Form 8.3 - AON PLC

Form 8.3 - AON PLC

BARCLAYS PLC

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)	Barclays PLC.
Company dealt in	AON PLC
Class of relevant security to which the dealings being disclosed relate (Note 2)	ORD
Date of dealing	13 JUL 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		241,524	0.10%	1,497,443	0.65%
(2)	Derivatives (other than options):
		529,637	0.23%	29,700	0.01%
(3)	Options and agreements to
	purchase/sell:	2,600	0.00%	4,500	0.00%
(4)	TOTAL:
		773,761	0.33%	1,531,643	0.66%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
	Number		(%)	Number		(%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

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3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	1	197.8350 USD
Purchase	2	198.1250 USD
Purchase	2	198.3100 USD
Purchase	2	198.9900 USD
Purchase	4	198.8900 USD
Purchase	5	198.7440 USD
Purchase	6	198.9183 USD
Purchase	7	198.1071 USD
Purchase	15	198.6753 USD
Purchase	18	198.1816 USD
Purchase	46	196.7873 USD
Purchase	70	198.7800 USD
Purchase	90	198.7500 USD
Purchase	100	196.3000 USD
Purchase	100	196.7600 USD
Purchase	100	196.9600 USD
Purchase	100	196.9900 USD
Purchase	100	198.7600 USD
Purchase	113	198.1507 USD
Purchase	133	198.3980 USD
Purchase	133	198.1778 USD
Purchase	180	198.6033 USD
Purchase	273	198.7575 USD
Purchase	328	198.1408 USD
Purchase	350	196.8785 USD
Purchase	500	199.1360 USD
Purchase	503	198.1263 USD
Purchase	600	198.0341 USD
Purchase	603	199.1431 USD
Purchase	627	197.9608 USD
Purchase	723	199.1302 USD
Purchase	793	196.8121 USD
Purchase	830	198.9021 USD
Purchase	868	199.0600 USD
Purchase	900	199.1411 USD
Purchase	1,100	199.1368 USD
Purchase	1,460	198.0000 USD
Purchase	1,929	197.0600 USD
Purchase	3,266	198.5768 USD
Purchase	4,107	197.3327 USD
Purchase	5,007	199.1008 USD
Purchase	6,500	197.1839 USD
Purchase	9,230	197.2793 USD
Purchase	10,877	198.2680 USD
Purchase	17,716	198.1227 USD
Purchase	18,078	197.8963 USD
Purchase	18,885	197.5603 USD
Sale	100	198.3500 USD
Sale	100	198.7600 USD
Sale	100	198.6700 USD
Sale	107	197.0723 USD
Sale	133	198.3980 USD
Sale	170	198.1505 USD
Sale	180	198.7533 USD
Sale	196	198.8461 USD
Sale	200	196.2200 USD
Sale	201	198.5885 USD
Sale	235	198.3927 USD
Sale	399	197.0694 USD
Sale	428	198.9858 USD
Sale	474	198.5305 USD
Sale	503	198.1264 USD
Sale	562	197.5438 USD
Sale	636	198.1831 USD
Sale	704	197.9953 USD
Sale	800	198.9512 USD
Sale	1,321	197.0600 USD
Sale	1,460	198.0000 USD
Sale	3,908	198.2875 USD
Sale	4,164	197.5754 USD
Sale	6,027	197.7268 USD
Sale	8,374	198.0392 USD
Sale	12,052	197.9788 USD
Sale	14,115	197.9949 USD
Sale	15,006	197.2668 USD
Sale	16,405	197.1905 USD
Sale	16,930	199.0925 USD

	Long			Short
	Number		(%)	Number		(%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD	Nature of transaction (Note 6)	Number of relevant securities (Note 7)	Price per unit (Note 5)

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name, e.g. call option	Writing, selling, purchasing, varying etc.	Number of securities to which the option relates (Note 7)	Exercise price	Type, e.g. American, European etc.	Expiry date	Option money paid/received per unit (Note 5)

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)

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2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure	14 JUL 2020
Contact name	Large Holdings Regulatory Operations
Telephone number	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection (Note 10)

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SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Call Options	Purchased	1,100	260.0000	American	Jul 17, 2020
Call Options	Purchased	1,500	240.0000	American	Jul 17, 2020
Call Options	Written	-4,500	220.0000	American	Jul 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

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