Form 8.5 (EPT/NON-RI) - AVIVA PLC - BCSL

Form 8.5 (EPT/NON-RI) - AVIVA PLC - BCSL

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		AVIVA PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		FRIENDS LIFE GROUP LIMITED
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		30 December 2014
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect		FRIENDS LIFE GROUP LIMITED
Â		of any other party to this offer?		Â

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD
				Interests			Â	Short Positions
Â		Â		Number	Â	(%)		Number	Â	(%)
(1)		Relevant securities owned
		and/or controlled:		8,799,798		0.30%		6,872,777		0.23%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		4,710,814		0.16%		5,123,041		0.17%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
											Â
		TOTAL:		13,510,612		0.46%		11,995,818		0.41%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		310		4.8930 GBP
ORD		Purchase		373		4.8490 GBP
ORD		Purchase		382		4.8620 GBP
ORD		Purchase		564		4.9020 GBP
ORD		Purchase		634		4.8831 GBP
ORD		Purchase		645		4.8820 GBP
ORD		Purchase		699		4.9024 GBP
ORD		Purchase		712		4.8595 GBP
ORD		Purchase		723		4.8630 GBP
ORD		Purchase		867		4.8615 GBP
ORD		Purchase		1,087		4.8645 GBP
ORD		Purchase		1,087		4.8860 GBP
ORD		Purchase		1,243		4.8621 GBP
ORD		Purchase		1,284		4.8880 GBP
ORD		Purchase		1,290		4.8955 GBP
ORD		Purchase		1,295		4.8580 GBP
ORD		Purchase		1,309		4.8857 GBP
ORD		Purchase		1,398		4.9040 GBP
ORD		Purchase		1,417		4.8570 GBP
ORD		Purchase		1,427		4.8480 GBP
ORD		Purchase		1,435		4.8600 GBP
ORD		Purchase		1,470		4.8970 GBP
ORD		Purchase		1,520		4.8610 GBP
ORD		Purchase		1,628		4.8551 GBP
ORD		Purchase		1,794		4.8870 GBP
ORD		Purchase		1,796		4.9090 GBP
ORD		Purchase		1,812		4.8591 GBP
ORD		Purchase		1,812		4.8865 GBP
ORD		Purchase		1,841		4.8511 GBP
ORD		Purchase		1,856		4.8850 GBP
ORD		Purchase		1,903		4.8830 GBP
ORD		Purchase		1,988		4.8810 GBP
ORD		Purchase		2,174		4.8821 GBP
ORD		Purchase		2,313		4.8840 GBP
ORD		Purchase		2,363		4.8950 GBP
ORD		Purchase		2,448		4.8958 GBP
ORD		Purchase		2,627		4.8890 GBP
ORD		Purchase		3,039		4.9030 GBP
ORD		Purchase		3,040		4.8900 GBP
ORD		Purchase		3,396		4.8670 GBP
ORD		Purchase		3,703		4.8650 GBP
ORD		Purchase		3,763		4.8910 GBP
ORD		Purchase		3,954		4.8925 GBP
ORD		Purchase		4,490		4.8940 GBP
ORD		Purchase		4,653		4.8680 GBP
ORD		Purchase		6,084		4.8964 GBP
ORD		Purchase		6,090		4.8660 GBP
ORD		Purchase		7,255		4.8640 GBP
ORD		Purchase		9,034		4.8837 GBP
ORD		Purchase		9,129		4.8894 GBP
ORD		Purchase		10,624		4.8710 GBP
ORD		Purchase		19,791		4.8788 GBP
ORD		Purchase		20,973		4.8826 GBP
ORD		Purchase		21,334		4.8714 GBP
ORD		Purchase		21,880		4.8798 GBP
ORD		Purchase		30,824		4.8843 GBP
ORD		Purchase		49,182		4.8741 GBP
ORD		Purchase		60,142		4.8659 GBP
ORD		Purchase		73,759		4.8754 GBP
ORD		Purchase		92,461		4.8814 GBP
ORD		Purchase		174,766		4.8832 GBP
ORD		Purchase		207,370		4.8875 GBP
ORD		Purchase		5,217		4.8937 GBP
ORD		Sale		310		4.8930 GBP
ORD		Sale		373		4.8490 GBP
ORD		Sale		382		4.8620 GBP
ORD		Sale		564		4.9020 GBP
ORD		Sale		634		4.8831 GBP
ORD		Sale		645		4.8820 GBP
ORD		Sale		712		4.8595 GBP
ORD		Sale		867		4.8615 GBP
ORD		Sale		1,087		4.8645 GBP
ORD		Sale		1,087		4.8860 GBP
ORD		Sale		1,243		4.8621 GBP
ORD		Sale		1,250		4.8826 GBP
ORD		Sale		1,284		4.8880 GBP
ORD		Sale		1,290		4.8955 GBP
ORD		Sale		1,295		4.8580 GBP
ORD		Sale		1,309		4.8857 GBP
ORD		Sale		1,398		4.9040 GBP
ORD		Sale		1,417		4.8570 GBP
ORD		Sale		1,427		4.8480 GBP
ORD		Sale		1,435		4.8600 GBP
ORD		Sale		1,470		4.8970 GBP
ORD		Sale		1,520		4.8610 GBP
ORD		Sale		1,628		4.8551 GBP
ORD		Sale		1,638		4.8987 GBP
ORD		Sale		1,707		4.8922 GBP
ORD		Sale		1,796		4.9090 GBP
ORD		Sale		1,812		4.8591 GBP
ORD		Sale		1,812		4.8832 GBP
ORD		Sale		1,812		4.8865 GBP
ORD		Sale		1,841		4.8511 GBP
ORD		Sale		1,856		4.8850 GBP
ORD		Sale		1,866		4.8870 GBP
ORD		Sale		1,903		4.8830 GBP
ORD		Sale		1,988		4.8810 GBP
ORD		Sale		2,043		4.9021 GBP
ORD		Sale		2,174		4.8821 GBP
ORD		Sale		2,186		4.8940 GBP
ORD		Sale		2,313		4.8840 GBP
ORD		Sale		2,363		4.8950 GBP
ORD		Sale		2,627		4.8890 GBP
ORD		Sale		3,039		4.9030 GBP
ORD		Sale		3,040		4.8900 GBP
ORD		Sale		3,396		4.8670 GBP
ORD		Sale		3,655		4.8935 GBP
ORD		Sale		3,703		4.8650 GBP
ORD		Sale		3,763		4.8910 GBP
ORD		Sale		4,653		4.8680 GBP
ORD		Sale		5,573		4.8630 GBP
ORD		Sale		6,090		4.8660 GBP
ORD		Sale		6,705		4.8835 GBP
ORD		Sale		7,255		4.8640 GBP
ORD		Sale		8,612		4.8555 GBP
ORD		Sale		10,624		4.8710 GBP
ORD		Sale		14,230		4.8819 GBP
ORD		Sale		14,850		4.8822 GBP
ORD		Sale		54,947		4.8778 GBP
ORD		Sale		118,050		4.8735 GBP
ORD		Sale		175,000		4.9029 GBP
ORD		Sale		275,000		4.8709 GBP
ADR		Purchase		2,423		15.1621 USD
ADR		Purchase		11,200		15.1011 USD
ADR		Sale		2,423		15.1621 USD
ADR		Sale		11,200		15.1011 USD

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		SWAP		Long		480		4.8899 GBP
ORD		CFD		Long		544		4.8957 GBP
ORD		SWAP		Long		856		4.8980 GBP
ORD		SWAP		Long		1,707		4.8922 GBP
ORD		SWAP		Long		2,779		4.9044 GBP
ORD		CFD		Long		8,158		4.8616 GBP
ORD		CFD		Long		8,612		4.8555 GBP
ORD		CFD		Long		23,438		4.9017 GBP
ORD		CFD		Long		30,094		4.8622 GBP
ORD		SWAP		Short		470		4.8640 GBP
ORD		SWAP		Short		3,648		4.8534 GBP
ORD		CFD		Short		4,846		4.8681 GBP
ORD		SWAP		Short		19,791		4.8788 GBP
ORD		SWAP		Short		34,533		4.8886 GBP
ORD		CFD		Short		59,988		4.8718 GBP
ORD		CFD		Short		102,740		4.8892 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		31 Dec 2014
Contact name:		Jay Supaya
Telephone number:		0207 773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.