Form 8.3 - ARRIS GROUP INC NEW

Form 8.3 - ARRIS GROUP INC NEW

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose ARRIS GROUP INC NEW
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 12 May 2015
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? PACE PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 4,665 0.00% 893,624 0.61%
           
(2) Cash-settled derivatives:
1,497,183 1.03% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 47,200 0.03% 44,300 0.03%
           
(4)
TOTAL: 1,549,048 1.06% 937,924 0.64%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 1 33.8900 USD
ORD Purchase 2 33.8950 USD
ORD Purchase 2 33.9050 USD
ORD Purchase 57 33.7900 USD
ORD Purchase 100 33.8290 USD
ORD Purchase 100 33.9200 USD
ORD Purchase 168 33.7337 USD
ORD Purchase 200 33.7600 USD
ORD Purchase 200 33.9650 USD
ORD Purchase 452 33.7163 USD
ORD Purchase 465 33.8608 USD
ORD Purchase 788 33.7336 USD
ORD Purchase 1,175 33.8480 USD
ORD Purchase 2,500 33.8845 USD
ORD Purchase 3,500 33.8010 USD
ORD Purchase 4,480 33.6070 USD
ORD Purchase 4,625 33.6818 USD
ORD Purchase 5,300 33.4767 USD
ORD Purchase 7,080 33.6186 USD
ORD Purchase 8,825 33.8944 USD
ORD Purchase 14,200 33.8986 USD
ORD Purchase 18,802 33.5006 USD
ORD Purchase 21,200 33.8820 USD
ORD Purchase 23,235 33.7061 USD
ORD Purchase 46,331 33.8874 USD
ORD Purchase 59,575 33.9150 USD
ORD Sale 1 33.9100 USD
ORD Sale 38 33.8600 USD
ORD Sale 100 33.3800 USD
ORD Sale 100 33.4460 USD
ORD Sale 100 33.7000 USD
ORD Sale 100 33.8290 USD
ORD Sale 150 33.6206 USD
ORD Sale 200 33.2650 USD
ORD Sale 200 33.5900 USD
ORD Sale 200 33.8950 USD
ORD Sale 300 33.4366 USD
ORD Sale 300 33.9133 USD
ORD Sale 350 33.7006 USD
ORD Sale 570 33.6331 USD
ORD Sale 600 33.9183 USD
ORD Sale 615 33.7337 USD
ORD Sale 630 33.6022 USD
ORD Sale 640 33.6528 USD
ORD Sale 700 33.7357 USD
ORD Sale 761 33.7806 USD
ORD Sale 793 33.7336 USD
ORD Sale 800 33.5762 USD
ORD Sale 900 33.5177 USD
ORD Sale 1,100 33.9327 USD
ORD Sale 1,500 33.7586 USD
ORD Sale 1,602 33.9081 USD
ORD Sale 1,856 33.9223 USD
ORD Sale 2,556 33.7115 USD
ORD Sale 3,540 33.6186 USD
ORD Sale 3,717 33.9140 USD
ORD Sale 4,500 33.8615 USD
ORD Sale 5,785 33.5493 USD
ORD Sale 8,297 33.9243 USD
ORD Sale 8,700 33.3696 USD
ORD Sale 9,100 33.8773 USD
ORD Sale 12,100 33.8856 USD
ORD Sale 14,805 33.9211 USD
ORD Sale 28,700 33.9082 USD
ORD Sale 36,540 33.6651 USD
ORD Sale 71,358 33.8896 USD
ORD Sale 632,000 33.8000 USD

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Expires 17/08/2015 Long 632,000 33.8000 USD

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 13 May 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ARRIS GROUP INC NEW
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Purchased -2,100 27.5000 American 15 May 2015
ORD Put Options Purchased -2,100 27.5000 American 21 Aug 2015
ORD Put Options Purchased -900 30.0000 American 21 Aug 2015
ORD Put Options Written 2,100 25.0000 American 15 May 2015
ORD Put Options Written 1,800 25.0000 American 21 Aug 2015
ORD Put Options Written 400 30.0000 American 15 May 2015
ORD Put Options Written 400 32.5000 American 15 May 2015
ORD Put Options Written 400 35.0000 American 15 May 2015
ORD Put Options Written 1,900 37.5000 American 15 May 2015
ORD Put Options Written 600 40.0000 American 15 May 2015
ORD Call Options Purchased 700 25.0000 American 21 Aug 2015
ORD Call Options Purchased 13,500 30.0000 American 15 May 2015
ORD Call Options Purchased 100 30.0000 American 20 Nov 2015
ORD Call Options Purchased 1,500 32.5000 American 15 May 2015
ORD Call Options Purchased 300 32.5000 American 19 Jun 2015
ORD Call Options Purchased 1,800 35.0000 American 21 Aug 2015
ORD Call Options Purchased 100 35.0000 American 20 Nov 2015
ORD Call Options Purchased 21,300 37.5000 American 15 May 2015
ORD Call Options Purchased 300 37.5000 American 21 Aug 2015
ORD Call Options Written -500 22.5000 American 15 May 2015
ORD Call Options Written -100 25.0000 American 15 May 2015
ORD Call Options Written -600 27.5000 American 15 May 2015
ORD Call Options Written -900 32.5000 American 21 Aug 2015
ORD Call Options Written -26,400 35.0000 American 15 May 2015
ORD Call Options Written -200 35.0000 American 19 Jun 2015
ORD Call Options Written -1,400 37.5000 American 19 Jun 2015
ORD Call Options Written -5,300 40.0000 American 15 May 2015
ORD Call Options Written -3,800 40.0000 American 19 Jun 2015

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
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