Form 8.3 - AON PLC
Form 8.3 - AON PLC
BARCLAYS PLC
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | AON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 10 September 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
|
(1) |
Relevant securities | ||||
|
341,609 |
0.15% |
2,351,255 |
1.02% |
||
|
|
|
|
|
||
|
(2) |
Derivatives (other than options): |
|
|
|
|
|
528,090 |
0.23% |
33,200 |
0.01% |
||
|
|
|
|
|
||
|
(3) |
Options and agreements to |
|
|
|
|
| purchase/sell: |
107,299 |
0.05% |
106,599 |
0.05% |
|
|
|
|
|
|
||
| TOTAL: |
|
|
|
|
|
|
976,998 |
0.42% |
2,491,054 |
1.08% |
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
||||
|
|
Number |
|
(%) |
Number |
|
(%) |
|
(1) Relevant securities |
|
|
||||
|
(2) Derivatives (other than options) |
|
|
||||
|
(3) Options and agreements to purchase/sell |
|
|
||||
|
Total |
|
|
||||
|
|
||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
|
Purchase |
5 |
202.5700 USD |
|
Purchase |
28 |
205.4800 USD |
|
Purchase |
49 |
203.4228 USD |
|
Purchase |
100 |
203.8500 USD |
|
Purchase |
101 |
203.7816 USD |
|
Purchase |
109 |
204.1346 USD |
|
Purchase |
150 |
204.0900 USD |
|
Purchase |
151 |
203.9335 USD |
|
Purchase |
199 |
202.1655 USD |
|
Purchase |
200 |
203.9150 USD |
|
Purchase |
201 |
203.7984 USD |
|
Purchase |
404 |
204.0249 USD |
|
Purchase |
424 |
204.9695 USD |
|
Purchase |
500 |
203.8820 USD |
|
Purchase |
574 |
204.4954 USD |
|
Purchase |
600 |
204.1916 USD |
|
Purchase |
606 |
202.8325 USD |
|
Purchase |
872 |
203.8977 USD |
|
Purchase |
930 |
204.2661 USD |
|
Purchase |
1,028 |
203.5752 USD |
|
Purchase |
1,199 |
202.7133 USD |
|
Purchase |
1,239 |
204.1302 USD |
|
Purchase |
1,239 |
204.0394 USD |
|
Purchase |
1,453 |
204.3991 USD |
|
Purchase |
2,076 |
203.4554 USD |
|
Purchase |
2,423 |
202.0500 USD |
|
Purchase |
4,305 |
204.1217 USD |
|
Purchase |
6,926 |
202.6404 USD |
|
Purchase |
9,800 |
203.4911 USD |
|
Purchase |
11,070 |
204.5956 USD |
|
Purchase |
12,198 |
205.5157 USD |
|
Purchase |
15,198 |
202.2239 USD |
|
Purchase |
24,485 |
204.1441 USD |
|
Sale |
2 |
204.1900 USD |
|
Sale |
8 |
203.7500 USD |
|
Sale |
17 |
202.9047 USD |
|
Sale |
28 |
203.3782 USD |
|
Sale |
49 |
203.4228 USD |
|
Sale |
52 |
203.6915 USD |
|
Sale |
52 |
203.7469 USD |
|
Sale |
60 |
205.5883 USD |
|
Sale |
68 |
203.0352 USD |
|
Sale |
80 |
203.7525 USD |
|
Sale |
85 |
202.7600 USD |
|
Sale |
100 |
205.3700 USD |
|
Sale |
100 |
203.6476 USD |
|
Sale |
100 |
203.4800 USD |
|
Sale |
100 |
204.8000 USD |
|
Sale |
100 |
204.4900 USD |
|
Sale |
100 |
204.2100 USD |
|
Sale |
100 |
203.9200 USD |
|
Sale |
104 |
203.4353 USD |
|
Sale |
119 |
202.4155 USD |
|
Sale |
141 |
203.5854 USD |
|
Sale |
200 |
204.1600 USD |
|
Sale |
200 |
202.4050 USD |
|
Sale |
200 |
204.0250 USD |
|
Sale |
200 |
204.2950 USD |
|
Sale |
228 |
203.7763 USD |
|
Sale |
300 |
203.9216 USD |
|
Sale |
300 |
204.1133 USD |
|
Sale |
300 |
205.8866 USD |
|
Sale |
301 |
203.8271 USD |
|
Sale |
350 |
202.9257 USD |
|
Sale |
400 |
205.5650 USD |
|
Sale |
400 |
203.3850 USD |
|
Sale |
416 |
203.4598 USD |
|
Sale |
431 |
205.7098 USD |
|
Sale |
442 |
205.1028 USD |
|
Sale |
500 |
204.7640 USD |
|
Sale |
520 |
203.5323 USD |
|
Sale |
600 |
203.3500 USD |
|
Sale |
600 |
203.2533 USD |
|
Sale |
700 |
204.1142 USD |
|
Sale |
700 |
203.8460 USD |
|
Sale |
708 |
205.4056 USD |
|
Sale |
741 |
202.9978 USD |
|
Sale |
851 |
204.0603 USD |
|
Sale |
900 |
203.1855 USD |
|
Sale |
900 |
205.0877 USD |
|
Sale |
1,103 |
205.3491 USD |
|
Sale |
1,239 |
204.0394 USD |
|
Sale |
1,239 |
204.1302 USD |
|
Sale |
1,308 |
204.1270 USD |
|
Sale |
1,365 |
203.9780 USD |
|
Sale |
1,430 |
204.1314 USD |
|
Sale |
1,491 |
204.3600 USD |
|
Sale |
1,739 |
203.5278 USD |
|
Sale |
3,091 |
204.0377 USD |
|
Sale |
3,496 |
205.8267 USD |
|
Sale |
3,567 |
202.0500 USD |
|
Sale |
3,958 |
205.5255 USD |
|
Sale |
5,944 |
203.9979 USD |
|
Sale |
6,300 |
204.1226 USD |
|
Sale |
8,033 |
203.8659 USD |
|
Sale |
8,924 |
204.4751 USD |
|
Sale |
11,469 |
204.4677 USD |
|
Sale |
21,546 |
202.3648 USD |
(b) Derivatives transactions (other than options transactions)
|
Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
|
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
|
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing |
| and any other person relating to the voting rights of any relevant securities under any option |
| referred to on this form or relating to the voting rights or future acquisition or disposal of any |
| relevant securities to which any derivative referred to on this form is referenced. If none, this |
| should be stated. |
| NONE |
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: |
11 Sep 2020 |
| Contact name: |
Large Holdings Regulatory Operations |
| Telephone number: |
020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
|
Call Options |
Purchased |
700 |
195.0000 |
American |
Sep 18, 2020 |
|
Put Options |
Purchased |
-106,599 |
214.5780 |
European |
Oct 20, 2020 |
|
Put Options |
Written |
106,599 |
214.5780 |
European |
Oct 20, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20200911005266/en/
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