Form 8.3 - AON PLC
Form 8.3 - AON PLC
BARCLAYS PLC
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | AON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 20 May 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
|
(1) |
Relevant securities | ||||
|
253,204 |
0.11% |
840,152 |
0.36% |
||
|
|
|
|
|
||
|
(2) |
Derivatives (other than options): |
|
|
|
|
|
439,239 |
0.19% |
29,700 |
0.01% |
||
|
|
|
|
|
||
|
(3) |
Options and agreements to |
|
|
|
|
| purchase/sell: |
2,600 |
0.00% |
4,500 |
0.00% |
|
|
|
|
|
|
||
| TOTAL: |
|
|
|
|
|
|
695,043 |
0.30% |
874,352 |
0.38% |
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
||||
|
|
Number |
|
(%) |
Number |
|
(%) |
|
(1) Relevant securities |
|
|
||||
|
(2) Derivatives (other than options) |
|
|
||||
|
(3) Options and agreements to purchase/sell |
|
|
||||
|
Total |
|
|
||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale |
Number of relevant securities |
Price per unit |
| Purchase |
5 |
196.6100 USD |
| Purchase |
15 |
198.8600 USD |
| Purchase |
24 |
196.8350 USD |
| Purchase |
36 |
196.3884 USD |
| Purchase |
54 |
195.1860 USD |
| Purchase |
66 |
197.3700 USD |
| Purchase |
87 |
196.5877 USD |
| Purchase |
87 |
196.4474 USD |
| Purchase |
88 |
196.4671 USD |
| Purchase |
90 |
195.7800 USD |
| Purchase |
96 |
197.0235 USD |
| Purchase |
99 |
197.3316 USD |
| Purchase |
100 |
196.5400 USD |
| Purchase |
105 |
196.8427 USD |
| Purchase |
123 |
196.8230 USD |
| Purchase |
163 |
197.2064 USD |
| Purchase |
190 |
195.2200 USD |
| Purchase |
233 |
195.3188 USD |
| Purchase |
240 |
197.3499 USD |
| Purchase |
244 |
198.1055 USD |
| Purchase |
300 |
196.0000 USD |
| Purchase |
400 |
195.6100 USD |
| Purchase |
498 |
196.9213 USD |
| Purchase |
727 |
195.5337 USD |
| Purchase |
938 |
195.4091 USD |
| Purchase |
1,300 |
197.3830 USD |
| Purchase |
1,650 |
195.2700 USD |
| Purchase |
2,831 |
196.5067 USD |
| Purchase |
3,100 |
195.5983 USD |
| Purchase |
3,445 |
195.7449 USD |
| Purchase |
4,475 |
195.8538 USD |
| Purchase |
8,203 |
196.3640 USD |
| Purchase |
8,764 |
198.1374 USD |
| Purchase |
11,639 |
195.3148 USD |
| Purchase |
11,875 |
198.0730 USD |
| Purchase |
13,297 |
196.1453 USD |
| Purchase |
14,068 |
195.4933 USD |
| Sale |
1 |
198.7400 USD |
| Sale |
4 |
195.1125 USD |
| Sale |
5 |
196.6100 USD |
| Sale |
10 |
196.2900 USD |
| Sale |
15 |
198.4200 USD |
| Sale |
27 |
195.3500 USD |
| Sale |
43 |
197.4548 USD |
| Sale |
50 |
196.2200 USD |
| Sale |
50 |
196.2400 USD |
| Sale |
54 |
195.1860 USD |
| Sale |
66 |
197.3700 USD |
| Sale |
81 |
198.1000 USD |
| Sale |
86 |
198.8100 USD |
| Sale |
90 |
195.7800 USD |
| Sale |
100 |
196.4100 USD |
| Sale |
100 |
198.7600 USD |
| Sale |
100 |
198.0000 USD |
| Sale |
100 |
196.0000 USD |
| Sale |
115 |
196.2339 USD |
| Sale |
149 |
197.0134 USD |
| Sale |
200 |
198.2675 USD |
| Sale |
229 |
198.0850 USD |
| Sale |
243 |
196.5012 USD |
| Sale |
298 |
197.5598 USD |
| Sale |
310 |
195.1445 USD |
| Sale |
418 |
195.9532 USD |
| Sale |
500 |
195.3980 USD |
| Sale |
559 |
195.1690 USD |
| Sale |
700 |
198.1557 USD |
| Sale |
700 |
198.1707 USD |
| Sale |
733 |
198.1002 USD |
| Sale |
782 |
195.1363 USD |
| Sale |
800 |
198.1921 USD |
| Sale |
997 |
195.5850 USD |
| Sale |
1,070 |
198.1443 USD |
| Sale |
1,100 |
196.7053 USD |
| Sale |
1,100 |
198.1377 USD |
| Sale |
1,109 |
198.6405 USD |
| Sale |
1,110 |
195.1635 USD |
| Sale |
1,387 |
198.1117 USD |
| Sale |
1,651 |
195.3485 USD |
| Sale |
1,718 |
196.6372 USD |
| Sale |
2,267 |
195.2700 USD |
| Sale |
2,320 |
197.9580 USD |
| Sale |
2,351 |
198.1435 USD |
| Sale |
2,602 |
198.1175 USD |
| Sale |
2,612 |
195.4456 USD |
| Sale |
2,615 |
195.3005 USD |
| Sale |
3,400 |
197.2025 USD |
| Sale |
3,591 |
198.4132 USD |
| Sale |
3,597 |
195.1696 USD |
| Sale |
4,969 |
197.6568 USD |
| Sale |
6,200 |
196.1016 USD |
| Sale |
9,769 |
195.8098 USD |
| Sale |
11,929 |
195.3236 USD |
| Sale |
12,300 |
196.1907 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
| SWAP | Long |
14,028 |
195.4640 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
|
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: |
21 May 2020 |
| Contact name: |
Large Holdings Regulatory Operations |
| Telephone number: |
020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or |
Number of |
Exercise | Type | Expiry |
| purchased |
relevant securities |
price | date | ||
|
to which the option |
|||||
|
or derivative |
|||||
|
relates |
|||||
| Call Options | Purchased |
1,100 |
260.0000 |
American | Jul 17, 2020 |
| Call Options | Purchased |
1,500 |
240.0000 |
American | Jul 17, 2020 |
| Call Options | Written |
-4,500 |
220.0000 |
American | Jul 17, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20200521005326/en/
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