Form 8.3 - Aon plc
Form 8.3 - Aon plc
BARCLAYS PLC
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | AON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 21 August 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
|
Number |
(%) |
Number |
(%) |
||
|
(1) |
Relevant securities |
|
|
|
|
|
361,101 |
0.16% |
1,641,323 |
0.71% |
||
|
|
|
|
|
||
|
(2) |
Derivatives (other than options): |
|
|
|
|
|
527,651 |
0.23% |
28,055 |
0.01% |
||
|
|
|
|
|
||
|
(3) |
Options and agreements to |
|
|
|
|
| purchase/sell: |
107,299 |
0.05% |
106,599 |
0.05% |
|
|
|
|
|
|
||
| TOTAL: |
|
|
|
|
|
|
996,051 |
0.43% |
1,775,977 |
0.77% |
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
||||
|
|
Number |
|
(%) |
Number |
|
(%) |
|
(1) Relevant securities |
|
|
||||
|
(2) Derivatives (other than options) |
|
|
||||
|
(3) Options and agreements to purchase/sell |
|
|
||||
|
Total |
|
|
||||
|
|
||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale |
Number of relevant securities |
Price per unit |
| Purchase |
1 |
193.9900 USD |
| Purchase |
1 |
193.7100 USD |
| Purchase |
4 |
193.7300 USD |
| Purchase |
8 |
193.5100 USD |
| Purchase |
9 |
193.7588 USD |
| Purchase |
11 |
194.5390 USD |
| Purchase |
15 |
194.3140 USD |
| Purchase |
28 |
193.7075 USD |
| Purchase |
31 |
193.3700 USD |
| Purchase |
34 |
194.0455 USD |
| Purchase |
51 |
193.3500 USD |
| Purchase |
54 |
193.7237 USD |
| Purchase |
100 |
194.0250 USD |
| Purchase |
100 |
193.3400 USD |
| Purchase |
100 |
193.5600 USD |
| Purchase |
127 |
196.7699 USD |
| Purchase |
200 |
194.7100 USD |
| Purchase |
200 |
193.6800 USD |
| Purchase |
210 |
193.7900 USD |
| Purchase |
500 |
193.6660 USD |
| Purchase |
1,014 |
197.0100 USD |
| Purchase |
1,111 |
197.0600 USD |
| Purchase |
1,342 |
193.9165 USD |
| Purchase |
2,173 |
196.8264 USD |
| Purchase |
2,223 |
194.2138 USD |
| Purchase |
2,290 |
194.0464 USD |
| Purchase |
5,019 |
193.6877 USD |
| Purchase |
5,654 |
193.6400 USD |
| Purchase |
7,783 |
193.8154 USD |
| Purchase |
8,775 |
193.7420 USD |
| Purchase |
9,675 |
194.2692 USD |
| Purchase |
19,851 |
194.3929 USD |
| Purchase |
43,200 |
193.5631 USD |
| Sale |
1 |
194.4400 USD |
| Sale |
6 |
194.0266 USD |
| Sale |
9 |
196.0000 USD |
| Sale |
30 |
193.5100 USD |
| Sale |
37 |
193.8121 USD |
| Sale |
43 |
193.8625 USD |
| Sale |
52 |
193.6769 USD |
| Sale |
65 |
193.6300 USD |
| Sale |
89 |
193.6968 USD |
| Sale |
89 |
193.6500 USD |
| Sale |
100 |
193.6800 USD |
| Sale |
100 |
193.5600 USD |
| Sale |
100 |
195.7200 USD |
| Sale |
100 |
196.4400 USD |
| Sale |
101 |
193.8861 USD |
| Sale |
110 |
197.0600 USD |
| Sale |
115 |
193.3629 USD |
| Sale |
129 |
193.7735 USD |
| Sale |
130 |
193.8613 USD |
| Sale |
153 |
193.6655 USD |
| Sale |
155 |
193.9083 USD |
| Sale |
200 |
193.7350 USD |
| Sale |
200 |
193.9050 USD |
| Sale |
200 |
193.8150 USD |
| Sale |
201 |
193.9697 USD |
| Sale |
204 |
193.7944 USD |
| Sale |
210 |
193.7900 USD |
| Sale |
217 |
193.7837 USD |
| Sale |
300 |
193.4600 USD |
| Sale |
302 |
193.8894 USD |
| Sale |
313 |
193.8265 USD |
| Sale |
373 |
193.8046 USD |
| Sale |
443 |
196.8518 USD |
| Sale |
800 |
195.8387 USD |
| Sale |
811 |
194.3207 USD |
| Sale |
827 |
196.2871 USD |
| Sale |
950 |
193.5836 USD |
| Sale |
1,014 |
193.5398 USD |
| Sale |
1,014 |
197.0100 USD |
| Sale |
1,051 |
193.5902 USD |
| Sale |
1,062 |
194.2895 USD |
| Sale |
1,100 |
194.3940 USD |
| Sale |
1,473 |
194.1762 USD |
| Sale |
1,500 |
193.5866 USD |
| Sale |
1,572 |
193.6061 USD |
| Sale |
1,600 |
193.4168 USD |
| Sale |
1,713 |
193.6354 USD |
| Sale |
2,125 |
193.5509 USD |
| Sale |
2,173 |
196.8453 USD |
| Sale |
3,534 |
193.5255 USD |
| Sale |
3,596 |
193.6419 USD |
| Sale |
4,030 |
193.6397 USD |
| Sale |
4,951 |
193.6400 USD |
| Sale |
5,749 |
194.4603 USD |
| Sale |
6,740 |
193.5552 USD |
| Sale |
8,099 |
193.5462 USD |
| Sale |
8,102 |
193.7395 USD |
| Sale |
10,544 |
193.5745 USD |
| Sale |
12,102 |
194.2449 USD |
| Sale |
18,673 |
193.9429 USD |
(b) Derivatives transactions (other than options transactions)
|
Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
|
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
|
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: |
24 Aug 2020 |
| Contact name: |
Large Holdings Regulatory Operations |
| Telephone number: |
020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name |
Written or |
Number of |
Exercise |
Type |
Expiry |
|
purchased |
relevant securities |
price |
|
date |
|
|
|
to which the option |
|
|
|
|
|
|
or derivative |
|
|
|
|
|
|
relates |
|
|
|
|
| Call Options |
Purchased |
700 |
195.0000 |
American |
Sep 18, 2020 |
| Put Options |
Purchased |
-106,599 |
214.5780 |
European |
Oct 20, 2020 |
| Put Options |
Written |
106,599 |
214.5780 |
European |
Oct 20, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20200824005308/en/
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