Form 8.3 - AON PLC
Form 8.3 - AON PLC
BARCLAYS PLC
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | AON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 21 September 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
|
(1) |
Relevant securities | ||||
|
380,839 |
0.16% |
2,389,606 |
1.03% |
||
|
|
|
|
|
||
|
(2) |
Derivatives (other than options): |
|
|
|
|
|
530,855 |
0.23% |
28,200 |
0.01% |
||
|
|
|
|
|
||
|
(3) |
Options and agreements to |
|
|
|
|
| purchase/sell: |
106,599 |
0.05% |
106,599 |
0.05% |
|
|
|
|
|
|
||
| TOTAL: |
|
|
|
|
|
|
1,018,293 |
0.44% |
2,524,405 |
1.09% |
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
||||
|
|
Number |
|
(%) |
Number |
|
(%) |
|
(1) Relevant securities |
|
|
||||
|
(2) Derivatives (other than options) |
|
|
||||
|
(3) Options and agreements to purchase/sell |
|
|
||||
|
Total |
|
|
||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale |
Number of relevant securities |
Price per unit |
| Purchase |
1 |
197.1600 USD |
| Purchase |
2 |
197.6350 USD |
| Purchase |
2 |
199.2100 USD |
| Purchase |
4 |
197.1300 USD |
| Purchase |
4 |
198.6400 USD |
| Purchase |
5 |
197.4460 USD |
| Purchase |
6 |
201.0000 USD |
| Purchase |
7 |
197.5014 USD |
| Purchase |
8 |
197.4300 USD |
| Purchase |
8 |
197.5312 USD |
| Purchase |
8 |
197.1650 USD |
| Purchase |
9 |
197.4266 USD |
| Purchase |
12 |
197.5675 USD |
| Purchase |
18 |
197.7400 USD |
| Purchase |
21 |
197.6926 USD |
| Purchase |
34 |
197.1200 USD |
| Purchase |
35 |
198.0440 USD |
| Purchase |
45 |
197.7091 USD |
| Purchase |
47 |
197.5410 USD |
| Purchase |
61 |
196.8400 USD |
| Purchase |
76 |
197.1450 USD |
| Purchase |
76 |
197.0300 USD |
| Purchase |
100 |
196.8800 USD |
| Purchase |
100 |
198.3750 USD |
| Purchase |
100 |
198.8000 USD |
| Purchase |
102 |
197.5747 USD |
| Purchase |
218 |
197.6657 USD |
| Purchase |
300 |
197.9258 USD |
| Purchase |
300 |
198.4700 USD |
| Purchase |
311 |
197.7541 USD |
| Purchase |
348 |
199.1491 USD |
| Purchase |
350 |
198.1800 USD |
| Purchase |
402 |
197.8238 USD |
| Purchase |
701 |
197.5997 USD |
| Purchase |
973 |
197.7778 USD |
| Purchase |
983 |
198.4066 USD |
| Purchase |
2,482 |
199.2000 USD |
| Purchase |
5,798 |
199.1635 USD |
| Purchase |
7,014 |
198.3024 USD |
| Purchase |
7,119 |
198.2440 USD |
| Purchase |
9,983 |
198.8476 USD |
| Purchase |
11,783 |
198.1544 USD |
| Purchase |
18,107 |
198.0260 USD |
| Purchase |
19,391 |
198.9112 USD |
| Purchase |
34,260 |
198.1641 USD |
| Sale |
2 |
198.2000 USD |
| Sale |
5 |
197.7540 USD |
| Sale |
23 |
197.7152 USD |
| Sale |
34 |
197.1200 USD |
| Sale |
38 |
198.3500 USD |
| Sale |
84 |
197.4636 USD |
| Sale |
86 |
197.6780 USD |
| Sale |
100 |
197.0800 USD |
| Sale |
100 |
197.2800 USD |
| Sale |
100 |
197.8400 USD |
| Sale |
100 |
197.9100 USD |
| Sale |
100 |
197.9900 USD |
| Sale |
100 |
198.0200 USD |
| Sale |
100 |
198.4600 USD |
| Sale |
100 |
198.8700 USD |
| Sale |
100 |
199.3600 USD |
| Sale |
101 |
199.3475 USD |
| Sale |
101 |
198.1143 USD |
| Sale |
109 |
197.5650 USD |
| Sale |
115 |
197.9462 USD |
| Sale |
132 |
197.6578 USD |
| Sale |
152 |
197.0300 USD |
| Sale |
176 |
197.8438 USD |
| Sale |
177 |
197.1556 USD |
| Sale |
180 |
198.0834 USD |
| Sale |
195 |
197.4684 USD |
| Sale |
196 |
197.2253 USD |
| Sale |
200 |
197.2300 USD |
| Sale |
200 |
197.3950 USD |
| Sale |
218 |
197.6657 USD |
| Sale |
239 |
197.6447 USD |
| Sale |
350 |
198.1800 USD |
| Sale |
354 |
199.1437 USD |
| Sale |
416 |
197.0817 USD |
| Sale |
515 |
198.3505 USD |
| Sale |
600 |
198.2483 USD |
| Sale |
700 |
197.7485 USD |
| Sale |
700 |
197.3550 USD |
| Sale |
786 |
197.6628 USD |
| Sale |
800 |
197.8781 USD |
| Sale |
800 |
198.5725 USD |
| Sale |
1,106 |
199.0906 USD |
| Sale |
1,234 |
197.9681 USD |
| Sale |
1,364 |
198.0284 USD |
| Sale |
1,455 |
197.7678 USD |
| Sale |
1,467 |
197.8883 USD |
| Sale |
1,596 |
198.0578 USD |
| Sale |
1,601 |
198.5244 USD |
| Sale |
1,686 |
197.9599 USD |
| Sale |
2,050 |
198.1797 USD |
| Sale |
3,104 |
197.9346 USD |
| Sale |
3,946 |
198.7952 USD |
| Sale |
5,453 |
198.4416 USD |
| Sale |
5,798 |
199.1635 USD |
| Sale |
5,917 |
197.8272 USD |
| Sale |
6,188 |
198.3572 USD |
| Sale |
7,125 |
199.2000 USD |
| Sale |
11,097 |
198.1916 USD |
| Sale |
13,527 |
198.3027 USD |
| Sale |
14,402 |
199.1784 USD |
| Sale |
20,796 |
198.0471 USD |
(b) Derivatives transactions (other than options transactions)
|
Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
|
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, |
Number |
Exercise | Type | Expiry | Option |
| purchasing, |
of |
price | date | money | ||
| selling, |
securities |
paid/ | ||||
| varying etc |
to which |
received | ||||
|
option |
||||||
|
relates |
||||||
| Call Option | Selling |
700 |
195 USD | American | 18 Sep 2020 | 6.6000 USD |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: |
22 Sep 2020 |
| Contact name: |
Large Holdings Regulatory Operations |
| Telephone number: |
020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or |
Number of |
Exercise | Type | Expiry |
| purchased |
relevant securities |
price | date | ||
|
to which the option |
|||||
|
or derivative |
|||||
|
relates |
|||||
| Put Options | Purchased |
-106,599 |
214.5780 |
European | Oct 20, 2020 |
| Put Options | Written |
106,599 |
214.5780 |
European | Oct 20, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20200922005712/en/
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