Form 8.3 - Aon plc
Massachusetts Financial Services Company
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. |
KEY INFORMATION |
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Name of person dealing |
Massachusetts Financial Services Company |
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Company dealt in |
AON PLC |
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Class of relevant security to which the dealings being disclosed relate |
Class A Ordinary Shares (GB00B5BT0K07) |
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Date of dealing |
19 March 2020 |
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2. |
INTERESTS AND SHORT POSITIONS |
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(a) |
Interests and short positions (following dealing) in the class of relevant security dealt in |
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Long |
Short |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities |
21,155,667 shares |
9.15 % |
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(2) |
Derivatives (other than options): |
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(3) |
Options and agreements to purchase/sell: |
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Total |
21,155,667 shares |
9.15 % |
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(b) |
Interests and short positions in relevant securities of the company, other than the class dealt in |
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Class of relevant security: |
Long |
Short |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities |
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(2) |
Derivatives (other than options): |
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(3) |
Options and agreements to purchase/sell: |
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Total |
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3. |
DEALINGS |
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(a) |
Purchases and sales |
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Purchase/sale |
Number of relevant securities |
Price per unit |
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In-Kind Received |
36 shares |
155.9200 USD |
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In-Kind Received |
27 shares |
151.0800 USD |
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In-Kind Delivered |
985 shares |
151.0800 USD |
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In-Kind Delivered |
390 shares |
155.9200 USD |
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Purchase |
37,176 shares |
151.6420 USD |
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Purchase |
1,709 shares |
151.0130 USD |
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Purchase |
1,024 shares |
151.0800 USD |
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Purchase |
971 shares |
152.4303 USD |
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Purchase |
287 shares |
150.0200 USD |
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Purchase |
16 shares |
150.9100 USD |
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Sale |
1,102 shares |
150.2246 USD |
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Sale |
3,559 shares |
149.6579 USD |
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Sale |
4,253 shares |
153.8506 USD |
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Sale |
4,372 shares |
150.6877 USD |
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Sale |
5,226 shares |
153.4014 USD |
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Sale |
5,645 shares |
148.9945 USD |
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Sale |
8,765 shares |
152.0212 USD |
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(b) |
Derivatives transactions (other than options transactions) |
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Product name e.g. CFD |
Nature of transaction |
Number of relevant securities |
Price per unit |
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(c) |
Options transactions in respect of existing relevant securities |
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(i) |
Writing, selling, purchasing or varying |
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Product name e.g. call option |
Writing, purchasing, selling, varying etc. |
Number of securities to which the option relates |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/ received per unit |
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(ii) |
Exercising |
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Product name e.g. call option |
Number of securities |
Exercise price per unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Nature of transaction |
Details |
Price per unit (if applicable) |
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4. |
OTHER INFORMATION |
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Agreements, arrangements or understandings relating to options or derivatives |
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
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None |
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Is a Supplemental Form 8 attached? |
NO |
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Date of disclosure |
20 March 2020 |
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Contact name |
Robert R. Flaherty |
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Telephone number |
617-954-5814 |
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If a connected EFM, name of offeree/offeror with which connected |
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If a connected EFM, state nature of connection |
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