Form 8.3 - ARRIS GROUP INC

Form 8.3 - ARRIS GROUP INC

BARCLAYS PLC

FORM 8.3              
 
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1. KEY INFORMATION  
(a) Full name of discloser: Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

ARRIS GROUP INC NEW

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 18 May 2015
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? PACE PLC
 
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
         
Class of relevant security:   ORD      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 13,049 0.01% 879,714 0.60%
           
(2) Cash-settled derivatives:
125,000 0.09% 740,183 0.51%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 4,800 0.00% 9,400 0.01%
           
(4)
TOTAL: 142,849 0.10% 1,629,297 1.12%
           
(b) Rights to subscribe for new securities (including directors and other executive
  options)
Class of relevant security in relation to which subscription right exists
 
Details, including nature of the rights concerned and relevant percentages:
 
 
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE    
(a) Purchases and sales    
Class of relevant Purchase/sale Number of Price per unit
security   securities  
ORD Purchase 100 33.9300 USD
ORD Purchase 200 33.8095 USD
ORD Purchase 200 33.9400 USD
ORD Purchase 210 33.8901 USD
ORD Purchase 300 33.9716 USD
ORD Purchase 400 33.9225 USD
ORD Purchase 457 33.8922 USD
ORD Purchase 500 33.8460 USD
ORD Purchase 500 33.8559 USD
ORD Purchase 529 33.9016 USD
ORD Purchase 857 33.9130 USD
ORD Purchase 1,100 33.9613 USD
ORD Purchase 1,300 33.8930 USD
ORD Purchase 1,455 33.7600 USD
ORD Purchase 1,631 33.8866 USD
ORD Purchase 2,600 33.9048 USD
ORD Purchase 2,625 33.8100 USD
ORD Purchase 3,429 33.8599 USD
ORD Purchase 3,442 33.8857 USD
ORD Purchase 3,675 33.9017 USD
ORD Purchase 3,700 33.9084 USD
ORD Purchase 5,000 33.9081 USD
ORD Purchase 9,726 33.9364 USD
ORD Purchase 18,016 33.9010 USD
ORD Purchase 26,400 33.8850 USD
ORD Sale 20 33.9800 USD
ORD Sale 100 33.8400 USD
ORD Sale 100 33.9100 USD
ORD Sale 100 33.9700 USD
ORD Sale 200 33.8700 USD
ORD Sale 300 33.9750 USD
ORD Sale 457 33.8922 USD
ORD Sale 521 33.9476 USD
ORD Sale 527 33.9133 USD
ORD Sale 600 33.7850 USD
ORD Sale 660 33.9500 USD
ORD Sale 763 33.8757 USD
ORD Sale 800 33.7900 USD
ORD Sale 800 33.8275 USD
ORD Sale 1,100 33.8949 USD
ORD Sale 1,100 33.9604 USD
ORD Sale 1,655 33.7708 USD
ORD Sale 1,700 33.9391 USD
ORD Sale 1,714 33.9130 USD
ORD Sale 2,000 33.9067 USD
ORD Sale 2,104 33.9718 USD
ORD Sale 2,429 33.8100 USD
ORD Sale 2,430 33.8895 USD
ORD Sale 3,300 33.8055 USD
ORD Sale 4,244 33.9480 USD
ORD Sale 5,200 33.9071 USD
ORD Sale 7,069 33.9360 USD
ORD Sale 7,328 33.8942 USD
ORD Sale 13,200 33.8850 USD
ORD Sale 20,693 33.8826 USD
 
(b) Cash-settled derivative transactions      
Class of relevant Product Nature of dealing Number of Price per unit
security description reference
      securities  
         
 
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying            
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
               
 
(ii) Exercising      
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security     securities unit
         
 
(d) Other dealings (including subscribing for new securities)    
Class of relevant Nature of Dealings Details Price per unit (if
security     applicable)
       
 
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
 
 
 
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

 
 
 

 

NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 19 May 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635
 
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
 
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ARRIS GROUP INC NEW
relevant securities this from relates:  
 
2. OPTIONS AND DERIVATIVES          
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Purchased -2,100 27.5000 American 21 Aug 2015
ORD Put Options Purchased -900 30.0000 American 21 Aug 2015
ORD Put Options Written 1,800 25.0000 American 21 Aug 2015
ORD Call Options Purchased 700 25.0000 American 21 Aug 2015
ORD Call Options Purchased 100 30.0000 American 20 Nov 2015
ORD Call Options Purchased 1,800 35.0000 American 21 Aug 2015
ORD Call Options Purchased 100 35.0000 American 20 Nov 2015
ORD Call Options Purchased 300 37.5000 American 21 Aug 2015
ORD Call Options Written -100 32.5000 American 19 Jun 2015
ORD Call Options Written -900 32.5000 American 21 Aug 2015
ORD Call Options Written -200 35.0000 American 19 Jun 2015
ORD Call Options Written -1,400 37.5000 American 19 Jun 2015
ORD Call Options Written -3,800 40.0000 American 19 Jun 2015
 
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully
understood:

Companies

Barclays (BARC)
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