Form 8.3 - AON PLC
BARCLAYS PLC
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | Barclays PLC. | |
Company dealt in | AON PLC | |
Class of relevant security to which the | ORD | |
dealings being disclosed relate (Note 2) | ||
Date of dealing | 27 November 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Class of relevant security: | ORD | ||||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) |
Relevant securities | ||||
414,736 |
0.18% |
3,219,263 |
1.41% |
||
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|
|
|
||
(2) |
Derivatives (other than options): |
|
|
|
|
927,842 |
0.41% |
28,729 |
0.01% |
||
|
|
|
|
||
(3) |
Options and agreements to |
|
|
|
|
purchase/sell: |
0 |
0.00% |
0 |
0.00% |
|
|
|
|
|
||
TOTAL: |
|
|
|
|
|
1,342,578 |
0.59% |
3,247,992 |
1.42% |
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: |
Long |
Short |
||||
|
Number |
|
(%) |
Number |
|
(%) |
(1) Relevant securities |
|
|
||||
(2) Derivatives (other than options) |
|
|
||||
(3) Options and agreements to purchase/sell |
|
|
||||
Total |
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|
||||
|
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale | Number of relevant securities | Price per unit |
Purchase |
4 |
208.3700 USD |
Purchase |
9 |
207.9544 USD |
Purchase |
83 |
207.5260 USD |
Purchase |
83 |
207.5259 USD |
Purchase |
94 |
207.4600 USD |
Purchase |
100 |
207.4000 USD |
Purchase |
137 |
207.6700 USD |
Purchase |
489 |
207.7446 USD |
Purchase |
648 |
207.8109 USD |
Purchase |
860 |
207.2665 USD |
Purchase |
937 |
207.0220 USD |
Purchase |
1,893 |
206.5800 USD |
Purchase |
1,986 |
207.4599 USD |
Purchase |
2,596 |
207.5140 USD |
Purchase |
2,686 |
207.6601 USD |
Purchase |
2,686 |
207.6602 USD |
Purchase |
12,752 |
207.7110 USD |
Purchase |
21,455 |
208.1031 USD |
Sale |
1 |
206.4900 USD |
Sale |
1 |
206.9500 USD |
Sale |
1 |
206.5675 USD |
Sale |
4 |
206.9312 USD |
Sale |
5 |
208.5020 USD |
Sale |
6 |
208.2916 USD |
Sale |
10 |
206.9902 USD |
Sale |
13 |
207.9380 USD |
Sale |
22 |
207.5900 USD |
Sale |
24 |
208.6800 USD |
Sale |
32 |
207.4221 USD |
Sale |
35 |
207.6534 USD |
Sale |
46 |
207.1234 USD |
Sale |
61 |
206.6973 USD |
Sale |
67 |
207.1165 USD |
Sale |
67 |
207.8500 USD |
Sale |
67 |
206.8227 USD |
Sale |
74 |
208.0800 USD |
Sale |
83 |
207.5259 USD |
Sale |
87 |
207.0447 USD |
Sale |
100 |
206.9726 USD |
Sale |
100 |
206.1800 USD |
Sale |
100 |
208.5800 USD |
Sale |
102 |
206.8102 USD |
Sale |
114 |
206.8881 USD |
Sale |
116 |
207.1074 USD |
Sale |
151 |
207.6910 USD |
Sale |
182 |
207.7073 USD |
Sale |
192 |
207.3514 USD |
Sale |
200 |
208.0950 USD |
Sale |
215 |
207.3032 USD |
Sale |
300 |
207.5400 USD |
Sale |
364 |
207.3295 USD |
Sale |
400 |
208.0525 USD |
Sale |
563 |
207.9122 USD |
Sale |
600 |
208.3900 USD |
Sale |
1,100 |
206.5800 USD |
Sale |
1,163 |
207.6116 USD |
Sale |
1,223 |
207.3304 USD |
Sale |
1,552 |
207.7467 USD |
Sale |
2,059 |
207.6764 USD |
Sale |
2,543 |
207.5419 USD |
Sale |
2,686 |
207.6601 USD |
Sale |
3,425 |
207.2449 USD |
Sale |
5,225 |
208.0406 USD |
Sale |
10,281 |
207.8268 USD |
Sale |
13,285 |
208.1457 USD |
(b) Derivatives transactions (other than options transactions)
Product Name | Nature of transaction | Number of relevant securities | Price per |
unit | |||
SWAP |
Long |
375 |
208.0787 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
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|
|
|
|
|
|
(ii) Exercising
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing |
and any other person relating to the voting rights of any relevant securities under any option |
referred to on this form or relating to the voting rights or future acquisition or disposal of any |
relevant securities to which any derivative referred to on this form is referenced. If none, this |
should be stated. |
NONE |
Is a Supplemental Form 8 (Open Positions) attached? | NO |
Date of disclosure: |
30 Nov 2020 |
Contact name: |
Large Holdings Regulatory Operations |
Telephone number: |
020 3134 7213 |
If a connected EFM, name of offeree/offeror with which connected | |
If a connected EFM, state nature of connection |
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