Form 8.3 - AON PLC
Form 8.3 - AON PLC
BARCLAYS PLC
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | AON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 18 September 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
|
(1) |
Relevant securities | ||||
|
390,546 |
0.17% |
2,380,359 |
1.03% |
||
|
|
|
|
|
||
|
(2) |
Derivatives (other than options): |
|
|
|
|
|
530,855 |
0.23% |
28,200 |
0.01% |
||
|
|
|
|
|
||
|
(3) |
Options and agreements to |
|
|
|
|
| purchase/sell: |
107,299 |
0.05% |
106,599 |
0.05% |
|
|
|
|
|
|
||
| TOTAL: |
|
|
|
|
|
|
1,028,700 |
0.44% |
2,515,158 |
1.09% |
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
||||
|
|
Number |
|
(%) |
Number |
|
(%) |
|
(1) Relevant securities |
|
|
||||
|
(2) Derivatives (other than options) |
|
|
||||
|
(3) Options and agreements to purchase/sell |
|
|
||||
|
Total |
|
|
||||
|
|
||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
|
Purchase |
6 |
201.3750 USD |
|
Purchase |
33 |
202.9500 USD |
|
Purchase |
50 |
202.2740 USD |
|
Purchase |
80 |
201.8900 USD |
|
Purchase |
93 |
202.8500 USD |
|
Purchase |
100 |
201.3450 USD |
|
Purchase |
100 |
202.0800 USD |
|
Purchase |
153 |
202.5716 USD |
|
Purchase |
576 |
201.0643 USD |
|
Purchase |
798 |
201.2755 USD |
|
Purchase |
911 |
201.9307 USD |
|
Purchase |
1,654 |
201.4701 USD |
|
Purchase |
2,230 |
201.9793 USD |
|
Purchase |
2,248 |
201.8206 USD |
|
Purchase |
4,661 |
201.9864 USD |
|
Purchase |
5,461 |
201.6197 USD |
|
Purchase |
13,992 |
201.0896 USD |
|
Purchase |
14,804 |
201.0000 USD |
|
Purchase |
20,844 |
202.2956 USD |
|
Purchase |
21,098 |
201.2564 USD |
|
Purchase |
33,475 |
202.1010 USD |
|
Sale |
3 |
202.9400 USD |
|
Sale |
6 |
201.3750 USD |
|
Sale |
8 |
202.3000 USD |
|
Sale |
8 |
203.2300 USD |
|
Sale |
9 |
202.2700 USD |
|
Sale |
12 |
203.2966 USD |
|
Sale |
22 |
201.3400 USD |
|
Sale |
35 |
202.6400 USD |
|
Sale |
35 |
201.6640 USD |
|
Sale |
41 |
201.6187 USD |
|
Sale |
56 |
202.7650 USD |
|
Sale |
56 |
202.7212 USD |
|
Sale |
65 |
202.2400 USD |
|
Sale |
90 |
201.1300 USD |
|
Sale |
100 |
203.1200 USD |
|
Sale |
100 |
203.1800 USD |
|
Sale |
100 |
203.0400 USD |
|
Sale |
100 |
203.0100 USD |
|
Sale |
100 |
202.9100 USD |
|
Sale |
100 |
202.7600 USD |
|
Sale |
100 |
202.6500 USD |
|
Sale |
107 |
202.1901 USD |
|
Sale |
154 |
202.5245 USD |
|
Sale |
161 |
202.0765 USD |
|
Sale |
182 |
202.0000 USD |
|
Sale |
200 |
201.9150 USD |
|
Sale |
200 |
201.2500 USD |
|
Sale |
201 |
202.4790 USD |
|
Sale |
210 |
202.2270 USD |
|
Sale |
212 |
201.7900 USD |
|
Sale |
245 |
202.1655 USD |
|
Sale |
259 |
202.3191 USD |
|
Sale |
300 |
202.7583 USD |
|
Sale |
300 |
202.9800 USD |
|
Sale |
300 |
201.4033 USD |
|
Sale |
308 |
202.2861 USD |
|
Sale |
374 |
202.3532 USD |
|
Sale |
400 |
202.3875 USD |
|
Sale |
409 |
202.1568 USD |
|
Sale |
500 |
202.3420 USD |
|
Sale |
586 |
202.7522 USD |
|
Sale |
610 |
202.3645 USD |
|
Sale |
695 |
201.1080 USD |
|
Sale |
748 |
202.5049 USD |
|
Sale |
797 |
201.4419 USD |
|
Sale |
1,100 |
202.3818 USD |
|
Sale |
1,468 |
202.1931 USD |
|
Sale |
1,800 |
201.5636 USD |
|
Sale |
2,167 |
202.0942 USD |
|
Sale |
2,690 |
202.3502 USD |
|
Sale |
3,261 |
201.0234 USD |
|
Sale |
4,194 |
202.0226 USD |
|
Sale |
4,283 |
201.0000 USD |
|
Sale |
4,919 |
200.9573 USD |
|
Sale |
5,362 |
201.3011 USD |
|
Sale |
6,905 |
202.4655 USD |
|
Sale |
7,742 |
202.3317 USD |
|
Sale |
10,422 |
202.2956 USD |
|
Sale |
17,116 |
201.3494 USD |
|
Sale |
17,668 |
201.8022 USD |
|
Sale |
21,098 |
201.2564 USD |
(b) Derivatives transactions (other than options transactions)
|
Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
|
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
|
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing |
| and any other person relating to the voting rights of any relevant securities under any option |
| referred to on this form or relating to the voting rights or future acquisition or disposal of any |
| relevant securities to which any derivative referred to on this form is referenced. If none, this |
| should be stated. |
| NONE |
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: |
21 Sep 2020 |
| Contact name: |
Large Holdings Regulatory Operations |
| Telephone number: |
020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
|
Call Options |
Purchased |
700 |
195.0000 |
American |
Sep 18, 2020 |
|
Put Options |
Purchased |
-106,599 |
214.5780 |
European |
Oct 20, 2020 |
|
Put Options |
Written |
106,599 |
214.5780 |
European |
Oct 20, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20200921005384/en/
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