Form 8.5 (EPT/NON-RI) - AVIVA PLC

Form 8.5 (EPT/NON-RI) - AVIVA PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Â	AVIVA PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	Â	FRIENDS LIFE GROUP LIMITED
(d) Date position held/dealing undertaken:	Â	22 DEC 2014
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	Â	YES: FRIENDS LIFE GROUP LIMITED

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests		Â		Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		9,108,889		0.31%		7,876,580		0.27%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		5,005,874		0.17%		4,813,527		0.16%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)
		TOTAL:		14,114,763		0.48%		12,690,107		0.43%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		56		4.9400 GBP
ORD		Purchase		182		4.9480 GBP
ORD		Purchase		198		4.9490 GBP
ORD		Purchase		505		4.9300 GBP
ORD		Purchase		715		4.9160 GBP
ORD		Purchase		715		4.9190 GBP
ORD		Purchase		735		4.9580 GBP
ORD		Purchase		745		4.9240 GBP
ORD		Purchase		940		4.9239 GBP
ORD		Purchase		1,670		4.9250 GBP
ORD		Purchase		1,704		4.9450 GBP
ORD		Purchase		1,793		4.9270 GBP
ORD		Purchase		1,999		4.9530 GBP
ORD		Purchase		2,315		4.9245 GBP
ORD		Purchase		2,355		4.9460 GBP
ORD		Purchase		2,805		4.9366 GBP
ORD		Purchase		4,614		4.9226 GBP
ORD		Purchase		5,311		4.9230 GBP
ORD		Purchase		6,063		4.9500 GBP
ORD		Purchase		7,443		4.9466 GBP
ORD		Purchase		7,714		4.9351 GBP
ORD		Purchase		11,701		4.9508 GBP
ORD		Purchase		13,377		4.9299 GBP
ORD		Purchase		14,436		4.9180 GBP
ORD		Purchase		20,451		4.9282 GBP
ORD		Purchase		67,400		4.9360 GBP
ORD		Purchase		93,105		4.9220 GBP
ORD		Purchase		100,140		4.9365 GBP
ORD		Sale		68		4.9200 GBP
ORD		Sale		182		4.9480 GBP
ORD		Sale		198		4.9490 GBP
ORD		Sale		505		4.9300 GBP
ORD		Sale		715		4.9160 GBP
ORD		Sale		715		4.9190 GBP
ORD		Sale		735		4.9580 GBP
ORD		Sale		745		4.9240 GBP
ORD		Sale		829		4.9413 GBP
ORD		Sale		868		4.9482 GBP
ORD		Sale		1,670		4.9250 GBP
ORD		Sale		1,793		4.9270 GBP
ORD		Sale		2,355		4.9460 GBP
ORD		Sale		3,408		4.9450 GBP
ORD		Sale		4,324		4.9486 GBP
ORD		Sale		4,891		4.9262 GBP
ORD		Sale		5,587		4.9500 GBP
ORD		Sale		5,931		4.9489 GBP
ORD		Sale		6,319		4.9232 GBP
ORD		Sale		6,737		4.9292 GBP
ORD		Sale		7,074		4.9488 GBP
ORD		Sale		10,776		4.9409 GBP
ORD		Sale		21,173		4.9238 GBP
ORD		Sale		28,367		4.9230 GBP
ORD		Sale		48,800		4.9241 GBP
ORD		Sale		76,104		4.9406 GBP
ORD		Sale		133,587		4.9277 GBP
ORD		Sale		666		4.9230 GBP
ADR		Purchase		400		15.3750 USD
ADR		Purchase		2,800		15.4043 USD
ADR		Sale		400		15.3750 USD
ADR		Sale		2,800		15.4043 USD

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		SWAP		Long		45		4.9380 GBP
ORD		CFD		Long		800		4.9225 GBP
ORD		CFD		Long		1,951		4.9262 GBP
ORD		SWAP		Long		4,080		4.9570 GBP
ORD		SWAP		Long		10,776		4.9409 GBP
ORD		SWAP		Long		21,173		4.9237 GBP
ORD		CFD		Long		31,125		4.9473 GBP
ORD		CFD		Long		35,904 Â		4.9273 GBP
ORD		SWAP		Long		133,587		4.9277 GBP
ORD		CFD		Short		940		4.9239 GBP
ORD		SWAP		Short		1,249		4.9208 GBP
ORD		SWAP		Short		1,995		4.9220 GBP
ORD		SWAP		Short		4,247		4.9358 GBP
ORD		CFD		Short		6,000		4.9363 GBP
ORD		CFD		Short		6,144 Â		4.9606 GBP
ORD		CFD		Short		13,377		4.9299 GBP
ORD		SWAP		Short		25,005		4.9389 GBP
ORD		SWAP		Short		28,700		4.9206 GBP
ORD		CFD		Short		30,011		4.9540 GBP
ORD		CFD		Short		30,651		4.9170 GBP
ORD		SWAP		Short		30,651		4.9170 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	23 DEC 2014
Contact name:		Jay Supaya
Telephone number:		0207 773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.