Form 8.3 - AON PLC

Form 8.3 - AON PLC

BARCLAYS PLC

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FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	AON PLC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	14 September 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		346,913	0.15%	2,358,382	1.02%
(2)	Derivatives (other than options):
		528,090	0.23%	33,200	0.01%
(3)	Options and agreements to
	purchase/sell:	107,299	0.05%	106,599	0.05%
	TOTAL:
		982,302	0.42%	2,498,181	1.08%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
	Number		(%)	Number		(%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

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1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	1	202.7300 USD
Purchase	1	203.0000 USD
Purchase	2	201.9900 USD
Purchase	8	202.3900 USD
Purchase	9	203.1177 USD
Purchase	26	202.7000 USD
Purchase	28	203.0600 USD
Purchase	33	203.3300 USD
Purchase	39	202.7435 USD
Purchase	41	203.2100 USD
Purchase	42	203.0738 USD
Purchase	51	203.1959 USD
Purchase	65	203.0936 USD
Purchase	75	202.4650 USD
Purchase	78	203.0680 USD
Purchase	82	203.2867 USD
Purchase	100	203.2550 USD
Purchase	108	201.7800 USD
Purchase	115	203.2200 USD
Purchase	122	203.1617 USD
Purchase	200	202.7400 USD
Purchase	235	203.3560 USD
Purchase	240	202.1958 USD
Purchase	304	202.7433 USD
Purchase	400	202.5000 USD
Purchase	701	202.8641 USD
Purchase	803	202.6212 USD
Purchase	1,169	201.9600 USD
Purchase	3,900	202.6907 USD
Purchase	4,983	203.1755 USD
Purchase	6,126	202.4178 USD
Purchase	8,966	201.9048 USD
Purchase	9,347	202.8094 USD
Purchase	11,470	202.9791 USD
Purchase	12,680	202.1572 USD
Purchase	16,975	202.4115 USD
Sale	7	202.0000 USD
Sale	26	202.8569 USD
Sale	33	203.3300 USD
Sale	41	202.9348 USD
Sale	51	203.0700 USD
Sale	52	203.3400 USD
Sale	54	203.2357 USD
Sale	75	202.4650 USD
Sale	100	203.0000 USD
Sale	100	203.3000 USD
Sale	100	203.4700 USD
Sale	200	202.5900 USD
Sale	200	204.0250 USD
Sale	205	201.9600 USD
Sale	256	203.2321 USD
Sale	302	203.3263 USD
Sale	324	202.8741 USD
Sale	377	203.0248 USD
Sale	395	201.8600 USD
Sale	400	202.6787 USD
Sale	400	203.2425 USD
Sale	426	203.0592 USD
Sale	500	201.9780 USD
Sale	511	201.8813 USD
Sale	559	202.9054 USD
Sale	629	203.1011 USD
Sale	700	203.6542 USD
Sale	728	201.9668 USD
Sale	762	202.0086 USD
Sale	895	202.3928 USD
Sale	900	202.9333 USD
Sale	1,349	201.8800 USD
Sale	1,668	202.6140 USD
Sale	2,200	202.5632 USD
Sale	2,655	203.9018 USD
Sale	3,024	202.8897 USD
Sale	4,407	203.2145 USD
Sale	4,409	202.5328 USD
Sale	5,052	202.3012 USD
Sale	5,898	201.9660 USD
Sale	8,547	202.8643 USD
Sale	10,421	202.1416 USD
Sale	19,497	202.3090 USD

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD	Nature of transaction (Note 6)	Number of relevant securities (Note 7)	Price per unit (Note 5)

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name, e.g. call option	Writing, selling, purchasing, varying etc.	Number of securities to which the option relates (Note 7)	Exercise price	Type, e.g. American, European etc.	Expiry date	Option money paid/received per unit (Note 5)

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)

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2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	15 Sep 2020
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

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SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Call Options	Purchased	700	195.0000	American	Sep 18, 2020
Put Options	Purchased	-106,599	214.5780	European	Oct 20, 2020
Put Options	Written	106,599	214.5780	European	Oct 20, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

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