Form 8.5 (EPT/NON-RI) - AVIVA PLC

Form 8.5 (EPT/NON-RI) - AVIVA PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		AVIVA PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		FRIENDS LIFE GROUP LIMITED
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		23 December 2014
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect		FRIENDS LIFE GROUP LIMITED
Â		of any other party to this offer?		Â

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:			Â	ORD
	Â			Interests			Â	Short Positions
Â		Â		Number	Â	(%)		Number	Â	(%)
(1)		Relevant securities owned
		and/or controlled:		8,547,670		0.29%		7,002,366		0.24%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		4,903,181		0.17%		4,974,338		0.17%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)
		TOTAL:		13,450,851		0.46%		11,976,704		0.41%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		7		4.9650 GBP
ORD		Purchase		46		4.9260 GBP
ORD		Purchase		363		4.9515 GBP
ORD		Purchase		525		4.9220 GBP
ORD		Purchase		911		4.9300 GBP
ORD		Purchase		1,061		4.9525 GBP
ORD		Purchase		1,327		4.9240 GBP
ORD		Purchase		1,399		4.9265 GBP
ORD		Purchase		1,400		4.9250 GBP
ORD		Purchase		1,527		4.9280 GBP
ORD		Purchase		1,570		4.9504 GBP
ORD		Purchase		1,600		4.9746 GBP
ORD		Purchase		1,769		4.9500 GBP
ORD		Purchase		1,926		4.9190 GBP
ORD		Purchase		1,963		4.9800 GBP
ORD		Purchase		2,702		4.9657 GBP
ORD		Purchase		2,923		4.9270 GBP
ORD		Purchase		3,640		4.9470 GBP
ORD		Purchase		5,477		4.9236 GBP
ORD		Purchase		6,483		4.9266 GBP
ORD		Purchase		9,000		4.9565 GBP
ORD		Purchase		9,828		4.9350 GBP
ORD		Purchase		13,377		4.9376 GBP
ORD		Purchase		14,766		4.9335 GBP
ORD		Purchase		16,806		4.9324 GBP
ORD		Purchase		21,952		4.9288 GBP
ORD		Purchase		44,037		4.9402 GBP
ORD		Purchase		46,098		4.9431 GBP
ORD		Purchase		72,349		4.9305 GBP
ORD		Purchase		108,834		4.9382 GBP
ORD		Purchase		118,920		4.9405 GBP
ORD		Sale		46		4.9260 GBP
ORD		Sale		109		4.9310 GBP
ORD		Sale		363		4.9515 GBP
ORD		Sale		525		4.9220 GBP
ORD		Sale		640		4.9266 GBP
ORD		Sale		745		4.9680 GBP
ORD		Sale		776		4.9434 GBP
ORD		Sale		911		4.9300 GBP
ORD		Sale		1,327		4.9240 GBP
ORD		Sale		1,400		4.9250 GBP
ORD		Sale		1,577		4.9280 GBP
ORD		Sale		1,600		4.9746 GBP
ORD		Sale		1,769		4.9500 GBP
ORD		Sale		1,926		4.9190 GBP
ORD		Sale		2,281		4.9525 GBP
ORD		Sale		2,828		4.9504 GBP
ORD		Sale		3,571		4.9468 GBP
ORD		Sale		3,926		4.9800 GBP
ORD		Sale		5,089		4.9311 GBP
ORD		Sale		5,600		4.9251 GBP
ORD		Sale		7,540		4.9412 GBP
ORD		Sale		8,400		4.9332 GBP
ORD		Sale		9,466		4.9450 GBP
ORD		Sale		9,715		4.9370 GBP
ORD		Sale		17,103		4.9277 GBP
ORD		Sale		41,301		4.9483 GBP
ORD		Sale		100,299		4.9580 GBP
ADR		Purchase		1,517		15.2618 USD
ADR		Sale		1,517		15.2618 USD

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		3,034		4.9314 GBP
ORD		SWAP		Long		4,273		4.9604 GBP
ORD		SWAP		Long		6,361		4.9394 GBP
ORD		CFD		Long		17,103		4.9277 GBP
ORD		CFD		Long		21,261		4.9384 GBP
ORD		CFD		Long		69,046		4.9750 GBP
ORD		SWAP		Short		6,315		4.9308 GBP
ORD		CFD		Short		13,377		4.9376 GBP
ORD		CFD		Short		14,831		4.9294 GBP
ORD		SWAP		Short		19,700		4.9291 GBP
ORD		SWAP		Short		21,952		4.9288 GBP
ORD		SWAP		Short		49,798		4.9380 GBP
ORD		SWAP		Short		51,040		4.9392 GBP
ORD		SWAP		Short		51,990		4.9462 GBP
ORD		SWAP		Short		116,269		4.9416 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		24 Dec 2014
Contact name:		Jay Supaya
Telephone number:		0207 773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.