Form 8.3 - AON PLC
Form 8.3 - AON PLC
BARCLAYS PLC
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | AON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 20 April 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
|
(1) |
Relevant securities |
|
|
|
|
|
504,274 |
0.22% |
1,746,635 |
0.77% |
||
|
|
|
|
|
||
|
(2) |
Derivatives (other than options): |
|
|
|
|
|
123,157 |
0.05% |
13,691 |
0.01% |
||
|
|
|
|
|
||
|
(3) |
Options and agreements to |
|
|
|
|
| purchase/sell: |
24,200 |
0.01% |
24,200 |
0.01% |
|
|
|
|
|
|
||
| TOTAL: |
|
|
|
|
|
|
651,631 |
0.29% |
1,784,526 |
0.79% |
||
|
|
|
|
|
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
||||
|
|
Number |
|
(%) |
Number |
|
(%) |
|
(1) Relevant securities |
|
|
||||
|
(2) Derivatives (other than options) |
|
|
||||
|
(3) Options and agreements to purchase/sell |
|
|
||||
|
Total |
|
|
||||
|
|
||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
|
Purchase |
3 |
235.7000 USD |
|
Purchase |
5 |
235.7100 USD |
|
Purchase |
5 |
235.3600 USD |
|
Purchase |
5 |
235.4400 USD |
|
Purchase |
6 |
235.6550 USD |
|
Purchase |
7 |
235.4650 USD |
|
Purchase |
9 |
235.5266 USD |
|
Purchase |
19 |
235.5873 USD |
|
Purchase |
23 |
236.0417 USD |
|
Purchase |
38 |
236.0768 USD |
|
Purchase |
60 |
235.6700 USD |
|
Purchase |
61 |
235.5600 USD |
|
Purchase |
99 |
235.8600 USD |
|
Purchase |
100 |
236.4900 USD |
|
Purchase |
102 |
235.5300 USD |
|
Purchase |
121 |
235.5200 USD |
|
Purchase |
139 |
235.7223 USD |
|
Purchase |
182 |
234.7200 USD |
|
Purchase |
200 |
236.4750 USD |
|
Purchase |
200 |
236.1950 USD |
|
Purchase |
203 |
235.7369 USD |
|
Purchase |
281 |
235.4764 USD |
|
Purchase |
285 |
235.5663 USD |
|
Purchase |
287 |
235.3646 USD |
|
Purchase |
300 |
235.5733 USD |
|
Purchase |
300 |
235.4050 USD |
|
Purchase |
313 |
235.8836 USD |
|
Purchase |
320 |
235.6262 USD |
|
Purchase |
333 |
236.1884 USD |
|
Purchase |
339 |
235.6587 USD |
|
Purchase |
384 |
235.6736 USD |
|
Purchase |
400 |
235.9871 USD |
|
Purchase |
403 |
235.5800 USD |
|
Purchase |
404 |
235.7301 USD |
|
Purchase |
414 |
235.7366 USD |
|
Purchase |
456 |
235.6662 USD |
|
Purchase |
457 |
235.9751 USD |
|
Purchase |
500 |
235.6750 USD |
|
Purchase |
649 |
235.8728 USD |
|
Purchase |
652 |
235.7197 USD |
|
Purchase |
725 |
235.8281 USD |
|
Purchase |
795 |
235.6255 USD |
|
Purchase |
800 |
235.8293 USD |
|
Purchase |
1,200 |
236.1191 USD |
|
Purchase |
1,400 |
236.1271 USD |
|
Purchase |
1,766 |
235.9257 USD |
|
Purchase |
1,900 |
235.9218 USD |
|
Purchase |
1,900 |
235.6566 USD |
|
Purchase |
1,911 |
235.6549 USD |
|
Purchase |
2,557 |
235.5871 USD |
|
Purchase |
2,630 |
235.8378 USD |
|
Purchase |
3,052 |
235.6183 USD |
|
Purchase |
4,106 |
234.8200 USD |
|
Purchase |
4,881 |
236.0519 USD |
|
Purchase |
6,933 |
235.6525 USD |
|
Purchase |
9,030 |
235.5712 USD |
|
Purchase |
12,012 |
234.8207 USD |
|
Purchase |
13,575 |
235.2277 USD |
|
Purchase |
20,000 |
235.4771 USD |
|
Purchase |
30,108 |
234.9842 USD |
|
Purchase |
61,273 |
235.6206 USD |
|
Sale |
2 |
236.0200 USD |
|
Sale |
2 |
235.4650 USD |
|
Sale |
4 |
235.6550 USD |
|
Sale |
42 |
235.9882 USD |
|
Sale |
100 |
236.4700 USD |
|
Sale |
100 |
235.7800 USD |
|
Sale |
100 |
235.5700 USD |
|
Sale |
100 |
235.4800 USD |
|
Sale |
100 |
235.4200 USD |
|
Sale |
104 |
235.8100 USD |
|
Sale |
110 |
236.4354 USD |
|
Sale |
128 |
235.5231 USD |
|
Sale |
128 |
235.8600 USD |
|
Sale |
137 |
235.0705 USD |
|
Sale |
182 |
234.7200 USD |
|
Sale |
197 |
236.4055 USD |
|
Sale |
201 |
235.3584 USD |
|
Sale |
300 |
235.4633 USD |
|
Sale |
300 |
235.5550 USD |
|
Sale |
330 |
236.4279 USD |
|
Sale |
500 |
235.2660 USD |
|
Sale |
501 |
235.4740 USD |
|
Sale |
600 |
235.6025 USD |
|
Sale |
685 |
235.5743 USD |
|
Sale |
700 |
235.5392 USD |
|
Sale |
783 |
236.4375 USD |
|
Sale |
810 |
235.5204 USD |
|
Sale |
917 |
235.4710 USD |
|
Sale |
1,119 |
235.7429 USD |
|
Sale |
1,427 |
236.3104 USD |
|
Sale |
1,477 |
235.7175 USD |
|
Sale |
1,500 |
235.4483 USD |
|
Sale |
1,706 |
235.9786 USD |
|
Sale |
1,950 |
236.4304 USD |
|
Sale |
2,214 |
236.4142 USD |
|
Sale |
2,223 |
235.3099 USD |
|
Sale |
2,282 |
235.5963 USD |
|
Sale |
2,300 |
235.4550 USD |
|
Sale |
2,648 |
236.4567 USD |
|
Sale |
2,665 |
236.4507 USD |
|
Sale |
2,749 |
235.6134 USD |
|
Sale |
2,858 |
235.5179 USD |
|
Sale |
3,100 |
235.5506 USD |
|
Sale |
3,561 |
235.9228 USD |
|
Sale |
3,999 |
235.4812 USD |
|
Sale |
4,019 |
235.4872 USD |
|
Sale |
4,686 |
235.7389 USD |
|
Sale |
5,839 |
235.6633 USD |
|
Sale |
5,940 |
234.8200 USD |
|
Sale |
8,547 |
235.0837 USD |
|
Sale |
12,091 |
234.8263 USD |
|
Sale |
39,648 |
235.1673 USD |
|
Sale |
73,788 |
235.6575 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
|
SWAP |
Long |
8,474 |
235.4523 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
|
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 21 Apr 2021 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: |
020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
|
Put Options |
Purchased |
-1,200 |
220.0000 |
American |
Jul 16, 2021 |
|
Call Options |
Purchased |
1,200 |
240.0000 |
American |
Jul 16, 2021 |
|
Call Options |
Purchased |
23,000 |
220.0000 |
American |
Jul 16, 2021 |
|
Put Options |
Purchased |
-23,000 |
200.0000 |
American |
Jul 16, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20210421005578/en/
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