Form 8.3 - BALFOUR BEATTY PLC

Form 8.3 - BALFOUR BEATTY PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Identity of the person whose positions/dealings	Â	Barclays PLC.
Â		are being disclosed:		Â
(b)		Owner or controller of interest and short
Â		positions disclosed, if different from 1(a):		Â
(c)		Name of offeror/offeree in relation to whose		BALFOUR BEATTY PLC
Â		relevant securities this form relates:		Â
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
Â		offeror/offeree:		Â
(e)		Date position held/dealing undertaken:		28 July 2014
(f)		Has the discloser previously disclosed, or are		YES:
		they today disclosing, under the Code in respect		CARILLION PLC
Â		of any other party to this offer?		Â

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD
				Interests			Â	Short Positions
Â		Â		Number	Â	(%)		Number	Â	(%)
(1)		Relevant securities owned
		and/or controlled:		977,290		0.14%		6,325,970		0.92%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		5,842,282		0.85%		114,087		0.02%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
		TOTAL:
				6,819,572		0.99%		6,440,057		0.93%
Â		Â		Â		Â		Â		Â
Class of relevant security:		Â		Convertible Bond XS0994825916
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		100,000		0.04%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
		TOTAL:
				100,000		0.04%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		219		2.5340 GBP
ORD		Purchase		982		2.5300 GBP
ORD		Purchase		993		2.5370 GBP
ORD		Purchase		1,198		2.5150 GBP
ORD		Purchase		1,245		2.5200 GBP
ORD		Purchase		1,336		2.5210 GBP
ORD		Purchase		1,340		2.5290 GBP
ORD		Purchase		2,102		2.5360 GBP
ORD		Purchase		2,141		2.5280 GBP
ORD		Purchase		2,477		2.5320 GBP
ORD		Purchase		2,914		2.5357 GBP
ORD		Purchase		3,062		2.5330 GBP
ORD		Purchase		4,430		2.5505 GBP
ORD		Purchase		5,865		2.5454 GBP
ORD		Purchase		6,310		2.5307 GBP
ORD		Purchase		8,228		2.5484 GBP
ORD		Purchase		9,241		2.5383 GBP
ORD		Purchase		15,356		2.5516 GBP
ORD		Purchase		17,708		2.5563 GBP
ORD		Purchase		17,709		2.5617 GBP
ORD		Purchase		17,710		2.5574 GBP
ORD		Purchase		17,710		2.5577 GBP
ORD		Purchase		18,469		2.5381 GBP
ORD		Purchase		20,000		2.5223 GBP
ORD		Purchase		25,520		2.5376 GBP
ORD		Purchase		52,725		2.5322 GBP
ORD		Purchase		57,575		2.5355 GBP
ORD		Purchase		83,695		2.5301 GBP
ORD		Purchase		86,840		2.5413 GBP
ORD		Sale		219		2.5340 GBP
ORD		Sale		982		2.5300 GBP
ORD		Sale		993		2.5370 GBP
ORD		Sale		1,198		2.5150 GBP
ORD		Sale		1,245		2.5200 GBP
ORD		Sale		1,336		2.5210 GBP
ORD		Sale		1,340		2.5290 GBP
ORD		Sale		2,102		2.5360 GBP
ORD		Sale		2,141		2.5280 GBP
ORD		Sale		2,217		2.5277 GBP
ORD		Sale		3,062		2.5330 GBP
ORD		Sale		3,452		2.5263 GBP
ORD		Sale		10,278		2.5313 GBP
ORD		Sale		11,878		2.5286 GBP
ORD		Sale		17,760		2.5273 GBP
ORD		Sale		23,164		2.5296 GBP
ORD		Sale		24,778		2.5483 GBP
ORD		Sale		25,153		2.5320 GBP
ORD		Sale		28,568		2.5315 GBP
ORD		Sale		29,173		2.5292 GBP
ORD		Sale		70,364		2.5306 GBP
ORD		Sale		75,574		2.5294 GBP
ORD		Sale		88,605		2.5317 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		1,708		2.5547 GBP
ORD		CFD		Long		3,531		2.5328 GBP
ORD		SWAP		Long		5,602		2.5250 GBP
ORD		CFD		Long		10,790		2.5454 GBP
ORD		SWAP		Long		17,074		2.5343 GBP
ORD		SWAP		Long		18,413		2.5245 GBP
ORD		CFD		Long		27,790		2.5277 GBP
ORD		SWAP		Long		62,404		2.5314 GBP
ORD		SWAP		Short		2,500		2.5505 GBP
ORD		CFD		Short		2,914		2.5357 GBP
ORD		CFD		Short		4,092		2.5395 GBP
ORD		SWAP		Short		6,310		2.5307 GBP
ORD		SWAP		Short		6,985		2.5471 GBP
ORD		SWAP		Short		17,708		2.5563 GBP
ORD		SWAP		Short		17,709		2.5617 GBP
ORD		SWAP		Short		17,710		2.5574 GBP
ORD		SWAP		Short		17,710		2.5577 GBP
ORD		SWAP		Short		18,535		2.5340 GBP
ORD		CFD		Short		20,381		2.5333 GBP
ORD		SWAP		Short		21,734		2.5322 GBP
ORD		CFD		Short		15,356		2.5516 GBP
ORD		SWAP		Short		39,729		2.5460 GBP
ORD		CFD		Short		22,382		2.5479 GBP
ORD		SWAP		Short		60,527		2.5346 GBP
ORD		CFD		Short		83,695		2.5301 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		29 Jul 2014
Contact name:		Rajesh Muthanna
Telephone number:		020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.