Form 8.3 - Aon plc
Form 8.3 - Aon plc
BARCLAYS PLC
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | AON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 17 July 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: |
ORD |
|
|
||
|
Long |
Short |
||||
|
Number |
(%) |
Number |
(%) |
||
|
(1) |
Relevant securities |
|
|
|
|
|
246,061 |
0.11% |
1,563,578 |
0.68% |
||
|
|
|
|
|
||
|
(2) |
Derivatives (other than options): |
|
|
|
|
|
549,040 |
0.24% |
29,700 |
0.01% |
||
|
|
|
|
|
||
|
(3) |
Options and agreements to |
|
|
|
|
| purchase/sell: |
2,600 |
0.00% |
4,500 |
0.00% |
|
|
|
|
|
|
||
| TOTAL: |
|
|
|
|
|
|
797,701 |
0.34% |
1,597,778 |
0.69% |
||
|
|
|
|
|
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
||||
|
|
Number |
|
(%) |
Number |
|
(%) |
|
(1) Relevant securities |
|
|
||||
|
(2) Derivatives (other than options) |
|
|
||||
|
(3) Options and agreements to purchase/sell |
|
|
||||
|
Total |
|
|
||||
|
|
||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
|
Purchase/sale |
Number of relevant securities |
Price per unit |
|
Purchase |
11 |
203.1100 USD |
|
Purchase |
16 |
203.0303 USD |
|
Purchase |
23 |
202.1113 USD |
|
Purchase |
51 |
202.5084 USD |
|
Purchase |
53 |
202.3033 USD |
|
Purchase |
66 |
202.3889 USD |
|
Purchase |
78 |
202.2774 USD |
|
Purchase |
79 |
202.3170 USD |
|
Purchase |
82 |
202.7402 USD |
|
Purchase |
87 |
203.4700 USD |
|
Purchase |
100 |
202.9100 USD |
|
Purchase |
100 |
203.0000 USD |
|
Purchase |
109 |
202.3133 USD |
|
Purchase |
140 |
202.4382 USD |
|
Purchase |
200 |
203.2150 USD |
|
Purchase |
238 |
203.3148 USD |
|
Purchase |
249 |
203.5473 USD |
|
Purchase |
263 |
203.4983 USD |
|
Purchase |
489 |
202.7172 USD |
|
Purchase |
525 |
202.8247 USD |
|
Purchase |
924 |
203.1613 USD |
|
Purchase |
1,260 |
204.0000 USD |
|
Purchase |
1,549 |
203.1082 USD |
|
Purchase |
2,111 |
203.6577 USD |
|
Purchase |
4,447 |
202.8986 USD |
|
Purchase |
5,560 |
204.1800 USD |
|
Purchase |
5,593 |
204.1796 USD |
|
Purchase |
6,520 |
202.9728 USD |
|
Purchase |
7,005 |
203.6538 USD |
|
Purchase |
8,043 |
203.6600 USD |
|
Purchase |
12,465 |
203.0054 USD |
|
Purchase |
12,685 |
203.1745 USD |
|
Purchase |
22,392 |
203.6760 USD |
|
Purchase |
23,481 |
202.9362 USD |
|
Purchase |
51,284 |
202.9239 USD |
|
Sale |
11 |
203.5190 USD |
|
Sale |
11 |
203.1100 USD |
|
Sale |
34 |
202.6841 USD |
|
Sale |
87 |
203.3500 USD |
|
Sale |
87 |
203.4700 USD |
|
Sale |
100 |
203.6700 USD |
|
Sale |
100 |
203.6200 USD |
|
Sale |
100 |
202.8400 USD |
|
Sale |
100 |
202.9500 USD |
|
Sale |
100 |
202.9100 USD |
|
Sale |
101 |
203.4735 USD |
|
Sale |
118 |
202.8649 USD |
|
Sale |
124 |
203.6000 USD |
|
Sale |
141 |
204.1800 USD |
|
Sale |
147 |
202.8056 USD |
|
Sale |
200 |
202.7950 USD |
|
Sale |
200 |
203.3700 USD |
|
Sale |
200 |
202.7800 USD |
|
Sale |
200 |
203.6100 USD |
|
Sale |
200 |
202.7650 USD |
|
Sale |
250 |
202.6980 USD |
|
Sale |
300 |
203.5300 USD |
|
Sale |
404 |
202.8615 USD |
|
Sale |
480 |
202.8670 USD |
|
Sale |
488 |
203.1272 USD |
|
Sale |
489 |
202.7172 USD |
|
Sale |
500 |
203.1060 USD |
|
Sale |
500 |
202.8270 USD |
|
Sale |
520 |
202.8079 USD |
|
Sale |
571 |
203.4472 USD |
|
Sale |
576 |
203.3829 USD |
|
Sale |
600 |
203.0633 USD |
|
Sale |
600 |
202.7633 USD |
|
Sale |
660 |
203.0627 USD |
|
Sale |
672 |
202.9598 USD |
|
Sale |
710 |
202.4208 USD |
|
Sale |
879 |
202.7934 USD |
|
Sale |
900 |
203.5173 USD |
|
Sale |
932 |
202.7161 USD |
|
Sale |
994 |
203.4448 USD |
|
Sale |
1,100 |
202.8918 USD |
|
Sale |
1,260 |
204.0000 USD |
|
Sale |
1,400 |
202.7325 USD |
|
Sale |
1,413 |
202.7925 USD |
|
Sale |
1,600 |
203.1881 USD |
|
Sale |
1,715 |
202.7766 USD |
|
Sale |
1,870 |
202.7774 USD |
|
Sale |
2,062 |
203.4886 USD |
|
Sale |
2,242 |
202.7642 USD |
|
Sale |
2,256 |
202.7383 USD |
|
Sale |
2,358 |
202.7497 USD |
|
Sale |
2,450 |
202.8983 USD |
|
Sale |
2,600 |
202.9085 USD |
|
Sale |
3,200 |
202.8193 USD |
|
Sale |
3,839 |
203.2404 USD |
|
Sale |
4,149 |
202.8604 USD |
|
Sale |
5,115 |
202.9254 USD |
|
Sale |
9,725 |
203.6600 USD |
|
Sale |
10,559 |
203.0550 USD |
|
Sale |
11,153 |
203.9205 USD |
|
Sale |
11,904 |
203.1612 USD |
|
Sale |
15,853 |
202.8729 USD |
|
Sale |
25,285 |
203.7190 USD |
|
Sale |
33,906 |
202.9645 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction |
Number of relevant securities |
Price per |
|
|
unit | ||
| SWAP | Long |
297 |
202.9071 USD |
| SWAP | Long |
9,404 |
202.7328 USD |
| SWAP | Long |
9,702 |
203.0648 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
|
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: |
20 Jul 2020 |
| Contact name: |
Large Holdings Regulatory Operations |
| Telephone number: |
020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or |
Number of |
Exercise |
Type |
Expiry |
| purchased |
relevant securities |
price |
|
date |
|
|
to which the option |
|
|
|
||
|
or derivative |
|
|
|
||
|
relates |
|
|
|
||
| Call Options | Purchased |
1,100 |
260.0000 |
American |
Jul 17, 2020 |
| Call Options | Purchased |
1,500 |
240.0000 |
American |
Jul 17, 2020 |
| Call Options | Written |
-4,500 |
220.0000 |
American |
Jul 17, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20200720005385/en/
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