FORM 8.3 – AON PLC
FORM 8.3 – AON PLC
BARCLAYS PLC
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | AON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 11 September 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
|
(1) |
Relevant securities | ||||
|
345,729 |
0.15% |
2,361,671 |
1.02% |
||
|
(2) |
Derivatives (other than options): | ||||
|
528,090 |
0.23% |
33,200 |
0.01% |
||
|
(3) |
Options and agreements to | ||||
| purchase/sell: |
107,299 |
0.05% |
106,599 |
0.05% |
|
| TOTAL: | |||||
|
981,118 |
0.42% |
2,501,470 |
1.08% |
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
||||
|
|
Number |
|
(%) |
Number |
|
(%) |
|
(1) Relevant securities |
|
|
||||
|
(2) Derivatives (other than options) |
|
|
||||
|
(3) Options and agreements to purchase/sell |
|
|
||||
|
Total |
|
|
||||
|
|
||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale |
Number of relevant securities |
Price per unit |
| Purchase |
1 |
201.6000 USD |
| Purchase |
1 |
200.2900 USD |
| Purchase |
3 |
201.4600 USD |
| Purchase |
5 |
200.6060 USD |
| Purchase |
7 |
202.1585 USD |
| Purchase |
7 |
201.0157 USD |
| Purchase |
8 |
201.1325 USD |
| Purchase |
14 |
202.6907 USD |
| Purchase |
30 |
201.4573 USD |
| Purchase |
31 |
201.5200 USD |
| Purchase |
32 |
201.4584 USD |
| Purchase |
51 |
201.6127 USD |
| Purchase |
58 |
201.4200 USD |
| Purchase |
75 |
202.0896 USD |
| Purchase |
100 |
202.3200 USD |
| Purchase |
100 |
200.3900 USD |
| Purchase |
100 |
202.0900 USD |
| Purchase |
109 |
199.9637 USD |
| Purchase |
112 |
202.1446 USD |
| Purchase |
118 |
201.6758 USD |
| Purchase |
143 |
201.9674 USD |
| Purchase |
144 |
202.0921 USD |
| Purchase |
200 |
202.1450 USD |
| Purchase |
249 |
202.3500 USD |
| Purchase |
250 |
200.6860 USD |
| Purchase |
400 |
201.7974 USD |
| Purchase |
400 |
201.3700 USD |
| Purchase |
400 |
202.1000 USD |
| Purchase |
414 |
201.5377 USD |
| Purchase |
457 |
202.2600 USD |
| Purchase |
600 |
201.5083 USD |
| Purchase |
621 |
202.1251 USD |
| Purchase |
670 |
201.7401 USD |
| Purchase |
730 |
201.3793 USD |
| Purchase |
774 |
201.1393 USD |
| Purchase |
3,211 |
201.5400 USD |
| Purchase |
3,960 |
201.5023 USD |
| Purchase |
4,546 |
201.3566 USD |
| Purchase |
5,100 |
201.5298 USD |
| Purchase |
5,639 |
201.5087 USD |
| Purchase |
10,147 |
201.3390 USD |
| Purchase |
13,073 |
201.5565 USD |
| Purchase |
14,436 |
201.3287 USD |
| Purchase |
24,161 |
201.2111 USD |
| Sale |
3 |
202.0800 USD |
| Sale |
5 |
201.6300 USD |
| Sale |
7 |
202.1800 USD |
| Sale |
31 |
201.5200 USD |
| Sale |
35 |
201.0400 USD |
| Sale |
37 |
201.8400 USD |
| Sale |
40 |
201.5700 USD |
| Sale |
100 |
201.5350 USD |
| Sale |
100 |
201.2000 USD |
| Sale |
100 |
202.0700 USD |
| Sale |
100 |
201.0200 USD |
| Sale |
100 |
201.5100 USD |
| Sale |
100 |
202.0200 USD |
| Sale |
100 |
201.3200 USD |
| Sale |
110 |
202.1000 USD |
| Sale |
131 |
200.3254 USD |
| Sale |
133 |
201.1485 USD |
| Sale |
170 |
201.6600 USD |
| Sale |
200 |
201.6550 USD |
| Sale |
200 |
201.0150 USD |
| Sale |
200 |
200.2108 USD |
| Sale |
200 |
201.5000 USD |
| Sale |
210 |
201.3047 USD |
| Sale |
225 |
201.7100 USD |
| Sale |
238 |
201.1092 USD |
| Sale |
273 |
201.4658 USD |
| Sale |
290 |
201.5848 USD |
| Sale |
300 |
201.3833 USD |
| Sale |
300 |
201.8883 USD |
| Sale |
301 |
201.8343 USD |
| Sale |
356 |
201.5130 USD |
| Sale |
400 |
201.3850 USD |
| Sale |
403 |
202.0952 USD |
| Sale |
405 |
201.6325 USD |
| Sale |
416 |
201.3946 USD |
| Sale |
458 |
201.3763 USD |
| Sale |
494 |
201.6187 USD |
| Sale |
537 |
201.4438 USD |
| Sale |
570 |
201.5493 USD |
| Sale |
670 |
201.4194 USD |
| Sale |
672 |
201.5194 USD |
| Sale |
742 |
201.4933 USD |
| Sale |
746 |
201.5004 USD |
| Sale |
773 |
201.4198 USD |
| Sale |
785 |
201.3705 USD |
| Sale |
801 |
201.4370 USD |
| Sale |
855 |
201.3750 USD |
| Sale |
1,002 |
201.5799 USD |
| Sale |
1,322 |
201.5657 USD |
| Sale |
1,400 |
201.0830 USD |
| Sale |
1,744 |
201.4524 USD |
| Sale |
1,857 |
201.6306 USD |
| Sale |
2,021 |
201.3928 USD |
| Sale |
3,148 |
201.5400 USD |
| Sale |
3,536 |
201.1246 USD |
| Sale |
4,474 |
201.1762 USD |
| Sale |
5,282 |
201.0532 USD |
| Sale |
6,837 |
201.0225 USD |
| Sale |
7,012 |
201.3313 USD |
| Sale |
8,794 |
201.3770 USD |
| Sale |
10,818 |
201.4790 USD |
| Sale |
20,724 |
201.5383 USD |
(b) Derivatives transactions (other than options transactions)
|
Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
|
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
|
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? |
YES |
| Date of disclosure: |
14 Sep 2020 |
| Contact name: |
Large Holdings Regulatory Operations |
| Telephone number: |
020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected |
|
| If a connected EFM, state nature of connection |
|
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or |
Number of |
Exercise |
Type |
Expiry |
| purchased |
relevant securities |
price |
|
date |
|
|
to which the option |
|
|
|
||
|
or derivative |
|
|
|
||
|
relates |
|
|
|
||
| Call Options | Purchased |
700 |
195.0000 |
American |
Sep 18, 2020 |
| Put Options | Purchased |
-106,599 |
214.5780 |
European |
Oct 20, 2020 |
| Put Options | Written |
106,599 |
214.5780 |
European |
Oct 20, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20200914005438/en/
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