FORM 8.3 - AON PLC
FORM 8.3 - AON PLC
BARCLAYS PLC
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | AON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 04 September 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
|
Long |
Short |
||||
|
Number |
(%) |
Number |
(%) |
||
|
(1) |
Relevant securities |
|
|
|
|
|
345,946 |
0.15% |
2,228,329 |
0.96% |
||
|
|
|
|
|
||
|
(2) |
Derivatives (other than options): |
|
|
|
|
|
528,090 |
0.23% |
33,200 |
0.01% |
||
|
|
|
|
|
||
|
(3) |
Options and agreements to |
|
|
|
|
| purchase/sell: |
107,299 |
0.05% |
106,599 |
0.05% |
|
|
|
|
|
|
||
|
(4) |
TOTAL: |
|
|
|
|
|
981,335 |
0.42% |
2,368,128 |
1.02% |
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
||||
|
|
Number |
|
(%) |
Number |
|
(%) |
|
(1) Relevant securities |
|
|
||||
|
(2) Derivatives (other than options) |
|
|
||||
|
(3) Options and agreements to purchase/sell |
|
|
||||
|
Total |
|
|
||||
|
|
||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale |
Number of relevant securities |
Price per unit |
| Purchase |
1 |
203.2700 USD |
| Purchase |
1 |
201.5650 USD |
| Purchase |
4 |
203.9600 USD |
| Purchase |
5 |
202.9580 USD |
| Purchase |
5 |
201.7840 USD |
| Purchase |
7 |
203.3200 USD |
| Purchase |
8 |
201.1000 USD |
| Purchase |
9 |
202.9344 USD |
| Purchase |
13 |
201.8200 USD |
| Purchase |
15 |
201.9633 USD |
| Purchase |
16 |
203.2300 USD |
| Purchase |
23 |
202.8095 USD |
| Purchase |
100 |
202.2625 USD |
| Purchase |
100 |
203.3500 USD |
| Purchase |
100 |
203.0300 USD |
| Purchase |
100 |
202.9050 USD |
| Purchase |
100 |
202.7500 USD |
| Purchase |
160 |
202.6335 USD |
| Purchase |
200 |
206.2600 USD |
| Purchase |
213 |
202.7026 USD |
| Purchase |
223 |
202.5052 USD |
| Purchase |
274 |
203.3229 USD |
| Purchase |
327 |
202.4495 USD |
| Purchase |
353 |
204.0722 USD |
| Purchase |
400 |
203.0918 USD |
| Purchase |
501 |
206.2384 USD |
| Purchase |
866 |
202.6735 USD |
| Purchase |
1,500 |
202.6035 USD |
| Purchase |
1,522 |
202.5995 USD |
| Purchase |
2,993 |
202.6923 USD |
| Purchase |
3,399 |
201.9563 USD |
| Purchase |
3,652 |
203.2155 USD |
| Purchase |
5,995 |
202.7400 USD |
| Purchase |
6,323 |
204.0381 USD |
| Purchase |
6,837 |
202.9994 USD |
| Purchase |
29,331 |
203.2144 USD |
| Purchase |
32,444 |
203.3716 USD |
| Sale |
1 |
203.4900 USD |
| Sale |
1 |
203.3800 USD |
| Sale |
1 |
203.2200 USD |
| Sale |
5 |
203.6500 USD |
| Sale |
7 |
203.7714 USD |
| Sale |
16 |
203.2300 USD |
| Sale |
52 |
203.4500 USD |
| Sale |
100 |
202.3600 USD |
| Sale |
100 |
202.0900 USD |
| Sale |
100 |
201.3500 USD |
| Sale |
100 |
201.3400 USD |
| Sale |
100 |
205.7600 USD |
| Sale |
100 |
205.7000 USD |
| Sale |
100 |
201.6500 USD |
| Sale |
100 |
204.0000 USD |
| Sale |
100 |
203.4800 USD |
| Sale |
100 |
203.4400 USD |
| Sale |
101 |
202.7900 USD |
| Sale |
123 |
202.8428 USD |
| Sale |
137 |
203.0900 USD |
| Sale |
200 |
203.0700 USD |
| Sale |
200 |
203.6600 USD |
| Sale |
200 |
203.1850 USD |
| Sale |
200 |
204.5050 USD |
| Sale |
200 |
203.2125 USD |
| Sale |
261 |
202.6215 USD |
| Sale |
266 |
203.5048 USD |
| Sale |
277 |
202.6791 USD |
| Sale |
400 |
203.0918 USD |
| Sale |
460 |
203.5004 USD |
| Sale |
500 |
202.7700 USD |
| Sale |
511 |
206.0700 USD |
| Sale |
606 |
203.4258 USD |
| Sale |
687 |
202.5089 USD |
| Sale |
761 |
202.5995 USD |
| Sale |
872 |
203.3468 USD |
| Sale |
911 |
205.4359 USD |
| Sale |
1,032 |
203.4877 USD |
| Sale |
1,300 |
203.0461 USD |
| Sale |
2,821 |
203.1061 USD |
| Sale |
3,098 |
203.8183 USD |
| Sale |
3,175 |
202.8021 USD |
| Sale |
3,399 |
201.9563 USD |
| Sale |
3,745 |
203.0944 USD |
| Sale |
3,762 |
203.1464 USD |
| Sale |
3,889 |
204.0668 USD |
| Sale |
4,178 |
204.2788 USD |
| Sale |
4,736 |
203.3752 USD |
| Sale |
6,400 |
203.5188 USD |
| Sale |
6,677 |
202.9952 USD |
| Sale |
7,385 |
202.7400 USD |
| Sale |
10,019 |
203.0571 USD |
| Sale |
12,727 |
203.2352 USD |
| Sale |
15,123 |
203.0828 USD |
(b) Derivatives transactions (other than options transactions)
|
Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
|
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
|
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 7 Sep 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: |
020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
|
|
or derivative |
|
|
|
|
|
|
relates |
|
|
|
|
| Call Options |
Purchased |
700 |
195.0000 |
American |
Sep 18, 2020 |
| Put Options |
Purchased |
-106,599 |
214.5780 |
European |
Oct 20, 2020 |
| Put Options |
Written |
106,599 |
214.5780 |
European |
Oct 20, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20200907005183/en/
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