Form 8.3 - AON PLC

Form 8.3 - AON PLC

BARCLAYS PLC

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FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)	Barclays PLC.
Company dealt in	AON PLC
Class of relevant security to which the dealings being disclosed relate (Note 2)	ORD
Date of dealing	05 April 2021

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		462,368	0.20%	1,765,878	0.78%
(2)	Derivatives (other than options):
		95,497	0.04%	13,691	0.01%
(3)	Options and agreements to
	purchase/sell:	24,200	0.01%	24,200	0.01%
	TOTAL:
		582,065	0.26%	1,803,769	0.80%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
	Number		(%)	Number		(%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

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3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	1	233.4300 USD
Purchase	1	233.5700 USD
Purchase	1	233.6000 USD
Purchase	3	233.5933 USD
Purchase	3	233.1900 USD
Purchase	5	233.5850 USD
Purchase	15	232.6600 USD
Purchase	26	233.4457 USD
Purchase	27	233.2000 USD
Purchase	43	233.8600 USD
Purchase	52	233.4923 USD
Purchase	100	233.9600 USD
Purchase	100	233.7300 USD
Purchase	144	233.6397 USD
Purchase	146	232.9854 USD
Purchase	198	233.3100 USD
Purchase	200	233.3000 USD
Purchase	200	232.8600 USD
Purchase	249	233.5776 USD
Purchase	278	233.0242 USD
Purchase	295	232.9457 USD
Purchase	520	232.9986 USD
Purchase	527	233.2514 USD
Purchase	699	233.6752 USD
Purchase	711	233.2401 USD
Purchase	860	233.9795 USD
Purchase	1,052	233.2337 USD
Purchase	1,062	233.1157 USD
Purchase	1,504	234.0233 USD
Purchase	1,522	233.0756 USD
Purchase	2,010	232.8624 USD
Purchase	7,064	233.0939 USD
Purchase	7,706	233.3845 USD
Purchase	8,227	233.3725 USD
Purchase	8,759	233.8123 USD
Purchase	9,549	233.2050 USD
Purchase	10,819	233.9800 USD
Purchase	10,954	233.2166 USD
Sale	1	233.4900 USD
Sale	1	233.5800 USD
Sale	1	233.4800 USD
Sale	2	233.5500 USD
Sale	2	233.5550 USD
Sale	4	232.3500 USD
Sale	11	233.0300 USD
Sale	16	232.7081 USD
Sale	24	233.3400 USD
Sale	38	233.3700 USD
Sale	40	233.1113 USD
Sale	46	232.3450 USD
Sale	100	233.2800 USD
Sale	108	233.4878 USD
Sale	111	233.2452 USD
Sale	111	233.2912 USD
Sale	193	233.3800 USD
Sale	200	233.3300 USD
Sale	203	233.3349 USD
Sale	300	233.3866 USD
Sale	384	233.4730 USD
Sale	600	233.1116 USD
Sale	607	233.2539 USD
Sale	870	233.9750 USD
Sale	1,325	233.3705 USD
Sale	1,510	233.4892 USD
Sale	3,002	233.3267 USD
Sale	3,210	233.1929 USD
Sale	5,477	233.2166 USD
Sale	5,718	233.3872 USD
Sale	5,918	233.0420 USD
Sale	7,517	233.3757 USD
Sale	8,707	233.9274 USD
Sale	17,755	233.9800 USD
Sale	18,427	233.1583 USD

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD	Nature of transaction (Note 6)	Number of relevant securities (Note 7)	Price per unit (Note 5)

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name, e.g. call option	Writing, selling, purchasing, varying etc.	Number of securities to which the option relates (Note 7)	Exercise price	Type, e.g. American, European etc.	Expiry date	Option money paid/received per unit (Note 5)

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)

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2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure	6 April 2021
Contact name	Large Holdings Regulatory Operations
Telephone number	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection (Note 10)

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SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Put Options	Purchased	-1,200	220.0000	American	Jul 16, 2021
Call Options	Purchased	1,200	240.0000	American	Jul 16, 2021
Call Options	Purchased	23,000	220.0000	American	Jul 16, 2021
Put Options	Purchased	-23,000	200.0000	American	Jul 16, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

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