Form 8.3 - BALFOUR BEATTY PLC

Form 8.3 - BALFOUR BEATTY PLC

BARCLAYS PLC

FORM 8.3 AMENDMENT

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Identity of the person whose positions/dealings	Â	Barclays PLC.
Â		are being disclosed:		Â
(b)		Owner or controller of interest and short
Â		positions disclosed, if different from 1(a):		Â
(c)		Name of offeror/offeree in relation to whose		BALFOUR BEATTY PLC
Â		relevant securities this form relates:		Â
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
Â		offeror/offeree:		Â
(e)		Date position held/dealing undertaken:		25 July 2014
(f)		Has the discloser previously disclosed, or are		YES:
		they today disclosing, under the Code in respect		CARILLION PLC
Â		of any other party to this offer?		Â

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD
				Interests			Â	Short Positions
Â		Â		Number	Â	(%)		Number	Â	(%)
(1)		Relevant securities owned
		and/or controlled:		1,053,471		0.15%		6,465,328		0.94%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		6,082,414		0.88%		125,554		0.02%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
		TOTAL:
				7,135,885		1.03%		6,590,882		0.96%
Â		Â		Â		Â		Â		Â
Class of relevant security:		Â		Convertible Bond XS0994825916
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		100,000		0.04%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
		TOTAL:
				100,000		0.04%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
Convertible Bond		Purchase		3,200,000		100.2500 GBP
Convertible Bond		Sale		2,000,000		98.0000 GBP
Convertible Bond		Sale		2,000,000		101.2500 GBP
Convertible Bond		Sale		4,500,000		100.5000 GBP
ORD		Purchase		269		2.6190 GBP
ORD		Purchase		400		2.5070 GBP
ORD (traded as ADR)		Purchase		532		8.5200 USD
ORD		Purchase		573		2.5780 GBP
ORD		Purchase		1,302		2.5440 GBP
ORD		Purchase		1,823		2.5570 GBP
ORD		Purchase		1,865		2.5350 GBP
ORD		Purchase		2,000		2.5200 GBP
ORD		Purchase		2,000		2.5505 GBP
ORD		Purchase		2,057		2.5535 GBP
ORD		Purchase		2,072		2.5380 GBP
ORD		Purchase		2,105		2.5345 GBP
ORD		Purchase		2,146		2.5310 GBP
ORD		Purchase		2,160		2.5940 GBP
ORD		Purchase		3,659		2.5255 GBP
ORD		Purchase		4,000		2.6200 GBP
ORD (traded as ADR)		Purchase		7,090		8.4861 USD
ORD		Purchase		8,125		2.5270 GBP
ORD		Purchase		10,064		2.5581 GBP
ORD		Purchase		16,984		2.6075 GBP
ORD		Purchase		21,546		2.5237 GBP
ORD		Purchase		24,841		2.5273 GBP
ORD		Purchase		30,111		2.5556 GBP
ORD		Purchase		34,841		2.5562 GBP
ORD		Purchase		50,582		2.5496 GBP
ORD		Purchase		53,992		2.5267 GBP
ORD		Purchase		63,442		2.5306 GBP
ORD		Purchase		63,849		2.5288 GBP
ORD		Purchase		87,543		2.5348 GBP
ORD		Purchase		136,848		2.5326 GBP
ORD		Purchase		190,777		2.3210 GBP
ORD		Purchase		190,777		2.5600 GBP
ORD		Purchase		207,100		2.6000 GBP
ORD		Purchase		252,711		2.5416 GBP
ORD		Sale		200		2.5070 GBP
ORD		Sale		269		2.6190 GBP
ORD (traded as ADR)		Sale		532		8.5200 USD
ORD		Sale		573		2.5780 GBP
ORD		Sale		633		2.5820 GBP
ORD		Sale		1,200		2.5073 GBP
ORD		Sale		1,302		2.5440 GBP
ORD		Sale		1,625		2.5340 GBP
ORD		Sale		1,823		2.5570 GBP
ORD		Sale		2,057		2.5535 GBP
ORD		Sale		2,072		2.5380 GBP
ORD		Sale		2,098		2.5900 GBP
ORD		Sale		2,105		2.5345 GBP
ORD		Sale		2,160		2.5940 GBP
ORD		Sale		2,401		2.5370 GBP
ORD		Sale		2,831		2.5910 GBP
ORD		Sale		3,209		2.5350 GBP
ORD		Sale		3,956		2.6000 GBP
ORD		Sale		4,306		2.5920 GBP
ORD		Sale		4,851		2.5330 GBP
ORD		Sale		5,996		2.5120 GBP
ORD (traded as ADR)		Sale		7,090		8.4861 USD
ORD		Sale		7,453		2.5625 GBP
ORD		Sale		8,375		2.5310 GBP
ORD		Sale		10,000		2.5270 GBP
ORD		Sale		10,434		2.5424 GBP
ORD		Sale		11,742		2.5274 GBP
ORD		Sale		17,934		2.5588 GBP
ORD		Sale		18,559		2.5320 GBP
ORD		Sale		21,485		2.5300 GBP
ORD		Sale		25,347		2.5195 GBP
ORD		Sale		60,766		2.5361 GBP
ORD		Sale		61,068		2.5230 GBP
ORD		Sale		66,709		2.5768 GBP
ORD		Sale		280,447		2.5280 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		1,300		2.5716 GBP
ORD		CFD		Long		1,806		2.5948 GBP
ORD		CFD		Long		2,744		2.5047 GBP
ORD		CFD		Long		3,886		2.5525 GBP
ORD		CFD		Long		3,998		2.5939 GBP
ORD		CFD		Long		5,001		2.5951 GBP
ORD		CFD		Long		5,556		2.5323 GBP
ORD		CFD		Long		6,069		2.5947 GBP
ORD		CFD		Long		6,189		2.5728 GBP
ORD		CFD		Long		6,959		2.5938 GBP
ORD		CFD		Long		7,090		2.5197 GBP
ORD		SWAP		Long		9,186		2.5367 GBP
ORD		CFD		Long		28,246		2.5997 GBP
ORD		CFD		Long		26,131		2.5303 GBP
ORD		SWAP		Long		163,290		2.5158 GBP
ORD		SWAP		Long		203,054		2.5369 GBP
ORD		CFD		Short		532		2.5162 GBP
ORD		SWAP		Short		600		2.5215 GBP
ORD		SWAP		Short		2,500		2.5972 GBP
ORD		CFD		Short		3,659		2.5255 GBP
ORD		CFD		Short		9,590		2.5299 GBP
ORD		CFD		Short		11,956		2.5187 GBP
ORD		CFD		Short		13,308		2.5428 GBP
ORD		CFD		Short		6,789		2.5983 GBP
ORD		CFD		Short		24,841		2.5273 GBP
ORD		CFD		Short		26,490		2.5533 GBP
ORD		SWAP		Short		48,870		2.5729 GBP
ORD		SWAP		Short		63,442		2.5306 GBP
ORD		SWAP		Short		106,292		2.5227 GBP
ORD		SWAP		Short		123,200		2.5212 GBP
ORD		SWAP		Short		203,344		2.5400 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		29 Jul 2014
Contact name:		Rajesh Muthanna
Telephone number:		020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.