Form 8.3 - Aon plc
Form 8.3 - Aon plc
BARCLAYS PLC
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | AON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 31 August 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: |
ORD |
|
|
||
|
Long |
Short |
||||
|
Number |
(%) |
Number |
(%) |
||
|
(1) |
Relevant securities |
|
|
|
|
|
366,805 |
0.16% |
1,926,955 |
0.83% |
||
|
|
|
|
|
||
|
(2) |
Derivatives (other than options): |
|
|
|
|
|
528,090 |
0.23% |
28,055 |
0.01% |
||
|
|
|
|
|
||
|
(3) |
Options and agreements to |
|
|
|
|
| purchase/sell: |
107,299 |
0.05% |
106,599 |
0.05% |
|
|
|
|
|
|
||
| TOTAL: |
|
|
|
|
|
|
1,002,194 |
0.43% |
2,061,609 |
0.89% |
||
|
|
|
|
|
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
||||
|
|
Number |
|
(%) |
Number |
|
(%) |
|
(1) Relevant securities |
|
|
||||
|
(2) Derivatives (other than options) |
|
|
||||
|
(3) Options and agreements to purchase/sell |
|
|
||||
|
Total |
|
|
||||
|
|
||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale |
Number of relevant securities |
Price per unit |
| Purchase |
2 |
200.9700 USD |
| Purchase |
2 |
201.2300 USD |
| Purchase |
2 |
201.0600 USD |
| Purchase |
2 |
201.1600 USD |
| Purchase |
4 |
200.8950 USD |
| Purchase |
4 |
201.2050 USD |
| Purchase |
8 |
200.9575 USD |
| Purchase |
9 |
201.0288 USD |
| Purchase |
36 |
200.3288 USD |
| Purchase |
62 |
201.2500 USD |
| Purchase |
100 |
201.2100 USD |
| Purchase |
100 |
200.6300 USD |
| Purchase |
168 |
200.4535 USD |
| Purchase |
296 |
199.7189 USD |
| Purchase |
500 |
200.5960 USD |
| Purchase |
700 |
200.3914 USD |
| Purchase |
1,000 |
200.5884 USD |
| Purchase |
1,280 |
200.7275 USD |
| Purchase |
1,827 |
199.8587 USD |
| Purchase |
5,970 |
200.2015 USD |
| Purchase |
7,994 |
200.7207 USD |
| Purchase |
10,721 |
200.4790 USD |
| Purchase |
12,533 |
201.0447 USD |
| Purchase |
13,807 |
200.8128 USD |
| Purchase |
18,772 |
199.9900 USD |
| Purchase |
23,700 |
200.8245 USD |
| Purchase |
23,700 |
200.8246 USD |
| Purchase |
31,328 |
200.0470 USD |
| Purchase |
104,341 |
200.8016 USD |
| Sale |
1 |
201.2200 USD |
| Sale |
1 |
200.4300 USD |
| Sale |
1 |
200.4100 USD |
| Sale |
2 |
200.0300 USD |
| Sale |
3 |
200.3766 USD |
| Sale |
9 |
200.3300 USD |
| Sale |
11 |
200.8000 USD |
| Sale |
12 |
200.3941 USD |
| Sale |
13 |
200.5953 USD |
| Sale |
13 |
200.6576 USD |
| Sale |
17 |
200.6300 USD |
| Sale |
21 |
200.6971 USD |
| Sale |
31 |
201.3300 USD |
| Sale |
31 |
201.2500 USD |
| Sale |
33 |
200.5696 USD |
| Sale |
41 |
201.0575 USD |
| Sale |
43 |
200.1211 USD |
| Sale |
100 |
201.7600 USD |
| Sale |
100 |
200.7000 USD |
| Sale |
100 |
200.2900 USD |
| Sale |
100 |
200.3900 USD |
| Sale |
160 |
200.5862 USD |
| Sale |
195 |
200.8018 USD |
| Sale |
200 |
201.1350 USD |
| Sale |
200 |
200.6700 USD |
| Sale |
200 |
200.5000 USD |
| Sale |
264 |
200.6869 USD |
| Sale |
320 |
200.6650 USD |
| Sale |
349 |
200.8115 USD |
| Sale |
543 |
200.7306 USD |
| Sale |
600 |
200.9165 USD |
| Sale |
640 |
200.7275 USD |
| Sale |
802 |
200.5605 USD |
| Sale |
896 |
200.6940 USD |
| Sale |
900 |
200.9677 USD |
| Sale |
1,046 |
200.3669 USD |
| Sale |
1,055 |
201.3310 USD |
| Sale |
1,214 |
201.3249 USD |
| Sale |
1,300 |
200.6715 USD |
| Sale |
1,359 |
199.7000 USD |
| Sale |
1,623 |
201.4693 USD |
| Sale |
1,727 |
200.8801 USD |
| Sale |
2,073 |
200.6916 USD |
| Sale |
2,120 |
200.5974 USD |
| Sale |
3,034 |
201.0580 USD |
| Sale |
3,222 |
200.6978 USD |
| Sale |
3,401 |
201.1877 USD |
| Sale |
3,438 |
200.4864 USD |
| Sale |
3,749 |
200.2348 USD |
| Sale |
3,821 |
201.0820 USD |
| Sale |
3,899 |
200.7473 USD |
| Sale |
4,544 |
200.6645 USD |
| Sale |
7,016 |
199.9900 USD |
| Sale |
7,633 |
200.7789 USD |
| Sale |
7,790 |
200.7180 USD |
| Sale |
8,773 |
200.8780 USD |
| Sale |
9,124 |
200.7145 USD |
| Sale |
9,612 |
201.0187 USD |
| Sale |
9,767 |
200.9919 USD |
| Sale |
11,918 |
200.7261 USD |
| Sale |
17,730 |
200.0342 USD |
| Sale |
18,686 |
200.6358 USD |
| Sale |
23,700 |
200.8245 USD |
| Sale |
39,602 |
200.1607 USD |
| Sale |
39,675 |
200.8104 USD |
(b) Derivatives transactions (other than options transactions)
|
Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
|
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
|
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: |
1 Sep 2020 |
| Contact name: |
Large Holdings Regulatory Operations |
| Telephone number: |
020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or |
Number of |
Exercise |
Type |
Expiry |
| purchased |
relevant securities |
price |
|
date |
|
|
to which the option |
|
|
|
||
|
or derivative |
|
|
|
||
|
relates |
|
|
|
||
| Call Options | Purchased |
700 |
195.0000 |
American |
Sep 18, 2020 |
| Put Options | Purchased |
-106,599 |
214.5780 |
European |
Oct 20, 2020 |
| Put Options | Written |
106,599 |
214.5780 |
European |
Oct 20, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20200901005721/en/
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