Form 8.5 (EPT/NON-RI) - AVIVA PLC - BCSL
Form 8.5 (EPT/NON-RI) - AVIVA PLC - BCSL
BARCLAYS PLC
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RIâ€) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
| (a) | Â | Name of exempt principal trader: | Â | BARCLAYS CAPITAL SECURITIES LTD | |
| (b) | Name of offeror/offeree in relation to whose | AVIVA PLC | |||
| Â | relevant securities this form relates: | Â | |||
| (c) | Name of the party to the offer with which exempt | FRIENDS LIFE GROUP LIMITED | |||
| Â | principal trader is connected | Â | |||
| (d) | Date position held/dealing undertaken: | 30 December 2014 | |||
| (e) | Has the EPT previously disclosed, or is it | YES: | |||
| today disclosing, under the Code in respect | FRIENDS LIFE GROUP LIMITED | ||||
| Â | of any other party to this offer? | Â |
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Â | Â | Â | ORD | |||||||
| Interests | Â | Short Positions | |||||||||
| Â | Â | Number | Â | (%) | Number | Â | (%) | ||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 8,799,798 | 0.30% | 6,872,777 | 0.23% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 4,710,814 | 0.16% | 5,123,041 | 0.17% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| Â | |||||||||||
| TOTAL: | 13,510,612 | 0.46% | 11,995,818 | 0.41% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | Â |
| Details, including nature of the rights concerned and relevant percentages: | Â |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
| Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
| security | Â | securities | Â | ||||
| ORD | Purchase | 310 | 4.8930 GBP | ||||
| ORD | Purchase | 373 | 4.8490 GBP | ||||
| ORD | Purchase | 382 | 4.8620 GBP | ||||
| ORD | Purchase | 564 | 4.9020 GBP | ||||
| ORD | Purchase | 634 | 4.8831 GBP | ||||
| ORD | Purchase | 645 | 4.8820 GBP | ||||
| ORD | Purchase | 699 | 4.9024 GBP | ||||
| ORD | Purchase | 712 | 4.8595 GBP | ||||
| ORD | Purchase | 723 | 4.8630 GBP | ||||
| ORD | Purchase | 867 | 4.8615 GBP | ||||
| ORD | Purchase | 1,087 | 4.8645 GBP | ||||
| ORD | Purchase | 1,087 | 4.8860 GBP | ||||
| ORD | Purchase | 1,243 | 4.8621 GBP | ||||
| ORD | Purchase | 1,284 | 4.8880 GBP | ||||
| ORD | Purchase | 1,290 | 4.8955 GBP | ||||
| ORD | Purchase | 1,295 | 4.8580 GBP | ||||
| ORD | Purchase | 1,309 | 4.8857 GBP | ||||
| ORD | Purchase | 1,398 | 4.9040 GBP | ||||
| ORD | Purchase | 1,417 | 4.8570 GBP | ||||
| ORD | Purchase | 1,427 | 4.8480 GBP | ||||
| ORD | Purchase | 1,435 | 4.8600 GBP | ||||
| ORD | Purchase | 1,470 | 4.8970 GBP | ||||
| ORD | Purchase | 1,520 | 4.8610 GBP | ||||
| ORD | Purchase | 1,628 | 4.8551 GBP | ||||
| ORD | Purchase | 1,794 | 4.8870 GBP | ||||
| ORD | Purchase | 1,796 | 4.9090 GBP | ||||
| ORD | Purchase | 1,812 | 4.8591 GBP | ||||
| ORD | Purchase | 1,812 | 4.8865 GBP | ||||
| ORD | Purchase | 1,841 | 4.8511 GBP | ||||
| ORD | Purchase | 1,856 | 4.8850 GBP | ||||
| ORD | Purchase | 1,903 | 4.8830 GBP | ||||
| ORD | Purchase | 1,988 | 4.8810 GBP | ||||
| ORD | Purchase | 2,174 | 4.8821 GBP | ||||
| ORD | Purchase | 2,313 | 4.8840 GBP | ||||
| ORD | Purchase | 2,363 | 4.8950 GBP | ||||
| ORD | Purchase | 2,448 | 4.8958 GBP | ||||
| ORD | Purchase | 2,627 | 4.8890 GBP | ||||
| ORD | Purchase | 3,039 | 4.9030 GBP | ||||
| ORD | Purchase | 3,040 | 4.8900 GBP | ||||
| ORD | Purchase | 3,396 | 4.8670 GBP | ||||
| ORD | Purchase | 3,703 | 4.8650 GBP | ||||
| ORD | Purchase | 3,763 | 4.8910 GBP | ||||
| ORD | Purchase | 3,954 | 4.8925 GBP | ||||
| ORD | Purchase | 4,490 | 4.8940 GBP | ||||
| ORD | Purchase | 4,653 | 4.8680 GBP | ||||
| ORD | Purchase | 6,084 | 4.8964 GBP | ||||
| ORD | Purchase | 6,090 | 4.8660 GBP | ||||
| ORD | Purchase | 7,255 | 4.8640 GBP | ||||
| ORD | Purchase | 9,034 | 4.8837 GBP | ||||
| ORD | Purchase | 9,129 | 4.8894 GBP | ||||
| ORD | Purchase | 10,624 | 4.8710 GBP | ||||
| ORD | Purchase | 19,791 | 4.8788 GBP | ||||
| ORD | Purchase | 20,973 | 4.8826 GBP | ||||
| ORD | Purchase | 21,334 | 4.8714 GBP | ||||
| ORD | Purchase | 21,880 | 4.8798 GBP | ||||
| ORD | Purchase | 30,824 | 4.8843 GBP | ||||
| ORD | Purchase | 49,182 | 4.8741 GBP | ||||
| ORD | Purchase | 60,142 | 4.8659 GBP | ||||
| ORD | Purchase | 73,759 | 4.8754 GBP | ||||
| ORD | Purchase | 92,461 | 4.8814 GBP | ||||
| ORD | Purchase | 174,766 | 4.8832 GBP | ||||
| ORD | Purchase | 207,370 | 4.8875 GBP | ||||
| ORD | Purchase | 5,217 | 4.8937 GBP | ||||
| ORD | Sale | 310 | 4.8930 GBP | ||||
| ORD | Sale | 373 | 4.8490 GBP | ||||
| ORD | Sale | 382 | 4.8620 GBP | ||||
| ORD | Sale | 564 | 4.9020 GBP | ||||
| ORD | Sale | 634 | 4.8831 GBP | ||||
| ORD | Sale | 645 | 4.8820 GBP | ||||
| ORD | Sale | 712 | 4.8595 GBP | ||||
| ORD | Sale | 867 | 4.8615 GBP | ||||
| ORD | Sale | 1,087 | 4.8645 GBP | ||||
| ORD | Sale | 1,087 | 4.8860 GBP | ||||
| ORD | Sale | 1,243 | 4.8621 GBP | ||||
| ORD | Sale | 1,250 | 4.8826 GBP | ||||
| ORD | Sale | 1,284 | 4.8880 GBP | ||||
| ORD | Sale | 1,290 | 4.8955 GBP | ||||
| ORD | Sale | 1,295 | 4.8580 GBP | ||||
| ORD | Sale | 1,309 | 4.8857 GBP | ||||
| ORD | Sale | 1,398 | 4.9040 GBP | ||||
| ORD | Sale | 1,417 | 4.8570 GBP | ||||
| ORD | Sale | 1,427 | 4.8480 GBP | ||||
| ORD | Sale | 1,435 | 4.8600 GBP | ||||
| ORD | Sale | 1,470 | 4.8970 GBP | ||||
| ORD | Sale | 1,520 | 4.8610 GBP | ||||
| ORD | Sale | 1,628 | 4.8551 GBP | ||||
| ORD | Sale | 1,638 | 4.8987 GBP | ||||
| ORD | Sale | 1,707 | 4.8922 GBP | ||||
| ORD | Sale | 1,796 | 4.9090 GBP | ||||
| ORD | Sale | 1,812 | 4.8591 GBP | ||||
| ORD | Sale | 1,812 | 4.8832 GBP | ||||
| ORD | Sale | 1,812 | 4.8865 GBP | ||||
| ORD | Sale | 1,841 | 4.8511 GBP | ||||
| ORD | Sale | 1,856 | 4.8850 GBP | ||||
| ORD | Sale | 1,866 | 4.8870 GBP | ||||
| ORD | Sale | 1,903 | 4.8830 GBP | ||||
| ORD | Sale | 1,988 | 4.8810 GBP | ||||
| ORD | Sale | 2,043 | 4.9021 GBP | ||||
| ORD | Sale | 2,174 | 4.8821 GBP | ||||
| ORD | Sale | 2,186 | 4.8940 GBP | ||||
| ORD | Sale | 2,313 | 4.8840 GBP | ||||
| ORD | Sale | 2,363 | 4.8950 GBP | ||||
| ORD | Sale | 2,627 | 4.8890 GBP | ||||
| ORD | Sale | 3,039 | 4.9030 GBP | ||||
| ORD | Sale | 3,040 | 4.8900 GBP | ||||
| ORD | Sale | 3,396 | 4.8670 GBP | ||||
| ORD | Sale | 3,655 | 4.8935 GBP | ||||
| ORD | Sale | 3,703 | 4.8650 GBP | ||||
| ORD | Sale | 3,763 | 4.8910 GBP | ||||
| ORD | Sale | 4,653 | 4.8680 GBP | ||||
| ORD | Sale | 5,573 | 4.8630 GBP | ||||
| ORD | Sale | 6,090 | 4.8660 GBP | ||||
| ORD | Sale | 6,705 | 4.8835 GBP | ||||
| ORD | Sale | 7,255 | 4.8640 GBP | ||||
| ORD | Sale | 8,612 | 4.8555 GBP | ||||
| ORD | Sale | 10,624 | 4.8710 GBP | ||||
| ORD | Sale | 14,230 | 4.8819 GBP | ||||
| ORD | Sale | 14,850 | 4.8822 GBP | ||||
| ORD | Sale | 54,947 | 4.8778 GBP | ||||
| ORD | Sale | 118,050 | 4.8735 GBP | ||||
| ORD | Sale | 175,000 | 4.9029 GBP | ||||
| ORD | Sale | 275,000 | 4.8709 GBP | ||||
| ADR | Purchase | 2,423 | 15.1621 USD | ||||
| ADR | Purchase | 11,200 | 15.1011 USD | ||||
| ADR | Sale | 2,423 | 15.1621 USD | ||||
| ADR | Sale | 11,200 | 15.1011 USD |
(b) Derivatives transactions (other than options)
| Class of | Â | Product | Â | Nature of dealing | Â | Number of | Â | Price per | |
| relevant | description | reference | unit | ||||||
| security | Â | Â | securities | Â | |||||
| ORD | SWAP | Long | 480 | 4.8899 GBP | |||||
| ORD | CFD | Long | 544 | 4.8957 GBP | |||||
| ORD | SWAP | Long | 856 | 4.8980 GBP | |||||
| ORD | SWAP | Long | 1,707 | 4.8922 GBP | |||||
| ORD | SWAP | Long | 2,779 | 4.9044 GBP | |||||
| ORD | CFD | Long | 8,158 | 4.8616 GBP | |||||
| ORD | CFD | Long | 8,612 | 4.8555 GBP | |||||
| ORD | CFD | Long | 23,438 | 4.9017 GBP | |||||
| ORD | CFD | Long | 30,094 | 4.8622 GBP | |||||
| ORD | SWAP | Short | 470 | 4.8640 GBP | |||||
| ORD | SWAP | Short | 3,648 | 4.8534 GBP | |||||
| ORD | CFD | Short | 4,846 | 4.8681 GBP | |||||
| ORD | SWAP | Short | 19,791 | 4.8788 GBP | |||||
| ORD | SWAP | Short | 34,533 | 4.8886 GBP | |||||
| ORD | CFD | Short | 59,988 | 4.8718 GBP | |||||
| ORD | CFD | Short | 102,740 | 4.8892 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class of relevant security | Â | Product description e.g. call option | Â | Writing, purchasing, selling, varying etc. | Â | Number of securities to which option relates | Â | Exercise price per unit | Â |
Type
e.g. American, European etc. |
 | Expiry date |  | Option money paid/ received per unit |
(ii) Exercising
| Class of relevant security | Â |
Product description
e.g. call option |
 | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the exempt principal trader making the disclosure and any
party to the offer or any person acting in concert with a party to
the offer:
If there are no such agreements, arrangements or understandings, state “none†|
|
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
|
NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | Â | NO | |
| Date of disclosure: | 31 Dec 2014 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 0207 773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Latest directors dealings
- 2 minutes ago Ocado Group
- 1 hour ago AVI Global Trust
- 2 hours ago Serica Energy
- 3 hours ago Primary Health Properties
- 3 hours ago VP