Form 8.3 - AON PLC

Form 8.3 - AON PLC

BARCLAYS PLC

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FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	AON PLC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	19 May 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		248,354	0.11%	836,315	0.36%
(2)	Derivatives (other than options):
		425,211	0.18%	29,700	0.01%
(3)	Options and agreements to
	purchase/sell:	2,600	0.00%	4,500	0.00%
	TOTAL:
		676,165	0.29%	870,515	0.38%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
	Number		(%)	Number		(%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

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1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	1	196.4900 USD
Purchase	1	196.4000 USD
Purchase	2	196.7900 USD
Purchase	2	197.3200 USD
Purchase	4	196.2400 USD
Purchase	5	197.7200 USD
Purchase	7	195.8100 USD
Purchase	14	197.1100 USD
Purchase	100	197.4900 USD
Purchase	100	197.6400 USD
Purchase	100	195.4700 USD
Purchase	100	197.8400 USD
Purchase	100	196.4800 USD
Purchase	120	196.5100 USD
Purchase	200	197.1950 USD
Purchase	206	196.5589 USD
Purchase	221	197.1363 USD
Purchase	260	196.0953 USD
Purchase	379	196.9548 USD
Purchase	453	196.7584 USD
Purchase	668	195.4972 USD
Purchase	800	196.4353 USD
Purchase	1,200	196.6340 USD
Purchase	1,201	196.6733 USD
Purchase	1,347	196.5922 USD
Purchase	2,100	196.5880 USD
Purchase	2,600	196.2861 USD
Purchase	2,814	196.0584 USD
Purchase	4,148	195.5391 USD
Purchase	6,010	196.0977 USD
Purchase	8,078	195.5401 USD
Purchase	10,729	195.5400 USD
Purchase	14,846	196.5391 USD
Sale	2	196.4200 USD
Sale	7	195.8100 USD
Sale	7	196.5500 USD
Sale	10	197.2610 USD
Sale	60	196.0300 USD
Sale	100	196.0000 USD
Sale	100	197.3900 USD
Sale	100	196.7900 USD
Sale	100	196.2300 USD
Sale	114	197.1100 USD
Sale	120	196.5100 USD
Sale	200	196.8550 USD
Sale	208	197.7028 USD
Sale	600	195.4900 USD
Sale	600	196.6933 USD
Sale	700	196.9257 USD
Sale	800	196.3321 USD
Sale	819	197.2434 USD
Sale	830	196.1323 USD
Sale	1,145	197.0044 USD
Sale	1,200	196.7418 USD
Sale	1,500	196.5460 USD
Sale	3,167	196.9023 USD
Sale	4,703	195.5401 USD
Sale	9,081	195.5400 USD
Sale	9,627	195.5955 USD
Sale	11,130	196.2355 USD
Sale	11,415	196.2543 USD

(b) Derivatives transactions (other than options transactions)

Product Name	Nature of transaction	Number of relevant securities	Price per
			unit
SWAP	Long	924	197.0443 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name, e.g. call option	Writing, selling, purchasing, varying etc.	Number of securities to which the option relates (Note 7)	Exercise price	Type, e.g. American, European etc.	Expiry date	Option money paid/received per unit (Note 5)

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)

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2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	20 May 2020
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

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SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Call Options	Purchased	1,100	260.0000	American	Jul 17, 2020
Call Options	Purchased	1,500	240.0000	American	Jul 17, 2020
Call Options	Written	-4,500	220.0000	American	Jul 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

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