FORM 8.3 - AON PLC
FORM 8.3 - AON PLC
BARCLAYS PLC
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | AON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 26 April 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
|
(1) |
Relevant securities | ||||
|
567,073 |
0.25% |
1,736,124 |
0.77% |
||
|
(2) |
Derivatives (other than options): | ||||
|
123,157 |
0.05% |
7,125 |
0.00% |
||
|
(3) |
Options and agreements to | ||||
| purchase/sell: |
24,200 |
0.01% |
24,200 |
0.01% |
|
| TOTAL: | |||||
|
714,430 |
0.32% |
1,767,449 |
0.78% |
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
||||
|
|
Number |
|
(%) |
Number |
|
(%) |
|
(1) Relevant securities |
|
|
||||
|
(2) Derivatives (other than options) |
|
|
||||
|
(3) Options and agreements to purchase/sell |
|
|
||||
|
Total |
|
|
||||
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
|
Purchase |
1 |
231.8900 USD |
|
Purchase |
2 |
231.7250 USD |
|
Purchase |
2 |
230.2700 USD |
|
Purchase |
5 |
230.3750 USD |
|
Purchase |
8 |
230.0200 USD |
|
Purchase |
8 |
230.3312 USD |
|
Purchase |
8 |
230.0500 USD |
|
Purchase |
16 |
230.0650 USD |
|
Purchase |
16 |
229.7000 USD |
|
Purchase |
16 |
230.0400 USD |
|
Purchase |
29 |
229.7100 USD |
|
Purchase |
33 |
232.1700 USD |
|
Purchase |
37 |
230.0191 USD |
|
Purchase |
43 |
229.9304 USD |
|
Purchase |
46 |
230.1000 USD |
|
Purchase |
54 |
230.0622 USD |
|
Purchase |
59 |
229.9720 USD |
|
Purchase |
65 |
229.6843 USD |
|
Purchase |
68 |
231.6573 USD |
|
Purchase |
97 |
229.7911 USD |
|
Purchase |
100 |
230.3400 USD |
|
Purchase |
100 |
232.1500 USD |
|
Purchase |
133 |
232.1549 USD |
|
Purchase |
144 |
229.7602 USD |
|
Purchase |
200 |
230.0950 USD |
|
Purchase |
200 |
231.8000 USD |
|
Purchase |
425 |
230.7641 USD |
|
Purchase |
441 |
231.2630 USD |
|
Purchase |
500 |
230.4000 USD |
|
Purchase |
533 |
230.0874 USD |
|
Purchase |
700 |
230.3757 USD |
|
Purchase |
1,097 |
230.2698 USD |
|
Purchase |
1,141 |
229.9841 USD |
|
Purchase |
1,200 |
230.2810 USD |
|
Purchase |
1,600 |
230.3781 USD |
|
Purchase |
2,113 |
229.5200 USD |
|
Purchase |
2,178 |
230.3667 USD |
|
Purchase |
2,736 |
230.4635 USD |
|
Purchase |
3,394 |
229.5224 USD |
|
Purchase |
4,764 |
230.2284 USD |
|
Purchase |
4,882 |
230.3460 USD |
|
Purchase |
5,378 |
229.5214 USD |
|
Purchase |
5,492 |
230.2357 USD |
|
Purchase |
7,220 |
230.0811 USD |
|
Purchase |
18,442 |
230.6182 USD |
|
Purchase |
21,600 |
229.7332 USD |
|
Purchase |
24,020 |
230.1658 USD |
|
Sale |
1 |
230.3600 USD |
|
Sale |
2 |
229.7800 USD |
|
Sale |
36 |
231.5400 USD |
|
Sale |
36 |
230.4800 USD |
|
Sale |
38 |
230.1650 USD |
|
Sale |
38 |
230.3000 USD |
|
Sale |
57 |
230.1542 USD |
|
Sale |
57 |
230.2400 USD |
|
Sale |
57 |
230.2200 USD |
|
Sale |
60 |
229.5300 USD |
|
Sale |
64 |
230.5800 USD |
|
Sale |
68 |
231.6573 USD |
|
Sale |
76 |
230.2900 USD |
|
Sale |
76 |
230.3025 USD |
|
Sale |
77 |
230.3122 USD |
|
Sale |
99 |
230.7200 USD |
|
Sale |
100 |
230.4900 USD |
|
Sale |
100 |
229.8300 USD |
|
Sale |
100 |
229.9000 USD |
|
Sale |
100 |
230.3900 USD |
|
Sale |
100 |
230.6000 USD |
|
Sale |
100 |
229.5800 USD |
|
Sale |
100 |
230.6500 USD |
|
Sale |
100 |
230.6900 USD |
|
Sale |
108 |
230.6229 USD |
|
Sale |
130 |
230.2969 USD |
|
Sale |
133 |
230.1928 USD |
|
Sale |
133 |
232.1549 USD |
|
Sale |
133 |
232.1550 USD |
|
Sale |
190 |
230.2826 USD |
|
Sale |
200 |
230.4250 USD |
|
Sale |
200 |
230.3050 USD |
|
Sale |
214 |
229.7635 USD |
|
Sale |
300 |
230.7433 USD |
|
Sale |
300 |
229.7400 USD |
|
Sale |
354 |
229.7568 USD |
|
Sale |
458 |
231.9095 USD |
|
Sale |
475 |
229.7502 USD |
|
Sale |
538 |
229.7535 USD |
|
Sale |
833 |
229.7406 USD |
|
Sale |
1,073 |
229.7573 USD |
|
Sale |
1,107 |
230.0575 USD |
|
Sale |
1,368 |
230.4635 USD |
|
Sale |
1,598 |
230.6688 USD |
|
Sale |
1,741 |
230.3074 USD |
|
Sale |
1,914 |
229.7603 USD |
|
Sale |
2,365 |
229.5200 USD |
|
Sale |
3,459 |
229.5330 USD |
|
Sale |
3,543 |
229.7099 USD |
|
Sale |
3,667 |
229.7564 USD |
|
Sale |
3,748 |
229.7084 USD |
|
Sale |
4,075 |
230.2152 USD |
|
Sale |
4,839 |
229.7235 USD |
|
Sale |
5,030 |
230.1261 USD |
|
Sale |
5,278 |
229.5203 USD |
|
Sale |
5,698 |
230.4517 USD |
|
Sale |
8,705 |
230.2456 USD |
|
Sale |
11,987 |
230.6497 USD |
|
Sale |
33,844 |
230.2054 USD |
(b) Derivatives transactions (other than options transactions)
|
Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
|
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
|
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
|
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? |
YES |
| Date of disclosure: |
27 Apr 2021 |
| Contact name: |
Large Holdings Regulatory Operations |
| Telephone number: |
020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected |
|
| If a connected EFM, state nature of connection |
|
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
|
Put Options |
Purchased |
-1,200 |
220.0000 |
American |
Jul 16, 2021 |
|
Call Options |
Purchased |
1,200 |
240.0000 |
American |
Jul 16, 2021 |
|
Call Options |
Purchased |
23,000 |
220.0000 |
American |
Jul 16, 2021 |
|
Put Options |
Purchased |
-23,000 |
200.0000 |
American |
Jul 16, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20210427005720/en/
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