Form 8.3 - AON PLC
Form 8.3 - AON PLC
BARCLAYS PLC
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | AON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 02 September 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
|
(1) |
Relevant securities | ||||
|
347,600 |
0.15% |
2,081,983 |
0.90% |
||
|
|
|
|
|
||
|
(2) |
Derivatives (other than options): |
|
|
|
|
|
528,090 |
0.23% |
33,200 |
0.01% |
||
|
|
|
|
|
||
|
(3) |
Options and agreements to |
|
|
|
|
| purchase/sell: |
107,299 |
0.05% |
106,599 |
0.05% |
|
|
|
|
|
|
||
| TOTAL: |
|
|
|
|
|
|
982,989 |
0.42% |
2,221,782 |
0.96% |
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
||||
|
|
Number |
|
(%) |
Number |
|
(%) |
|
(1) Relevant securities |
|
|
||||
|
(2) Derivatives (other than options) |
|
|
||||
|
(3) Options and agreements to purchase/sell |
|
|
||||
|
Total |
|
|
||||
|
|
||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
|
Purchase |
1 |
209.7600 USD |
|
Purchase |
1 |
208.1100 USD |
|
Purchase |
2 |
209.7750 USD |
|
Purchase |
4 |
209.4000 USD |
|
Purchase |
5 |
209.0960 USD |
|
Purchase |
5 |
208.9120 USD |
|
Purchase |
6 |
209.1483 USD |
|
Purchase |
10 |
208.9860 USD |
|
Purchase |
12 |
207.4879 USD |
|
Purchase |
15 |
208.6500 USD |
|
Purchase |
17 |
209.1241 USD |
|
Purchase |
18 |
209.1816 USD |
|
Purchase |
23 |
207.9739 USD |
|
Purchase |
25 |
207.8300 USD |
|
Purchase |
29 |
209.7200 USD |
|
Purchase |
32 |
207.8835 USD |
|
Purchase |
40 |
208.4400 USD |
|
Purchase |
45 |
208.6300 USD |
|
Purchase |
90 |
206.3515 USD |
|
Purchase |
100 |
209.7100 USD |
|
Purchase |
100 |
207.1800 USD |
|
Purchase |
100 |
209.6200 USD |
|
Purchase |
100 |
207.5000 USD |
|
Purchase |
100 |
207.1500 USD |
|
Purchase |
100 |
210.0000 USD |
|
Purchase |
100 |
210.0758 USD |
|
Purchase |
112 |
209.3066 USD |
|
Purchase |
133 |
208.4298 USD |
|
Purchase |
141 |
209.8883 USD |
|
Purchase |
200 |
207.0400 USD |
|
Purchase |
200 |
205.8300 USD |
|
Purchase |
200 |
209.9950 USD |
|
Purchase |
200 |
209.9750 USD |
|
Purchase |
202 |
209.6610 USD |
|
Purchase |
203 |
209.7781 USD |
|
Purchase |
205 |
210.0978 USD |
|
Purchase |
312 |
208.8621 USD |
|
Purchase |
400 |
206.6625 USD |
|
Purchase |
404 |
208.4599 USD |
|
Purchase |
524 |
206.0245 USD |
|
Purchase |
843 |
209.7281 USD |
|
Purchase |
1,349 |
207.6383 USD |
|
Purchase |
1,694 |
206.6012 USD |
|
Purchase |
2,775 |
209.5713 USD |
|
Purchase |
3,931 |
209.3922 USD |
|
Purchase |
4,977 |
202.8160 USD |
|
Purchase |
5,368 |
208.1815 USD |
|
Purchase |
5,905 |
209.7300 USD |
|
Purchase |
7,353 |
208.8369 USD |
|
Purchase |
11,896 |
208.6851 USD |
|
Purchase |
12,362 |
207.3964 USD |
|
Purchase |
43,674 |
208.5656 USD |
|
Purchase |
99,301 |
208.4941 USD |
|
Sale |
2 |
207.8500 USD |
|
Sale |
10 |
209.1800 USD |
|
Sale |
22 |
209.9900 USD |
|
Sale |
25 |
209.2500 USD |
|
Sale |
25 |
207.8300 USD |
|
Sale |
26 |
210.0600 USD |
|
Sale |
26 |
210.0900 USD |
|
Sale |
26 |
210.1500 USD |
|
Sale |
40 |
208.4400 USD |
|
Sale |
70 |
202.6900 USD |
|
Sale |
71 |
207.1800 USD |
|
Sale |
100 |
202.8400 USD |
|
Sale |
100 |
202.7900 USD |
|
Sale |
100 |
209.9800 USD |
|
Sale |
100 |
209.6200 USD |
|
Sale |
100 |
209.6600 USD |
|
Sale |
100 |
204.8700 USD |
|
Sale |
100 |
204.8275 USD |
|
Sale |
100 |
204.0200 USD |
|
Sale |
100 |
203.4700 USD |
|
Sale |
100 |
203.2700 USD |
|
Sale |
100 |
202.9700 USD |
|
Sale |
164 |
209.9300 USD |
|
Sale |
200 |
203.4450 USD |
|
Sale |
200 |
203.1750 USD |
|
Sale |
266 |
208.4298 USD |
|
Sale |
271 |
209.5550 USD |
|
Sale |
281 |
207.4317 USD |
|
Sale |
400 |
202.8075 USD |
|
Sale |
400 |
206.9384 USD |
|
Sale |
477 |
209.4971 USD |
|
Sale |
500 |
209.6280 USD |
|
Sale |
503 |
207.4207 USD |
|
Sale |
519 |
208.8263 USD |
|
Sale |
829 |
202.9063 USD |
|
Sale |
900 |
202.7122 USD |
|
Sale |
1,101 |
209.4484 USD |
|
Sale |
1,250 |
208.7128 USD |
|
Sale |
1,378 |
203.0630 USD |
|
Sale |
1,500 |
209.6403 USD |
|
Sale |
1,604 |
209.5647 USD |
|
Sale |
1,824 |
209.7474 USD |
|
Sale |
2,256 |
208.8374 USD |
|
Sale |
2,288 |
209.7300 USD |
|
Sale |
2,684 |
208.1815 USD |
|
Sale |
2,879 |
208.7675 USD |
|
Sale |
2,999 |
209.3937 USD |
|
Sale |
3,585 |
208.3868 USD |
|
Sale |
4,667 |
208.4271 USD |
|
Sale |
5,528 |
208.3881 USD |
|
Sale |
6,734 |
208.8715 USD |
|
Sale |
7,797 |
208.3049 USD |
|
Sale |
9,594 |
206.3333 USD |
|
Sale |
9,741 |
208.8438 USD |
|
Sale |
10,896 |
208.9696 USD |
|
Sale |
11,020 |
208.3568 USD |
|
Sale |
12,167 |
208.6226 USD |
|
Sale |
15,310 |
208.6284 USD |
|
Sale |
16,801 |
209.0370 USD |
|
Sale |
25,114 |
208.4155 USD |
|
Sale |
40,046 |
208.2541 USD |
(b) Derivatives transactions (other than options transactions)
|
Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
|
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
|
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing |
| and any other person relating to the voting rights of any relevant securities under any option |
| referred to on this form or relating to the voting rights or future acquisition or disposal of any |
| relevant securities to which any derivative referred to on this form is referenced. If none, this |
| should be stated. |
| NONE |
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: |
3 Sep 2020 |
| Contact name: |
Large Holdings Regulatory Operations |
| Telephone number: |
020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
|
Call Options |
Purchased |
700 |
195.0000 |
American |
Sep 18, 2020 |
|
Put Options |
Purchased |
-106,599 |
214.5780 |
European |
Oct 20, 2020 |
|
Put Options |
Written |
106,599 |
214.5780 |
European |
Oct 20, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20200903005399/en/
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