Form 8.3 - AON PLC

Form 8.3 - AON PLC

BARCLAYS PLC

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	AON PLC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	15 September 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		352,450	0.15%	2,366,123	1.02%
(2)	Derivatives (other than options):
		528,090	0.23%	28,200	0.01%
(3)	Options and agreements to
	purchase/sell:	107,299	0.05%	106,599	0.05%
	TOTAL:
		987,839	0.43%	2,500,922	1.08%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
	Number		(%)	Number		(%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

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1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	1	202.8700 USD
Purchase	2	203.0700 USD
Purchase	3	202.9666 USD
Purchase	5	203.1860 USD
Purchase	10	203.1350 USD
Purchase	10	203.0100 USD
Purchase	10	203.1349 USD
Purchase	16	203.0806 USD
Purchase	32	202.0590 USD
Purchase	57	203.0400 USD
Purchase	63	202.8998 USD
Purchase	97	202.2800 USD
Purchase	100	202.5500 USD
Purchase	138	202.7826 USD
Purchase	262	203.0771 USD
Purchase	500	202.2400 USD
Purchase	600	202.5850 USD
Purchase	700	202.5614 USD
Purchase	1,034	203.2916 USD
Purchase	3,102	202.7879 USD
Purchase	3,662	202.7146 USD
Purchase	3,796	202.0000 USD
Purchase	4,238	202.3661 USD
Purchase	10,095	202.6464 USD
Purchase	19,345	202.0547 USD
Sale	1	202.8000 USD
Sale	2	203.1300 USD
Sale	3	203.3400 USD
Sale	5	203.2060 USD
Sale	6	203.0000 USD
Sale	9	202.8900 USD
Sale	9	203.2400 USD
Sale	9	203.2433 USD
Sale	9	203.1383 USD
Sale	10	203.1349 USD
Sale	10	203.0100 USD
Sale	10	202.1200 USD
Sale	10	203.1350 USD
Sale	11	203.1536 USD
Sale	12	202.9175 USD
Sale	21	202.0900 USD
Sale	21	203.1628 USD
Sale	24	202.9625 USD
Sale	24	203.0800 USD
Sale	57	203.0400 USD
Sale	100	203.2700 USD
Sale	100	203.3900 USD
Sale	100	202.1800 USD
Sale	100	203.1000 USD
Sale	100	203.1400 USD
Sale	102	202.3105 USD
Sale	131	203.0771 USD
Sale	176	202.9800 USD
Sale	193	202.9783 USD
Sale	300	203.2150 USD
Sale	300	203.0933 USD
Sale	300	203.0463 USD
Sale	367	203.3244 USD
Sale	400	203.0825 USD
Sale	401	203.2600 USD
Sale	463	203.0349 USD
Sale	767	202.8008 USD
Sale	987	202.4158 USD
Sale	1,034	203.2916 USD
Sale	1,048	202.4478 USD
Sale	1,440	202.5751 USD
Sale	2,906	203.2947 USD
Sale	3,199	202.6683 USD
Sale	3,829	202.8671 USD
Sale	5,372	202.6427 USD
Sale	9,578	202.3503 USD
Sale	19,077	202.0000 USD

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD	Nature of transaction (Note 6)	Number of relevant securities (Note 7)	Price per unit (Note 5)

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name, e.g. call option	Writing, selling, purchasing, varying etc.	Number of securities to which the option relates (Note 7)	Exercise price	Type, e.g. American, European etc.	Expiry date	Option money paid/received per unit (Note 5)

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)

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2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing

and any other person relating to the voting rights of any relevant securities under any option

referred to on this form or relating to the voting rights or future acquisition or disposal of any

relevant securities to which any derivative referred to on this form is referenced. If none, this

should be stated.

NONE

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	16 Sep 2020
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

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SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Call Options	Purchased	700	195.0000	American	Sep 18, 2020
Put Options	Purchased	-106,599	214.5780	European	Oct 20, 2020
Put Options	Written	106,599	214.5780	European	Oct 20, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

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