FORM 8.3 - AON PLC
FORM 8.3 - AON PLC
BARCLAYS PLC
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | AON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 08 February 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
|
(1) |
Relevant securities | ||||
|
431,215 |
0.19% |
2,414,280 |
1.06% |
||
|
(2) |
Derivatives (other than options): | ||||
|
605,730 |
0.26% |
30,257 |
0.01% |
||
|
(3) |
Options and agreements to | ||||
| purchase/sell: |
23,000 |
0.01% |
23,000 |
0.01% |
|
| TOTAL: | |||||
|
1,059,945 |
0.46% |
2,467,537 |
1.08% |
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
||||
|
|
Number |
|
(%) |
Number |
|
(%) |
|
(1) Relevant securities |
|
|
||||
|
(2) Derivatives (other than options) |
|
|
||||
|
(3) Options and agreements to purchase/sell |
|
|
||||
|
Total |
|
|
||||
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
|
Purchase |
1 |
224.7100 USD |
|
Purchase |
1 |
224.6900 USD |
|
Purchase |
2 |
221.6000 USD |
|
Purchase |
3 |
224.8316 USD |
|
Purchase |
3 |
224.5500 USD |
|
Purchase |
20 |
223.3485 USD |
|
Purchase |
35 |
224.7800 USD |
|
Purchase |
43 |
224.4200 USD |
|
Purchase |
55 |
222.1858 USD |
|
Purchase |
63 |
222.5358 USD |
|
Purchase |
82 |
221.5812 USD |
|
Purchase |
95 |
222.5148 USD |
|
Purchase |
99 |
222.0676 USD |
|
Purchase |
100 |
223.5300 USD |
|
Purchase |
100 |
224.4450 USD |
|
Purchase |
100 |
224.2600 USD |
|
Purchase |
100 |
223.9300 USD |
|
Purchase |
100 |
223.6850 USD |
|
Purchase |
100 |
223.6150 USD |
|
Purchase |
100 |
223.6000 USD |
|
Purchase |
100 |
223.1000 USD |
|
Purchase |
100 |
222.9750 USD |
|
Purchase |
104 |
223.6155 USD |
|
Purchase |
133 |
222.3222 USD |
|
Purchase |
134 |
223.6338 USD |
|
Purchase |
153 |
223.8681 USD |
|
Purchase |
160 |
221.9870 USD |
|
Purchase |
165 |
223.1100 USD |
|
Purchase |
189 |
224.0300 USD |
|
Purchase |
200 |
222.4900 USD |
|
Purchase |
201 |
224.3500 USD |
|
Purchase |
201 |
223.3357 USD |
|
Purchase |
206 |
223.3584 USD |
|
Purchase |
207 |
223.8700 USD |
|
Purchase |
260 |
222.3087 USD |
|
Purchase |
324 |
223.4825 USD |
|
Purchase |
494 |
223.7210 USD |
|
Purchase |
500 |
223.1889 USD |
|
Purchase |
518 |
222.5873 USD |
|
Purchase |
623 |
223.9100 USD |
|
Purchase |
781 |
223.5837 USD |
|
Purchase |
1,200 |
223.1043 USD |
|
Purchase |
1,307 |
222.3526 USD |
|
Purchase |
1,524 |
225.6400 USD |
|
Purchase |
2,744 |
222.6220 USD |
|
Purchase |
3,540 |
223.3062 USD |
|
Purchase |
4,175 |
225.5128 USD |
|
Purchase |
7,948 |
223.5819 USD |
|
Purchase |
9,152 |
224.9847 USD |
|
Purchase |
9,153 |
224.2639 USD |
|
Purchase |
12,637 |
223.3752 USD |
|
Purchase |
18,658 |
222.9139 USD |
|
Purchase |
19,311 |
224.4347 USD |
|
Purchase |
27,000 |
223.2602 USD |
|
Sale |
4 |
224.5400 USD |
|
Sale |
12 |
223.5600 USD |
|
Sale |
18 |
222.2961 USD |
|
Sale |
20 |
224.1930 USD |
|
Sale |
27 |
222.7929 USD |
|
Sale |
28 |
222.7158 USD |
|
Sale |
32 |
222.6687 USD |
|
Sale |
36 |
224.5094 USD |
|
Sale |
43 |
224.0850 USD |
|
Sale |
43 |
222.4502 USD |
|
Sale |
43 |
221.5109 USD |
|
Sale |
46 |
223.7982 USD |
|
Sale |
53 |
222.8479 USD |
|
Sale |
56 |
222.4071 USD |
|
Sale |
57 |
224.2889 USD |
|
Sale |
59 |
222.6913 USD |
|
Sale |
64 |
224.2061 USD |
|
Sale |
64 |
223.9818 USD |
|
Sale |
66 |
225.1200 USD |
|
Sale |
66 |
225.1000 USD |
|
Sale |
76 |
224.0130 USD |
|
Sale |
80 |
223.2662 USD |
|
Sale |
81 |
223.9570 USD |
|
Sale |
88 |
223.4051 USD |
|
Sale |
90 |
224.2100 USD |
|
Sale |
94 |
223.9104 USD |
|
Sale |
100 |
223.1600 USD |
|
Sale |
100 |
221.1200 USD |
|
Sale |
100 |
224.3000 USD |
|
Sale |
100 |
224.2600 USD |
|
Sale |
100 |
222.6300 USD |
|
Sale |
100 |
223.6162 USD |
|
Sale |
105 |
222.5116 USD |
|
Sale |
110 |
221.7616 USD |
|
Sale |
110 |
221.5787 USD |
|
Sale |
114 |
222.8010 USD |
|
Sale |
118 |
224.2135 USD |
|
Sale |
128 |
223.5796 USD |
|
Sale |
130 |
225.4484 USD |
|
Sale |
149 |
223.4890 USD |
|
Sale |
170 |
223.7894 USD |
|
Sale |
186 |
223.1844 USD |
|
Sale |
198 |
222.5957 USD |
|
Sale |
200 |
222.3025 USD |
|
Sale |
200 |
223.3200 USD |
|
Sale |
200 |
222.8775 USD |
|
Sale |
209 |
223.3876 USD |
|
Sale |
233 |
223.9072 USD |
|
Sale |
241 |
224.5025 USD |
|
Sale |
258 |
223.2358 USD |
|
Sale |
260 |
223.8231 USD |
|
Sale |
265 |
223.1062 USD |
|
Sale |
300 |
223.6700 USD |
|
Sale |
302 |
224.0398 USD |
|
Sale |
312 |
222.8150 USD |
|
Sale |
344 |
223.0380 USD |
|
Sale |
398 |
222.8963 USD |
|
Sale |
400 |
222.0650 USD |
|
Sale |
428 |
223.4555 USD |
|
Sale |
450 |
223.4188 USD |
|
Sale |
500 |
223.8880 USD |
|
Sale |
500 |
223.4140 USD |
|
Sale |
573 |
223.8700 USD |
|
Sale |
600 |
222.9225 USD |
|
Sale |
600 |
223.1043 USD |
|
Sale |
600 |
224.5433 USD |
|
Sale |
606 |
224.4441 USD |
|
Sale |
610 |
222.8403 USD |
|
Sale |
638 |
225.5034 USD |
|
Sale |
641 |
222.7721 USD |
|
Sale |
1,123 |
223.8869 USD |
|
Sale |
1,264 |
222.2937 USD |
|
Sale |
1,524 |
225.6400 USD |
|
Sale |
1,564 |
223.4624 USD |
|
Sale |
1,585 |
223.1566 USD |
|
Sale |
1,700 |
222.7726 USD |
|
Sale |
1,748 |
223.1373 USD |
|
Sale |
2,273 |
223.3831 USD |
|
Sale |
2,500 |
222.3507 USD |
|
Sale |
2,565 |
224.3345 USD |
|
Sale |
2,727 |
223.1232 USD |
|
Sale |
3,062 |
223.8051 USD |
|
Sale |
4,988 |
223.5776 USD |
|
Sale |
5,459 |
225.5367 USD |
|
Sale |
6,296 |
225.2843 USD |
|
Sale |
7,524 |
223.2538 USD |
|
Sale |
8,449 |
222.7991 USD |
|
Sale |
10,779 |
224.6526 USD |
|
Sale |
10,952 |
223.4095 USD |
|
Sale |
13,016 |
223.8126 USD |
|
Sale |
20,774 |
223.3523 USD |
(b) Derivatives transactions (other than options transactions)
|
Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
|
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
|
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
|
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? |
YES |
| Date of disclosure: |
9 Feb 2021 |
| Contact name: |
Large Holdings Regulatory Operations |
| Telephone number: |
020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected |
|
| If a connected EFM, state nature of connection |
|
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
|
Call Options |
Purchased |
23,000 |
220.0000 |
American |
Jul 16, 2021 |
|
Put Options |
Purchased |
-23,000 |
200.0000 |
American |
Jul 16, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20210209005717/en/
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