Form 8.3 – AON PLC
BARCLAYS PLC
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | Barclays PLC. | |
Company dealt in | AON PLC | |
Class of relevant security to which the | ORD | |
dealings being disclosed relate (Note 2) | ||
Date of dealing | 01 September 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Class of relevant security: | ORD | ||||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) |
Relevant securities | ||||
358,384 |
0.15% |
1,992,890 |
0.86% |
||
|
|
|
|
||
(2) |
Derivatives (other than options): |
|
|
|
|
528,090 |
0.23% |
32,910 |
0.01% |
||
|
|
|
|
||
(3) |
Options and agreements to |
|
|
|
|
purchase/sell: |
107,299 |
0.05% |
106,599 |
0.05% |
|
|
|
|
|
||
TOTAL: |
|
|
|
|
|
993,773 |
0.43% |
2,132,399 |
0.92% |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: |
Long |
Short |
||||
|
Number |
|
(%) |
Number |
|
(%) |
(1) Relevant securities |
|
|
||||
(2) Derivatives (other than options) |
|
|
||||
(3) Options and agreements to purchase/sell |
|
|
||||
Total |
|
|
||||
|
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit |
Purchase |
2 |
202.4150 USD |
Purchase |
3 |
202.1133 USD |
Purchase |
4 |
201.0875 USD |
Purchase |
6 |
202.4000 USD |
Purchase |
8 |
200.4350 USD |
Purchase |
17 |
200.5970 USD |
Purchase |
20 |
200.9800 USD |
Purchase |
24 |
200.1066 USD |
Purchase |
30 |
201.6050 USD |
Purchase |
41 |
202.0900 USD |
Purchase |
88 |
199.5400 USD |
Purchase |
91 |
199.2300 USD |
Purchase |
97 |
202.4840 USD |
Purchase |
100 |
199.9200 USD |
Purchase |
100 |
200.8600 USD |
Purchase |
104 |
201.0430 USD |
Purchase |
104 |
201.5614 USD |
Purchase |
110 |
199.9609 USD |
Purchase |
136 |
200.0856 USD |
Purchase |
197 |
201.6815 USD |
Purchase |
200 |
200.2000 USD |
Purchase |
200 |
199.9700 USD |
Purchase |
201 |
199.9600 USD |
Purchase |
208 |
201.1212 USD |
Purchase |
220 |
200.3018 USD |
Purchase |
243 |
200.1700 USD |
Purchase |
250 |
202.2360 USD |
Purchase |
300 |
200.1666 USD |
Purchase |
302 |
201.6086 USD |
Purchase |
377 |
201.5272 USD |
Purchase |
400 |
199.9900 USD |
Purchase |
409 |
199.2483 USD |
Purchase |
440 |
199.8509 USD |
Purchase |
515 |
200.5275 USD |
Purchase |
616 |
200.2303 USD |
Purchase |
616 |
200.2304 USD |
Purchase |
800 |
200.8525 USD |
Purchase |
1,006 |
202.6455 USD |
Purchase |
1,520 |
201.1230 USD |
Purchase |
1,737 |
201.0617 USD |
Purchase |
4,600 |
200.1431 USD |
Purchase |
4,801 |
200.6586 USD |
Purchase |
4,818 |
202.6500 USD |
Purchase |
5,123 |
199.3200 USD |
Purchase |
7,857 |
201.4715 USD |
Purchase |
9,130 |
200.7298 USD |
Purchase |
9,359 |
201.2355 USD |
Purchase |
20,104 |
201.1601 USD |
Purchase |
35,590 |
199.2745 USD |
Purchase |
74,331 |
199.6598 USD |
Purchase |
76,736 |
201.1406 USD |
Sale |
1 |
202.2500 USD |
Sale |
2 |
199.6500 USD |
Sale |
6 |
202.4000 USD |
Sale |
7 |
199.6100 USD |
Sale |
8 |
200.0600 USD |
Sale |
8 |
199.3000 USD |
Sale |
8 |
199.8050 USD |
Sale |
14 |
200.6100 USD |
Sale |
16 |
200.5100 USD |
Sale |
20 |
200.9800 USD |
Sale |
20 |
199.8600 USD |
Sale |
30 |
201.6050 USD |
Sale |
60 |
202.7100 USD |
Sale |
75 |
199.9900 USD |
Sale |
88 |
199.5400 USD |
Sale |
90 |
200.8200 USD |
Sale |
91 |
199.2300 USD |
Sale |
100 |
200.7400 USD |
Sale |
100 |
200.7900 USD |
Sale |
100 |
199.4300 USD |
Sale |
192 |
200.2202 USD |
Sale |
200 |
200.1350 USD |
Sale |
200 |
199.8150 USD |
Sale |
200 |
201.9750 USD |
Sale |
200 |
199.8500 USD |
Sale |
210 |
199.4819 USD |
Sale |
220 |
199.8509 USD |
Sale |
272 |
200.0856 USD |
Sale |
287 |
202.6500 USD |
Sale |
404 |
201.0371 USD |
Sale |
405 |
199.2409 USD |
Sale |
432 |
201.8618 USD |
Sale |
444 |
201.5449 USD |
Sale |
500 |
201.5500 USD |
Sale |
519 |
201.9247 USD |
Sale |
591 |
200.0933 USD |
Sale |
616 |
200.2303 USD |
Sale |
638 |
199.1957 USD |
Sale |
641 |
201.7951 USD |
Sale |
642 |
199.3200 USD |
Sale |
700 |
199.5514 USD |
Sale |
700 |
199.3014 USD |
Sale |
700 |
199.2328 USD |
Sale |
700 |
199.2085 USD |
Sale |
700 |
201.1914 USD |
Sale |
800 |
199.2312 USD |
Sale |
1,005 |
199.2226 USD |
Sale |
1,100 |
199.2831 USD |
Sale |
1,160 |
200.7534 USD |
Sale |
1,254 |
201.4315 USD |
Sale |
1,276 |
199.8398 USD |
Sale |
1,403 |
200.4593 USD |
Sale |
1,500 |
199.4746 USD |
Sale |
1,504 |
201.2938 USD |
Sale |
1,600 |
201.1962 USD |
Sale |
1,761 |
201.1560 USD |
Sale |
1,948 |
202.1274 USD |
Sale |
1,978 |
201.0191 USD |
Sale |
2,312 |
200.9985 USD |
Sale |
2,510 |
199.6396 USD |
Sale |
3,703 |
201.4561 USD |
Sale |
3,719 |
201.2740 USD |
Sale |
3,844 |
201.8783 USD |
Sale |
3,957 |
201.2629 USD |
Sale |
4,801 |
199.3654 USD |
Sale |
4,801 |
200.7404 USD |
Sale |
4,895 |
199.3396 USD |
Sale |
5,565 |
201.4517 USD |
Sale |
7,307 |
202.1425 USD |
Sale |
8,239 |
200.8063 USD |
Sale |
8,378 |
201.0345 USD |
Sale |
10,569 |
199.3661 USD |
Sale |
12,198 |
201.1510 USD |
Sale |
12,204 |
201.1837 USD |
Sale |
15,216 |
201.0993 USD |
Sale |
19,122 |
201.3370 USD |
Sale |
21,861 |
201.0283 USD |
Sale |
36,590 |
199.2772 USD |
Sale |
41,544 |
199.3969 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
(ii) Exercising
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 (Open Positions) attached? |
YES |
Date of disclosure: |
2 Sep 2020 |
Contact name: |
Large Holdings Regulatory Operations |
Telephone number: |
020 3134 7213 |
If a connected EFM, name of offeree/offeror with which connected |
|
If a connected EFM, state nature of connection |
|
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name | Written or |
Number of |
Exercise |
Type |
Expiry |
purchased |
relevant securities |
price |
|
date |
|
to which the option |
|
|
|
||
or derivative |
|
|
|
||
relates |
|
|
|
||
Call Options | Purchased |
700 |
195.0000 |
American |
Sep 18, 2020 |
Put Options | Purchased |
-106,599 |
214.5780 |
European |
Oct 20, 2020 |
Put Options | Written |
106,599 |
214.5780 |
European |
Oct 20, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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