Form 8.3 - AON PLC

Form 8.3 - AON PLC

BARCLAYS PLC

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)	Barclays PLC.
Company dealt in	AON PLC
Class of relevant security to which the dealings being disclosed relate (Note 2)	ORD
Date of dealing	10 JULY 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		240,069	0.10%	1,497,535	0.65%
(2)	Derivatives (other than options):
		529,637	0.23%	29,700	0.01%
(3)	Options and agreements to
	purchase/sell:	2,600	0.00%	4,500	0.00%
(4)	TOTAL:
		772,306	0.33%	1,531,735	0.66%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
	Number		(%)	Number		(%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

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3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	6	194.9350 USD
Purchase	7	195.4200 USD
Purchase	12	194.4450 USD
Purchase	27	195.7733 USD
Purchase	68	197.6350 USD
Purchase	100	197.6800 USD
Purchase	103	197.1623 USD
Purchase	103	197.4950 USD
Purchase	105	197.5390 USD
Purchase	106	196.0382 USD
Purchase	112	196.0804 USD
Purchase	144	196.1348 USD
Purchase	194	197.6600 USD
Purchase	200	196.2750 USD
Purchase	300	196.6366 USD
Purchase	300	197.2666 USD
Purchase	301	197.5269 USD
Purchase	649	195.3222 USD
Purchase	792	197.6296 USD
Purchase	1,127	197.5600 USD
Purchase	1,267	196.2766 USD
Purchase	2,451	197.6586 USD
Purchase	2,940	197.3070 USD
Purchase	5,279	196.2014 USD
Purchase	6,110	196.1929 USD
Purchase	6,221	196.8856 USD
Purchase	6,231	196.1623 USD
Purchase	34,986	197.1609 USD
Sale	7	195.2400 USD
Sale	9	196.0900 USD
Sale	18	195.7733 USD
Sale	62	194.9353 USD
Sale	100	196.0100 USD
Sale	100	197.1100 USD
Sale	101	194.3431 USD
Sale	200	194.8050 USD
Sale	213	194.8097 USD
Sale	299	195.6208 USD
Sale	300	196.7100 USD
Sale	357	197.5742 USD
Sale	383	197.2908 USD
Sale	399	196.6075 USD
Sale	443	195.3682 USD
Sale	546	194.9500 USD
Sale	893	196.0619 USD
Sale	963	194.8175 USD
Sale	1,039	196.7936 USD
Sale	1,204	196.5931 USD
Sale	1,267	196.2766 USD
Sale	1,471	196.8682 USD
Sale	1,498	197.2579 USD
Sale	1,519	197.5600 USD
Sale	2,235	196.9971 USD
Sale	4,707	196.0028 USD
Sale	5,110	196.2190 USD
Sale	11,022	196.8876 USD
Sale	12,377	197.1857 USD
Sale	21,446	197.3232 USD

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD	Nature of transaction (Note 6)	Number of relevant securities (Note 7)	Price per unit (Note 5)

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name, e.g. call option	Writing, selling, purchasing, varying etc.	Number of securities to which the option relates (Note 7)	Exercise price	Type, e.g. American, European etc.	Expiry date	Option money paid/received per unit (Note 5)

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)

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2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure	13 July 2020
Contact name	Large Holdings Regulatory Operations
Telephone number	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection (Note 10)

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SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Call Options	Purchased	1,100	260.0000	American	Jul 17, 2020
Call Options	Purchased	1,500	240.0000	American	Jul 17, 2020
Call Options	Written	-4,500	220.0000	American	Jul 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

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