Form 8.3 - ARRIS GROUP INC

Form 8.3 - ARRIS GROUP INC

BARCLAYS PLC

FORM 8.3              
 
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1. KEY INFORMATION  
(a) Full name of discloser: Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

ARRIS GROUP INC

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 15 June 2015
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? PACE PLC
 
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree
  to which the disclosure relates following the dealing (if any)        
Class of relevant security:   ORD      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 653,637 0.45% 806,819 0.55%
           
(2) Cash-settled derivatives:
125,000 0.09% 740,183 0.51%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 15,400 0.01% 35,800 0.02%
           
(4)
TOTAL: 794,037 0.55% 1,582,802 1.09%
           
(b) Rights to subscribe for new securities (including directors and other executive
  options)
Class of relevant security in relation to
which subscription right exists  
Details, including nature of the rights
concerned and relevant percentages:  
 
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE    
(a) Purchases and sales    
Class of relevant Purchase/sale Number of Price per unit
security   securities  
ORD Purchase 32 32.1600 USD
ORD Purchase 39 32.1497 USD
ORD Purchase 100 31.7900 USD
ORD Purchase 100 32.1700 USD
ORD Purchase 200 32.0200 USD
ORD Purchase 200 32.0550 USD
ORD Purchase 200 32.1425 USD
ORD Purchase 200 32.1597 USD
ORD Purchase 300 32.0860 USD
ORD Purchase 300 32.0900 USD
ORD Purchase 362 32.0530 USD
ORD Purchase 400 32.0262 USD
ORD Purchase 400 32.0662 USD
ORD Purchase 600 32.0166 USD
ORD Purchase 900 32.0608 USD
ORD Purchase 953 32.0148 USD
ORD Purchase 1,294 32.1000 USD
ORD Purchase 1,300 32.0269 USD
ORD Purchase 2,111 32.0141 USD
ORD Purchase 2,700 32.0047 USD
ORD Purchase 3,089 32.0518 USD
ORD Purchase 5,419 32.0532 USD
ORD Purchase 12,508 31.9738 USD
ORD Sale 1 32.0600 USD
ORD Sale 61 32.1000 USD
ORD Sale 100 32.0800 USD
ORD Sale 100 32.1450 USD
ORD Sale 120 31.9700 USD
ORD Sale 200 32.0350 USD
ORD Sale 200 32.1400 USD
ORD Sale 300 31.8216 USD
ORD Sale 300 32.0400 USD
ORD Sale 350 32.0801 USD
ORD Sale 400 32.0450 USD
ORD Sale 466 32.0404 USD
ORD Sale 500 31.9174 USD
ORD Sale 600 31.9858 USD
ORD Sale 600 31.9950 USD
ORD Sale 600 32.0216 USD
ORD Sale 700 32.0518 USD
ORD Sale 770 31.9524 USD
ORD Sale 1,010 32.0444 USD
ORD Sale 1,100 32.0373 USD
ORD Sale 1,700 32.0208 USD
ORD Sale 1,700 32.0736 USD
ORD Sale 1,806 32.1600 USD
ORD Sale 2,100 32.0100 USD
ORD Sale 3,400 31.8982 USD
ORD Sale 5,834 32.0488 USD
ORD Sale 6,142 32.0009 USD
 
(b) Cash-settled derivative transactions      
Class of relevant Product Nature of dealing Number of Price per unit
security description reference
      securities  
         
 
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying            
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
               
 
(ii) Exercising      
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security     securities unit
         
 
(d) Other dealings (including subscribing for new securities)    
Class of relevant Nature of Dealings Details Price per unit (if
security     applicable)
       
 
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
 
 
 
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

 
 
 

 

NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 16 Jun 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635
 
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
 
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ARRIS GROUP INC
relevant securities this from relates:  
 
2. OPTIONS AND DERIVATIVES          
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Purchased -2,100 27.5000 American 21 Aug 2015
ORD Put Options Purchased -1,000 32.5000 American 21 Aug 2015
ORD Put Options Written 1,800 25.0000 American 21 Aug 2015
ORD Put Options Written 7,000 30.0000 American 21 Aug 2015
ORD Put Options Written 4,900 40.0000 American 20 Nov 2015
ORD Call Options Purchased 700 25.0000 American 21 Aug 2015
ORD Call Options Purchased 500 30.0000 American 19 Jun 2015
ORD Call Options Purchased 100 30.0000 American 20 Nov 2015
ORD Call Options Purchased 100 35.0000 American 20 Nov 2015
ORD Call Options Purchased 300 37.5000 American 21 Aug 2015
ORD Call Options Written -300 32.5000 American 19 Jun 2015
ORD Call Options Written -900 32.5000 American 21 Aug 2015
ORD Call Options Written -200 35.0000 American 19 Jun 2015
ORD Call Options Written -4,000 35.0000 American 17 Jul 2015
ORD Call Options Written -9,700 35.0000 American 21 Aug 2015
ORD Call Options Written -1,400 37.5000 American 19 Jun 2015
ORD Call Options Written -12,100 37.5000 American 20 Nov 2015
ORD Call Options Written -3,800 40.0000 American 19 Jun 2015
ORD Call Options Written -300 40.0000 American 21 Aug 2015
 
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully
understood:

Companies

Barclays (BARC)
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