FORM 8.3 - AON PLC
FORM 8.3 - AON PLC
BARCLAYS PLC
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | AON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 25 January 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
|
Long |
Short |
||||
|
Number |
(%) |
Number |
(%) |
||
|
(1) |
Relevant securities |
|
|
|
|
|
413,742 |
0.18% |
2,516,839 |
1.10% |
||
|
|
|
|
|
||
|
(2) |
Derivatives (other than options): |
|
|
|
|
|
606,086 |
0.27% |
34,356 |
0.02% |
||
|
|
|
|
|
||
|
(3) |
Options and agreements to |
|
|
|
|
| purchase/sell: |
23,000 |
0.01% |
23,000 |
0.01% |
|
|
|
|
|
|
||
|
(4) |
TOTAL: |
|
|
|
|
|
1,042,828 |
0.46% |
2,574,195 |
1.13% |
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
||||
|
|
Number |
|
(%) |
Number |
|
(%) |
|
(1) Relevant securities |
|
|
||||
|
(2) Derivatives (other than options) |
|
|
||||
|
(3) Options and agreements to purchase/sell |
|
|
||||
|
Total |
|
|
||||
|
|
||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale |
Number of relevant securities |
Price per unit |
| Purchase |
1 |
209.8100 USD |
| Purchase |
2 |
208.5050 USD |
| Purchase |
3 |
208.1900 USD |
| Purchase |
4 |
208.3600 USD |
| Purchase |
16 |
209.4100 USD |
| Purchase |
67 |
208.7943 USD |
| Purchase |
100 |
208.7800 USD |
| Purchase |
112 |
208.4264 USD |
| Purchase |
126 |
208.2019 USD |
| Purchase |
127 |
205.8000 USD |
| Purchase |
160 |
208.8876 USD |
| Purchase |
242 |
208.6580 USD |
| Purchase |
356 |
208.5377 USD |
| Purchase |
491 |
208.6768 USD |
| Purchase |
573 |
209.0506 USD |
| Purchase |
695 |
208.5279 USD |
| Purchase |
722 |
208.4238 USD |
| Purchase |
974 |
208.6108 USD |
| Purchase |
1,360 |
208.2555 USD |
| Purchase |
1,818 |
208.4477 USD |
| Purchase |
2,176 |
208.6992 USD |
| Purchase |
3,079 |
208.7212 USD |
| Purchase |
3,415 |
208.5066 USD |
| Purchase |
3,482 |
208.5593 USD |
| Purchase |
4,428 |
208.5322 USD |
| Purchase |
5,058 |
208.5074 USD |
| Purchase |
5,353 |
208.7563 USD |
| Purchase |
5,521 |
208.6552 USD |
| Purchase |
5,614 |
208.4847 USD |
| Purchase |
6,199 |
208.8288 USD |
| Purchase |
7,050 |
208.7572 USD |
| Purchase |
9,173 |
208.6503 USD |
| Purchase |
10,787 |
208.8066 USD |
| Purchase |
21,869 |
208.6600 USD |
| Purchase |
39,931 |
208.4445 USD |
| Sale |
1 |
208.1900 USD |
| Sale |
1 |
208.3200 USD |
| Sale |
1 |
208.9500 USD |
| Sale |
1 |
209.0100 USD |
| Sale |
1 |
209.2400 USD |
| Sale |
2 |
209.6000 USD |
| Sale |
2 |
208.5050 USD |
| Sale |
2 |
208.1800 USD |
| Sale |
4 |
208.3600 USD |
| Sale |
6 |
208.5033 USD |
| Sale |
10 |
208.8580 USD |
| Sale |
10 |
207.7740 USD |
| Sale |
10 |
207.9380 USD |
| Sale |
11 |
208.5409 USD |
| Sale |
14 |
208.7971 USD |
| Sale |
14 |
208.1700 USD |
| Sale |
14 |
208.5307 USD |
| Sale |
16 |
208.6143 USD |
| Sale |
16 |
207.8275 USD |
| Sale |
18 |
208.0644 USD |
| Sale |
74 |
208.3251 USD |
| Sale |
88 |
208.7320 USD |
| Sale |
100 |
207.8400 USD |
| Sale |
102 |
208.4894 USD |
| Sale |
142 |
208.7615 USD |
| Sale |
200 |
208.7550 USD |
| Sale |
300 |
208.9200 USD |
| Sale |
394 |
208.6226 USD |
| Sale |
400 |
208.7200 USD |
| Sale |
456 |
205.9073 USD |
| Sale |
497 |
208.6814 USD |
| Sale |
579 |
208.6651 USD |
| Sale |
641 |
208.6550 USD |
| Sale |
647 |
208.7625 USD |
| Sale |
666 |
208.5865 USD |
| Sale |
690 |
208.8240 USD |
| Sale |
702 |
208.7158 USD |
| Sale |
756 |
208.8082 USD |
| Sale |
800 |
208.8600 USD |
| Sale |
935 |
208.7455 USD |
| Sale |
1,012 |
208.7280 USD |
| Sale |
1,103 |
208.7749 USD |
| Sale |
1,339 |
208.2694 USD |
| Sale |
1,455 |
208.8650 USD |
| Sale |
1,478 |
208.7495 USD |
| Sale |
1,555 |
209.0253 USD |
| Sale |
1,678 |
208.7289 USD |
| Sale |
1,914 |
208.6505 USD |
| Sale |
2,006 |
208.7636 USD |
| Sale |
2,199 |
208.7916 USD |
| Sale |
2,518 |
208.3198 USD |
| Sale |
2,527 |
206.3885 USD |
| Sale |
2,900 |
208.8389 USD |
| Sale |
6,240 |
208.4057 USD |
| Sale |
6,343 |
208.6668 USD |
| Sale |
14,320 |
208.7718 USD |
| Sale |
19,595 |
208.3894 USD |
| Sale |
29,310 |
208.6600 USD |
| Sale |
30,915 |
208.7108 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
| SWAP | Long |
1,971 |
208.5949 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
|
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 26 Jan 2021 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: |
020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
|
|
|
or derivative |
|
|
|
|
|
|
relates |
|
|
|
|
Call Options |
Purchased |
23,000 |
220.0000 |
American |
Jul 16, 2021 |
|
Put Options |
Purchased |
-23,000 |
200.0000 |
American |
Jul 16, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel
View source version on businesswire.com: https://www.businesswire.com/news/home/20210126005592/en/
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