Form 8.5 (EPT/NON-RI) - AVIVA PLC
BARCLAYS PLC
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RIâ€) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
(a) Name of exempt principal trader: | Â |
BARCLAYS CAPITAL SECURITIES LTD |
(b) Name of offeror/offeree in relation to whose relevant securities
this form relates:
Use a separate form for each offeror/offeree |
 |
AVIVA PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | Â |
FRIENDS LIFE GROUP LIMITED |
(d) Date position held/dealing undertaken: | Â |
19 DEC 2014 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Â |
YES: FRIENDS LIFE GROUP LIMITED |
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Â | Â | Â | ORD | Â | Â | Â | Â | Â | Â | |
Interests | Â | Short Positions | |||||||||
 |  | Number | (%) | Number | (%) | ||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 9,258,522 | 0.31% | 8,023,535 | 0.27% | |||||||
 |  |  |  |  |  | ||||||
(2) | Derivatives (other than | ||||||||||
options): | 5,018,551 | 0.17% | 4,917,326 | 0.17% | |||||||
 |  |  |  |  |  | ||||||
(3) | Options and agreements to | ||||||||||
purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
(4) | |||||||||||
TOTAL: | 14,277,073 | 0.48% | 12,940,861 | 0.44% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
Class of relevant security in relation to which subscription right exists: | Â |
Details, including nature of the rights concerned and relevant percentages: | Â |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | Â | ||
security | Â | securities | Â | ||||||
ORD | Purchase | 2 | 4.8571 GBP | ||||||
ORD | Purchase | 49 | 4.8581 GBP | ||||||
ORD | Purchase | 71 | 4.8605 GBP | ||||||
ORD | Purchase | 82 | 4.8596 GBP | ||||||
ORD | Purchase | 193 | 4.9860 GBP | ||||||
ORD | Purchase | 453 | 4.8530 GBP | ||||||
ORD | Purchase | 497 | 4.8570 GBP | ||||||
ORD | Purchase | 667 | 4.9600 GBP | ||||||
ORD | Purchase | 677 | 4.9090 GBP | ||||||
ORD | Purchase | 788 | 4.8540 GBP | ||||||
ORD | Purchase | 788 | 4.8575 GBP | ||||||
ORD | Purchase | 788 | 4.8615 GBP | ||||||
ORD | Purchase | 788 | 4.8645 GBP | ||||||
ORD | Purchase | 788 | 4.8736 GBP | ||||||
ORD | Purchase | 788 | 4.8760 GBP | ||||||
ORD | Purchase | 788 | 4.8785 GBP | ||||||
ORD | Purchase | 788 | 4.8811 GBP | ||||||
ORD | Purchase | 788 | 4.8840 GBP | ||||||
ORD | Purchase | 788 | 4.8855 GBP | ||||||
ORD | Purchase | 788 | 4.8910 GBP | ||||||
ORD | Purchase | 788 | 4.8915 GBP | ||||||
ORD | Purchase | 788 | 4.8986 GBP | ||||||
ORD | Purchase | 788 | 4.9025 GBP | ||||||
ORD | Purchase | 790 | 4.8625 GBP | ||||||
ORD | Purchase | 823 | 4.8585 GBP | ||||||
ORD | Purchase | 825 | 4.8800 GBP | ||||||
ORD | Purchase | 1,173 | 4.8724 GBP | ||||||
ORD | Purchase | 1,269 | 4.8768 GBP | ||||||
ORD | Purchase | 1,286 | 4.8772 GBP | ||||||
ORD | Purchase | 1,392 | 4.8620 GBP | ||||||
ORD | Purchase | 1,450 | 4.8960 GBP | ||||||
ORD | Purchase | 1,450 | 4.9110 GBP | ||||||
ORD | Purchase | 1,450 | 4.9440 GBP | ||||||
ORD | Purchase | 1,621 | 4.9088 GBP | ||||||
ORD | Purchase | 1,665 | 4.8935 GBP | ||||||
ORD | Purchase | 1,765 | 4.8690 GBP | ||||||
ORD | Purchase | 1,776 | 4.8835 GBP | ||||||
ORD | Purchase | 1,810 | 4.9840 GBP | ||||||
ORD | Purchase | 1,844 | 4.8650 GBP | ||||||
ORD | Purchase | 1,850 | 4.8880 GBP | ||||||
ORD | Purchase | 1,890 | 4.8925 GBP | ||||||
ORD | Purchase | 1,927 | 4.9350 GBP | ||||||
ORD | Purchase | 1,988 | 4.8666 GBP | ||||||
ORD | Purchase | 1,988 | 4.8790 GBP | ||||||
ORD | Purchase | 2,000 | 4.8780 GBP | ||||||
ORD | Purchase | 2,029 | 4.9000 GBP | ||||||
ORD | Purchase | 2,029 | 4.9040 GBP | ||||||
ORD | Purchase | 2,029 | 4.9140 GBP | ||||||
ORD | Purchase | 2,048 | 4.8670 GBP | ||||||
ORD | Purchase | 2,229 | 4.8700 GBP | ||||||
ORD | Purchase | 2,417 | 4.9420 GBP | ||||||
ORD | Purchase | 2,461 | 4.8930 GBP | ||||||
ORD | Purchase | 2,495 | 4.8750 GBP | ||||||
ORD | Purchase | 2,570 | 4.8970 GBP | ||||||
ORD | Purchase | 2,631 | 4.9125 GBP | ||||||
ORD | Purchase | 2,817 | 4.8740 GBP | ||||||
ORD | Purchase | 2,863 | 4.8710 GBP | ||||||
ORD | Purchase | 3,000 | 4.8510 GBP | ||||||
ORD | Purchase | 3,060 | 4.8920 GBP | ||||||
ORD | Purchase | 3,067 | 4.8660 GBP | ||||||
ORD | Purchase | 3,141 | 4.8770 GBP | ||||||
ORD | Purchase | 3,166 | 4.8720 GBP | ||||||
ORD | Purchase | 3,348 | 4.8600 GBP | ||||||
ORD | Purchase | 3,452 | 4.8898 GBP | ||||||
ORD | Purchase | 3,913 | 4.8751 GBP | ||||||
ORD | Purchase | 6,296 | 4.9145 GBP | ||||||
ORD | Purchase | 7,107 | 4.8610 GBP | ||||||
ORD | Purchase | 9,188 | 4.8668 GBP | ||||||
ORD | Purchase | 13,377 | 4.9169 GBP | ||||||
ORD | Purchase | 15,000 | 4.9251 GBP | ||||||
ORD | Purchase | 15,865 | 4.9545 GBP | ||||||
ORD | Purchase | 16,697 | 4.8672 GBP | ||||||
ORD | Purchase | 18,929 | 4.8829 GBP | ||||||
ORD | Purchase | 25,247 | 4.8988 GBP | ||||||
ORD | Purchase | 32,180 | 4.9174 GBP | ||||||
ORD | Purchase | 40,451 | 4.8833 GBP | ||||||
ORD | Purchase | 74,373 | 4.8771 GBP | ||||||
ORD | Purchase | 79,814 | 4.9500 GBP | ||||||
ORD | Purchase | 385,747 | 4.8978 GBP | ||||||
ORD | Purchase | 416,374 | 4.9060 GBP | ||||||
ORD | Purchase | 478,919 | 4.9316 GBP | ||||||
ORD | Purchase | 543,005 | 4.9128 GBP | ||||||
ORD | Sale | 2 | 4.8571 GBP | ||||||
ORD | Sale | 49 | 4.8581 GBP | ||||||
ORD | Sale | 50 | 4.8410 GBP | ||||||
ORD | Sale | 71 | 4.8605 GBP | ||||||
ORD | Sale | 82 | 4.8596 GBP | ||||||
ORD | Sale | 193 | 4.9860 GBP | ||||||
ORD | Sale | 453 | 4.8530 GBP | ||||||
ORD | Sale | 469 | 4.8712 GBP | ||||||
ORD | Sale | 497 | 4.8570 GBP | ||||||
ORD | Sale | 667 | 4.9600 GBP | ||||||
ORD | Sale | 677 | 4.9090 GBP | ||||||
ORD | Sale | 788 | 4.8540 GBP | ||||||
ORD | Sale | 788 | 4.8575 GBP | ||||||
ORD | Sale | 788 | 4.8615 GBP | ||||||
ORD | Sale | 788 | 4.8645 GBP | ||||||
ORD | Sale | 788 | 4.8736 GBP | ||||||
ORD | Sale | 788 | 4.8760 GBP | ||||||
ORD | Sale | 788 | 4.8811 GBP | ||||||
ORD | Sale | 788 | 4.8840 GBP | ||||||
ORD | Sale | 788 | 4.8855 GBP | ||||||
ORD | Sale | 788 | 4.8910 GBP | ||||||
ORD | Sale | 788 | 4.8915 GBP | ||||||
ORD | Sale | 788 | 4.8986 GBP | ||||||
ORD | Sale | 788 | 4.9025 GBP | ||||||
ORD | Sale | 790 | 4.8625 GBP | ||||||
ORD | Sale | 823 | 4.8585 GBP | ||||||
ORD | Sale | 825 | 4.8800 GBP | ||||||
ORD | Sale | 872 | 4.9003 GBP | ||||||
ORD | Sale | 1,173 | 4.8724 GBP | ||||||
ORD | Sale | 1,269 | 4.8768 GBP | ||||||
ORD | Sale | 1,392 | 4.8620 GBP | ||||||
ORD | Sale | 1,450 | 4.8960 GBP | ||||||
ORD | Sale | 1,450 | 4.9110 GBP | ||||||
ORD | Sale | 1,450 | 4.9440 GBP | ||||||
ORD | Sale | 1,539 | 4.9371 GBP | ||||||
ORD | Sale | 1,665 | 4.8935 GBP | ||||||
ORD | Sale | 1,765 | 4.8690 GBP | ||||||
ORD | Sale | 1,776 | 4.8835 GBP | ||||||
ORD | Sale | 1,810 | 4.9840 GBP | ||||||
ORD | Sale | 1,844 | 4.8650 GBP | ||||||
ORD | Sale | 1,850 | 4.8880 GBP | ||||||
ORD | Sale | 1,890 | 4.8925 GBP | ||||||
ORD | Sale | 1,927 | 4.9350 GBP | ||||||
ORD | Sale | 1,969 | 4.8771 GBP | ||||||
ORD | Sale | 1,988 | 4.8666 GBP | ||||||
ORD | Sale | 1,988 | 4.8790 GBP | ||||||
ORD | Sale | 2,000 | 4.8780 GBP | ||||||
ORD | Sale | 2,029 | 4.9040 GBP | ||||||
ORD | Sale | 2,029 | 4.9140 GBP | ||||||
ORD | Sale | 2,048 | 4.8670 GBP | ||||||
ORD | Sale | 2,229 | 4.8700 GBP | ||||||
ORD | Sale | 2,417 | 4.9420 GBP | ||||||
ORD | Sale | 2,495 | 4.8750 GBP | ||||||
ORD | Sale | 2,570 | 4.8970 GBP | ||||||
ORD | Sale | 2,631 | 4.9125 GBP | ||||||
ORD | Sale | 2,804 | 4.9452 GBP | ||||||
ORD | Sale | 2,817 | 4.8740 GBP | ||||||
ORD | Sale | 2,839 | 4.8597 GBP | ||||||
ORD | Sale | 2,863 | 4.8710 GBP | ||||||
ORD | Sale | 3,000 | 4.8510 GBP | ||||||
ORD | Sale | 3,060 | 4.8920 GBP | ||||||
ORD | Sale | 3,067 | 4.8660 GBP | ||||||
ORD | Sale | 3,141 | 4.8770 GBP | ||||||
ORD | Sale | 3,166 | 4.8720 GBP | ||||||
ORD | Sale | 3,314 | 4.9560 GBP | ||||||
ORD | Sale | 3,348 | 4.8600 GBP | ||||||
ORD | Sale | 4,745 | 4.8785 GBP | ||||||
ORD | Sale | 7,107 | 4.8610 GBP | ||||||
ORD | Sale | 11,400 | 4.8884 GBP | ||||||
ORD | Sale | 14,164 | 4.8723 GBP | ||||||
ORD | Sale | 19,409 | 4.9255 GBP | ||||||
ORD | Sale | 20,203 | 4.8994 GBP | ||||||
ORD | Sale | 20,626 | 4.8930 GBP | ||||||
ORD | Sale | 22,117 | 4.8996 GBP | ||||||
ORD | Sale | 26,056 | 4.9260 GBP | ||||||
ORD | Sale | 28,069 | 4.9023 GBP | ||||||
ORD | Sale | 35,664 | 4.8742 GBP | ||||||
ORD | Sale | 80,095 | 4.9502 GBP | ||||||
ORD | Sale | 129,634 | 4.9500 GBP | ||||||
ORD | Sale | 171,650 | 4.9000 GBP | ||||||
ORD | Sale | 196,963 | 4.9505 GBP | ||||||
ORD | Sale | 199,500 | 4.8809 GBP | ||||||
ORD | Sale | 720,049 | 4.9153 GBP | ||||||
ORD | Sale | 1,575,532 | 4.9156 GBP | ||||||
ADR | Purchase | 3,523 | 15.2998 USD | ||||||
ADR | Purchase | 5,689 | 15.3915 USD | ||||||
ADR | Sale | 3,523 | 15.2998 USD | ||||||
ADR | Sale | 5,689 | 15.3915 USD | ||||||
 | |||||||||
(b) | Derivatives transactions (other than options) | Â | Â | Â | |||||
Class of | Product | Nature of dealing | Number of | Price per | |||||
relevant | description | reference | unit | ||||||
security | Â | Â | securities | Â | |||||
ORD | SWAP | Long | 469 | 4.8712 GBP | |||||
ORD | SWAP | Long | 1,600 | 4.8710 GBP | |||||
ORD | SWAP | Long | 2,100 | 4.8901 GBP | |||||
ORD | SWAP | Long | 3,314 | 4.9560 GBP | |||||
ORD | SWAP | Long | 3,426 | 4.8792 GBP | |||||
ORD | SWAP | Long | 4,195 | 4.8823 GBP | |||||
ORD | CFD | Long | 7,001 | 4.8886 GBP | |||||
ORD | SWAP | Long | 10,830 | 4.8809 GBP | |||||
ORD | SWAP | Long | 25,969 | 4.9033 GBP | |||||
ORD | SWAP | Long | 33,667 | 4.8786 GBP | |||||
ORD | SWAP | Long | 47,400 | 4.9537 GBP | |||||
ORD | CFD | Long | 51,297 | 4.8751 GBP | |||||
ORD | CFD | Long | 150,422 | 4.9490 GBP | |||||
ORD | SWAP | Long | 215,880 | 4.9134 GBP | |||||
ORD | CFD | Long | 594,904 | 4.9171 GBP | |||||
ORD | SWAP | Short | 1,259 | 4.8656 GBP | |||||
ORD | SWAP | Short | 1,621 | 4.9088 GBP | |||||
ORD | SWAP | Short | 4,300 | 4.8711 GBP | |||||
ORD | CFD | Short | 6,296 | 4.9145 GBP | |||||
ORD | SWAP | Short | 7,000 | 4.8696 GBP | |||||
ORD | CFD | Short | 10,933 | 4.9131 GBP | |||||
ORD | CFD | Short | 13,377 | 4.9169 GBP | |||||
ORD | CFD | Short | 15,865 | 4.9544 GBP | |||||
ORD | SWAP | Short | 33,904 | 4.8938 GBP | |||||
ORD | SWAP | Short | 37,878 | 4.8600 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Â | Product description e.g. call option | Â | Writing, purchasing, selling, varying etc. | Â | Number of securities to which option relates | Â | Exercise price per unit | Â |
Type
e.g. American, European etc. |
 | Expiry date |  | Option money paid/ received per unit |
(ii) Exercising
Class of relevant security | Â |
Product description
e.g. call option |
 | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the exempt principal trader making the disclosure and any
party to the offer or any person acting in concert with a party to
the offer:
If there are no such agreements, arrangements or understandings, state “none†|
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
NONE |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | Â | NO |
Date of disclosure: | Â |
22 Dec 2014 |
Contact name: |
Jay Supaya |
|
Telephone number: |
0207 773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.