USD |
| Sale |
10,825 |
199.5754 USD |
| Sale |
11,501 |
199.6160 USD |
| Sale |
16,692 |
199.5738 USD |
| Sale |
19,077 |
198.6863 USD |
| Sale |
22,626 |
198.0406 USD |
| Sale |
31,678 |
198.7410 USD |
| Sale |
38,084 |
199.4343 USD |
(b) Derivatives transactions (other than options transactions)
|
Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
|
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
|
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 9 Sep 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: |
020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected |
|
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
|
|
relates |
|
|
|
|
| Call Options |
Purchased |
700 |
195.0000 |
American |
Sep 18, 2020 |
| Put Options |
Purchased |
-106,599 |
214.5780 |
European |
Oct 20, 2020 |
| Put Options |
Written |
106,599 |
214.5780 |
European |
Oct 20, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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