Form 8.3 - ARRIS GROUP INC NEW
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
(a) | Â | Full name of discloser: | Â | Barclays PLC. | |
 |  |  | |||
(b) | Owner or controller of interest and short | ||||
 | positions disclosed, if different from 1(a): |  | |||
(c) | Name of offeror/offeree in relation to whose | ARRIS GROUP INC NEW | |||
 | relevant securities this form relates: |  | |||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
 | offeror/offeree: |  | |||
(e) | Date position held/dealing undertaken: | 7 May 2015 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
 | disclosures in respect of any other party to the offer? | PACE PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Â | ORD | |||||||||
 | Interests |  | Short Positions | ||||||||
 |  | Number |  | (%) | Number |  | (%) | ||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 4,794 | 0.00% | 260,133 | 0.18% | |||||||
 |  |  |  |  |  | ||||||
(2) | Cash-settled derivatives: | ||||||||||
254,835 | 0.17% | 0 | 0.00% | ||||||||
 |  |  |  |  |  | ||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 47,200 | 0.03% | 44,300 | 0.03% | |||||||
 |  |  |  |  |  | ||||||
(4) | |||||||||||
TOTAL: | 306,829 | 0.21% | 304,433 | 0.21% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | Â |
Details, including nature of the rights concerned and relevant percentages: | Â |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
security | Â | securities | Â | ||||
ORD | Purchase | 3 | 33.2600 USD | ||||
ORD | Purchase | 5 | 33.2840 USD | ||||
ORD | Purchase | 54 | 33.3900 USD | ||||
ORD | Purchase | 59 | 33.3600 USD | ||||
ORD | Purchase | 100 | 33.2150 USD | ||||
ORD | Purchase | 129 | 33.1404 USD | ||||
ORD | Purchase | 145 | 33.2168 USD | ||||
ORD | Purchase | 163 | 33.3100 USD | ||||
ORD | Purchase | 468 | 33.2474 USD | ||||
ORD | Purchase | 500 | 33.1250 USD | ||||
ORD | Purchase | 500 | 33.2660 USD | ||||
ORD | Purchase | 612 | 33.1995 USD | ||||
ORD | Purchase | 786 | 33.2801 USD | ||||
ORD | Purchase | 1,001 | 33.2100 USD | ||||
ORD | Purchase | 1,300 | 33.1692 USD | ||||
ORD | Purchase | 1,700 | 33.2720 USD | ||||
ORD | Purchase | 2,900 | 33.1524 USD | ||||
ORD | Purchase | 2,938 | 33.2385 USD | ||||
ORD | Purchase | 3,000 | 33.2823 USD | ||||
ORD | Purchase | 3,200 | 33.1217 USD | ||||
ORD | Purchase | 6,541 | 33.2015 USD | ||||
ORD | Purchase | 8,000 | 33.2208 USD | ||||
ORD | Purchase | 9,096 | 33.2585 USD | ||||
ORD | Purchase | 9,321 | 33.2324 USD | ||||
ORD | Purchase | 13,808 | 33.2252 USD | ||||
ORD | Purchase | 16,200 | 33.1975 USD | ||||
ORD | Purchase | 24,900 | 33.1800 USD | ||||
ORD | Purchase | 36,596 | 33.2065 USD | ||||
ORD | Purchase | 73,661 | 33.2444 USD | ||||
ORD | Sale | 3 | 33.2100 USD | ||||
ORD | Sale | 54 | 33.3900 USD | ||||
ORD | Sale | 100 | 33.2150 USD | ||||
ORD | Sale | 101 | 33.2203 USD | ||||
ORD | Sale | 163 | 33.3100 USD | ||||
ORD | Sale | 202 | 33.2301 USD | ||||
ORD | Sale | 402 | 33.2299 USD | ||||
ORD | Sale | 468 | 33.2474 USD | ||||
ORD | Sale | 500 | 33.2660 USD | ||||
ORD | Sale | 592 | 33.1933 USD | ||||
ORD | Sale | 632 | 33.1264 USD | ||||
ORD | Sale | 1,300 | 33.2862 USD | ||||
ORD | Sale | 1,436 | 33.2056 USD | ||||
ORD | Sale | 4,600 | 33.2236 USD | ||||
ORD | Sale | 5,000 | 33.2243 USD | ||||
ORD | Sale | 5,100 | 33.2592 USD | ||||
ORD | Sale | 6,904 | 33.2252 USD | ||||
ORD | Sale | 8,317 | 33.2369 USD | ||||
ORD | Sale | 11,800 | 33.1461 USD | ||||
ORD | Sale | 12,259 | 33.2620 USD | ||||
ORD | Sale | 17,065 | 33.1961 USD | ||||
ORD | Sale | 19,700 | 33.1842 USD | ||||
ORD | Sale | 23,972 | 33.1686 USD | ||||
ORD | Sale | 96,302 | 33.2446 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Â |
Product description
e.g. CFD |
 |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
 | Number of reference securities |  | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | Â | Option | |
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
ORD | Put Options | Purchasing | 2,300 | 37.5 USD | American | 15 May 2015 | 3.6000 USD |
(ii) Exercise
Class of relevant security | Â |
Product description
e.g. call option |
 | Exercising/ exercised against |  | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, |
formal or informal, relating to relevant securities which may be an inducement to deal |
or refrain from dealing entered into by the person making the disclosure and any party |
to the offer or any person acting in concert with a party to the offer: |
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between |
the person making the disclosure and any other person relating to: |
(i) the voting rights of any relevant securities under any option; or |
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
any derivative is referenced: |
NONE |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | Â | YES |
Date of disclosure: | 8 May 2015 | |
Contact name: | Jay Supaya | |
Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Â | Barclays PLC. |
are being disclosed: | Â | |
Name of offeror/offeree in relation to whose | ARRIS GROUP INC NEW | |
relevant securities this from relates: | Â |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | |
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
 |  |  | relates |  |  |  | |||||||
ORD | Put Options | Purchased | -2,100 | 27.5000 | American | 15 May 2015 | |||||||
ORD | Put Options | Purchased | -2,100 | 27.5000 | American | 21 Aug 2015 | |||||||
ORD | Put Options | Purchased | -900 | 30.0000 | American | 21 Aug 2015 | |||||||
ORD | Put Options | Written | 2,100 | 25.0000 | American | 15 May 2015 | |||||||
ORD | Put Options | Written | 1,800 | 25.0000 | American | 21 Aug 2015 | |||||||
ORD | Put Options | Written | 400 | 30.0000 | American | 15 May 2015 | |||||||
ORD | Put Options | Written | 400 | 32.5000 | American | 15 May 2015 | |||||||
ORD | Put Options | Written | 400 | 35.0000 | American | 15 May 2015 | |||||||
ORD | Put Options | Written | 1,900 | 37.5000 | American | 15 May 2015 | |||||||
ORD | Put Options | Written | 600 | 40.0000 | American | 15 May 2015 | |||||||
ORD | Call Options | Purchased | 700 | 25.0000 | American | 21 Aug 2015 | |||||||
ORD | Call Options | Purchased | 13,500 | 30.0000 | American | 15 May 2015 | |||||||
ORD | Call Options | Purchased | 100 | 30.0000 | American | 20 Nov 2015 | |||||||
ORD | Call Options | Purchased | 1,500 | 32.5000 | American | 15 May 2015 | |||||||
ORD | Call Options | Purchased | 300 | 32.5000 | American | 19 Jun 2015 | |||||||
ORD | Call Options | Purchased | 1,800 | 35.0000 | American | 21 Aug 2015 | |||||||
ORD | Call Options | Purchased | 100 | 35.0000 | American | 20 Nov 2015 | |||||||
ORD | Call Options | Purchased | 21,300 | 37.5000 | American | 15 May 2015 | |||||||
ORD | Call Options | Purchased | 300 | 37.5000 | American | 21 Aug 2015 | |||||||
ORD | Call Options | Written | -500 | 22.5000 | American | 15 May 2015 | |||||||
ORD | Call Options | Written | -100 | 25.0000 | American | 15 May 2015 | |||||||
ORD | Call Options | Written | -600 | 27.5000 | American | 15 May 2015 | |||||||
ORD | Call Options | Written | -900 | 32.5000 | American | 21 Aug 2015 | |||||||
ORD | Call Options | Written | -26,400 | 35.0000 | American | 15 May 2015 | |||||||
ORD | Call Options | Written | -200 | 35.0000 | American | 19 Jun 2015 | |||||||
ORD | Call Options | Written | -1,400 | 37.5000 | American | 19 Jun 2015 | |||||||
ORD | Call Options | Written | -5,300 | 40.0000 | American | 15 May 2015 | |||||||
ORD | Call Options | Written | -3,800 | 40.0000 | American | 19 Jun 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.