FORM 8.3 - AON PLC
FORM 8.3 - AON PLC
BARCLAYS PLC
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | AON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 09 September 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
|
Number |
(%) |
Number |
(%) |
||
|
(1) |
Relevant securities |
|
|
|
|
|
341,149 |
0.15% |
2,349,247 |
1.01% |
||
|
|
|
|
|
||
|
(2) |
Derivatives (other than options): |
|
|
|
|
|
528,090 |
0.23% |
33,200 |
0.01% |
||
|
|
|
|
|
||
|
(3) |
Options and agreements to |
|
|
|
|
| purchase/sell: |
107,299 |
0.05% |
106,599 |
0.05% |
|
|
|
|
|
|
||
|
(4) |
TOTAL: |
|
|
|
|
|
976,538 |
0.42% |
2,489,046 |
1.07% |
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
||||
|
|
Number |
|
(%) |
Number |
|
(%) |
|
(1) Relevant securities |
|
|
||||
|
(2) Derivatives (other than options) |
|
|
||||
|
(3) Options and agreements to purchase/sell |
|
|
||||
|
Total |
|
|
||||
|
|
||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale |
Number of relevant securities |
Price per unit |
| Purchase |
1 |
202.3500 USD |
| Purchase |
5 |
202.7000 USD |
| Purchase |
6 |
203.9700 USD |
| Purchase |
11 |
198.0000 USD |
| Purchase |
38 |
204.0085 USD |
| Purchase |
45 |
202.1394 USD |
| Purchase |
52 |
203.6600 USD |
| Purchase |
100 |
203.3100 USD |
| Purchase |
106 |
204.4826 USD |
| Purchase |
181 |
200.1400 USD |
| Purchase |
200 |
202.2975 USD |
| Purchase |
300 |
204.4866 USD |
| Purchase |
400 |
201.8085 USD |
| Purchase |
400 |
201.8750 USD |
| Purchase |
600 |
204.0059 USD |
| Purchase |
680 |
202.0347 USD |
| Purchase |
740 |
203.0525 USD |
| Purchase |
1,118 |
204.0626 USD |
| Purchase |
3,197 |
203.5627 USD |
| Purchase |
3,642 |
203.7040 USD |
| Purchase |
4,244 |
204.1881 USD |
| Purchase |
4,592 |
203.7894 USD |
| Purchase |
5,082 |
203.1629 USD |
| Purchase |
5,296 |
203.6300 USD |
| Purchase |
10,905 |
203.3423 USD |
| Purchase |
26,194 |
203.5720 USD |
| Purchase |
33,161 |
202.2372 USD |
| Sale |
1 |
201.6350 USD |
| Sale |
1 |
202.0100 USD |
| Sale |
1 |
201.8300 USD |
| Sale |
1 |
201.5600 USD |
| Sale |
6 |
202.3175 USD |
| Sale |
6 |
204.3600 USD |
| Sale |
6 |
203.9700 USD |
| Sale |
7 |
202.1285 USD |
| Sale |
7 |
202.1392 USD |
| Sale |
11 |
198.0000 USD |
| Sale |
20 |
201.7800 USD |
| Sale |
21 |
202.1647 USD |
| Sale |
52 |
203.6600 USD |
| Sale |
93 |
202.6400 USD |
| Sale |
100 |
202.8800 USD |
| Sale |
100 |
205.2100 USD |
| Sale |
100 |
204.3750 USD |
| Sale |
100 |
205.1400 USD |
| Sale |
100 |
201.9700 USD |
| Sale |
100 |
204.8200 USD |
| Sale |
100 |
201.8800 USD |
| Sale |
100 |
201.8700 USD |
| Sale |
100 |
204.0300 USD |
| Sale |
100 |
204.4900 USD |
| Sale |
100 |
204.4000 USD |
| Sale |
101 |
201.9552 USD |
| Sale |
111 |
204.1800 USD |
| Sale |
114 |
203.5470 USD |
| Sale |
181 |
200.1400 USD |
| Sale |
200 |
203.7900 USD |
| Sale |
200 |
204.5900 USD |
| Sale |
200 |
202.8600 USD |
| Sale |
200 |
201.8750 USD |
| Sale |
200 |
204.9500 USD |
| Sale |
200 |
204.2550 USD |
| Sale |
265 |
205.2213 USD |
| Sale |
270 |
202.6838 USD |
| Sale |
300 |
204.3433 USD |
| Sale |
300 |
203.8200 USD |
| Sale |
306 |
201.7307 USD |
| Sale |
343 |
202.2395 USD |
| Sale |
500 |
202.8830 USD |
| Sale |
529 |
203.4114 USD |
| Sale |
550 |
202.4427 USD |
| Sale |
587 |
201.9350 USD |
| Sale |
700 |
204.0542 USD |
| Sale |
828 |
203.6300 USD |
| Sale |
1,102 |
202.0548 USD |
| Sale |
1,271 |
204.6672 USD |
| Sale |
1,334 |
201.9715 USD |
| Sale |
1,416 |
203.4340 USD |
| Sale |
1,700 |
203.3252 USD |
| Sale |
2,092 |
203.9311 USD |
| Sale |
2,099 |
202.4268 USD |
| Sale |
2,122 |
204.1881 USD |
| Sale |
2,400 |
203.6415 USD |
| Sale |
4,339 |
202.3058 USD |
| Sale |
4,350 |
203.8644 USD |
| Sale |
4,484 |
203.5780 USD |
| Sale |
4,973 |
203.1689 USD |
| Sale |
5,424 |
202.3247 USD |
| Sale |
5,854 |
203.7036 USD |
| Sale |
9,008 |
203.4204 USD |
| Sale |
10,574 |
203.6764 USD |
| Sale |
12,013 |
203.0605 USD |
| Sale |
17,319 |
202.2160 USD |
(b) Derivatives transactions (other than options transactions)
|
Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
|
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
|
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 10 Sep 2020 |
| Contact name: |
Large Holdings Regulatory Operations |
| Telephone number: |
020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected |
|
| If a connected EFM, state nature of connection |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
|
or derivative |
|
|
|
||
|
relates |
|
|
|
||
| Call Options | Purchased |
700 |
195.0000 |
American |
Sep 18, 2020 |
| Put Options | Purchased |
-106,599 |
214.5780 |
European |
Oct 20, 2020 |
| Put Options | Written |
106,599 |
214.5780 |
European |
Oct 20, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20200910005529/en/
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