Form 8.3 - AON PLC
Form 8.3 - AON PLC
BARCLAYS PLC
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | AON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 28 May 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
|
(1) |
Relevant securities |
|
|
|
|
|
246,879 |
0.11% |
903,486 |
0.39% |
||
|
|
|
|
|
||
|
(2) |
Derivatives (other than options): |
|
|
|
|
|
471,086 |
0.20% |
29,700 |
0.01% |
||
|
|
|
|
|
||
|
(3) |
Options and agreements to |
|
|
|
|
| purchase/sell: |
2,600 |
0.00% |
4,500 |
0.00% |
|
|
|
|
|
|
||
| TOTAL: |
|
|
|
|
|
|
720,565 |
0.31% |
937,686 |
0.41% |
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
||||
|
|
Number |
|
(%) |
Number |
|
(%) |
|
(1) Relevant securities |
|
|
||||
|
(2) Derivatives (other than options) |
|
|
||||
|
(3) Options and agreements to purchase/sell |
|
|
||||
|
Total |
|
|
||||
|
|
||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
|
Purchase |
10 |
198.3150 USD |
|
Purchase |
25 |
197.9272 USD |
|
Purchase |
34 |
196.4700 USD |
|
Purchase |
50 |
200.3600 USD |
|
Purchase |
50 |
199.7100 USD |
|
Purchase |
64 |
197.0737 USD |
|
Purchase |
81 |
199.7800 USD |
|
Purchase |
82 |
199.7700 USD |
|
Purchase |
83 |
198.6200 USD |
|
Purchase |
100 |
198.0150 USD |
|
Purchase |
100 |
196.8400 USD |
|
Purchase |
100 |
201.3650 USD |
|
Purchase |
100 |
200.3700 USD |
|
Purchase |
101 |
198.6100 USD |
|
Purchase |
120 |
198.0633 USD |
|
Purchase |
159 |
197.3281 USD |
|
Purchase |
160 |
199.6125 USD |
|
Purchase |
250 |
198.6980 USD |
|
Purchase |
250 |
200.6320 USD |
|
Purchase |
251 |
200.4954 USD |
|
Purchase |
282 |
199.1864 USD |
|
Purchase |
300 |
200.6983 USD |
|
Purchase |
300 |
199.7633 USD |
|
Purchase |
316 |
198.4339 USD |
|
Purchase |
400 |
199.7743 USD |
|
Purchase |
430 |
200.5297 USD |
|
Purchase |
447 |
200.4255 USD |
|
Purchase |
500 |
197.5920 USD |
|
Purchase |
550 |
198.7227 USD |
|
Purchase |
590 |
198.2285 USD |
|
Purchase |
720 |
200.5213 USD |
|
Purchase |
750 |
200.5466 USD |
|
Purchase |
750 |
200.4393 USD |
|
Purchase |
800 |
199.0775 USD |
|
Purchase |
900 |
200.5644 USD |
|
Purchase |
900 |
200.4788 USD |
|
Purchase |
1,188 |
197.7145 USD |
|
Purchase |
1,220 |
200.4689 USD |
|
Purchase |
1,500 |
198.2393 USD |
|
Purchase |
2,227 |
198.7126 USD |
|
Purchase |
3,250 |
198.3054 USD |
|
Purchase |
3,605 |
200.7302 USD |
|
Purchase |
6,277 |
198.6900 USD |
|
Purchase |
8,030 |
198.0422 USD |
|
Purchase |
8,102 |
198.7319 USD |
|
Purchase |
8,110 |
196.6560 USD |
|
Purchase |
12,215 |
198.1814 USD |
|
Purchase |
17,507 |
198.6070 USD |
|
Purchase |
22,244 |
198.3456 USD |
|
Purchase |
26,959 |
199.7443 USD |
|
Sale |
10 |
198.3150 USD |
|
Sale |
25 |
201.3600 USD |
|
Sale |
26 |
197.1900 USD |
|
Sale |
53 |
199.4800 USD |
|
Sale |
81 |
199.7800 USD |
|
Sale |
82 |
199.7700 USD |
|
Sale |
82 |
200.1809 USD |
|
Sale |
95 |
198.9500 USD |
|
Sale |
100 |
197.1650 USD |
|
Sale |
100 |
200.0000 USD |
|
Sale |
100 |
200.8300 USD |
|
Sale |
100 |
201.0900 USD |
|
Sale |
100 |
199.2350 USD |
|
Sale |
110 |
197.5472 USD |
|
Sale |
138 |
200.0100 USD |
|
Sale |
157 |
198.8627 USD |
|
Sale |
164 |
198.9614 USD |
|
Sale |
198 |
199.6724 USD |
|
Sale |
200 |
199.6300 USD |
|
Sale |
250 |
196.5680 USD |
|
Sale |
268 |
198.9690 USD |
|
Sale |
290 |
198.5454 USD |
|
Sale |
300 |
200.6983 USD |
|
Sale |
300 |
197.1866 USD |
|
Sale |
300 |
197.1791 USD |
|
Sale |
394 |
196.4649 USD |
|
Sale |
409 |
198.5555 USD |
|
Sale |
500 |
199.0320 USD |
|
Sale |
500 |
201.1900 USD |
|
Sale |
609 |
198.8753 USD |
|
Sale |
720 |
197.2487 USD |
|
Sale |
769 |
198.7205 USD |
|
Sale |
800 |
199.0775 USD |
|
Sale |
885 |
199.7842 USD |
|
Sale |
900 |
200.9038 USD |
|
Sale |
902 |
198.9227 USD |
|
Sale |
1,104 |
197.9921 USD |
|
Sale |
1,233 |
196.5665 USD |
|
Sale |
1,314 |
198.7550 USD |
|
Sale |
1,400 |
196.3507 USD |
|
Sale |
1,404 |
198.2224 USD |
|
Sale |
1,423 |
196.5364 USD |
|
Sale |
1,500 |
197.3035 USD |
|
Sale |
1,500 |
198.3998 USD |
|
Sale |
1,880 |
196.6100 USD |
|
Sale |
2,262 |
200.3398 USD |
|
Sale |
2,300 |
198.8365 USD |
|
Sale |
2,561 |
198.8286 USD |
|
Sale |
4,029 |
198.7460 USD |
|
Sale |
4,950 |
198.6594 USD |
|
Sale |
6,277 |
198.6900 USD |
|
Sale |
6,530 |
197.9601 USD |
|
Sale |
10,974 |
198.3522 USD |
|
Sale |
26,959 |
199.7443 USD |
|
Sale |
27,659 |
199.7450 USD |
|
Sale |
35,154 |
198.2386 USD |
(b) Derivatives transactions (other than options transactions)
|
Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
|
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
|
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 29 May 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: |
020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
|
Call Options |
Purchased |
1,100 |
260.0000 |
American |
Jul 17, 2020 |
|
Call Options |
Purchased |
1,500 |
240.0000 |
American |
Jul 17, 2020 |
|
Call Options |
Written |
-4,500 |
220.0000 |
American |
Jul 17, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20200529005237/en/
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