Form 8.3 - ARRIS GROUP INC

Form 8.3 - ARRIS GROUP INC

BARCLAYS PLC

FORM 8.3              
 
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1. KEY INFORMATION  
(a) Full name of discloser: Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

ARRIS GROUP INC

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 16 June 2015
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? PACE PLC
 
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
         
Class of relevant security:   ORD      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 651,611 0.45% 806,136 0.55%
           
(2) Cash-settled derivatives:
125,000 0.09% 740,183 0.51%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 15,400 0.01% 35,800 0.02%
           
(4)
TOTAL: 792,011 0.55% 1,582,119 1.09%
           
(b) Rights to subscribe for new securities (including directors and other executive
  options)
Class of relevant security in relation to which subscription right exists
 
Details, including nature of the rights
concerned and relevant percentages:  
 
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE    
(a) Purchases and sales    
Class of relevant Purchase/sale Number of Price per unit
security   securities  
ORD Purchase 100 31.6700 USD
ORD Purchase 100 31.7200 USD
ORD Purchase 101 31.6650 USD
ORD Purchase 200 31.7100 USD
ORD Purchase 255 31.7803 USD
ORD Purchase 300 31.7233 USD
ORD Purchase 400 31.7600 USD
ORD Purchase 493 31.7400 USD
ORD Purchase 500 31.7240 USD
ORD Purchase 600 31.7350 USD
ORD Purchase 700 31.8971 USD
ORD Purchase 856 31.8246 USD
ORD Purchase 862 31.7517 USD
ORD Purchase 900 31.7205 USD
ORD Purchase 900 31.7209 USD
ORD Purchase 1,496 32.1600 USD
ORD Purchase 1,500 31.9193 USD
ORD Purchase 1,699 31.7158 USD
ORD Purchase 4,300 31.7384 USD
ORD Purchase 5,300 31.7811 USD
ORD Purchase 6,139 31.7466 USD
ORD Purchase 6,139 31.7952 USD
ORD Purchase 8,900 31.7521 USD
ORD Purchase 15,773 31.7704 USD
ORD Sale 1 32.1000 USD
ORD Sale 100 31.6650 USD
ORD Sale 100 31.7100 USD
ORD Sale 100 31.7200 USD
ORD Sale 102 31.7196 USD
ORD Sale 200 31.7475 USD
ORD Sale 286 31.7000 USD
ORD Sale 300 31.6966 USD
ORD Sale 500 31.7240 USD
ORD Sale 800 31.7062 USD
ORD Sale 925 31.7205 USD
ORD Sale 938 31.7951 USD
ORD Sale 1,355 31.8291 USD
ORD Sale 1,496 32.1600 USD
ORD Sale 1,660 31.8012 USD
ORD Sale 1,684 31.7507 USD
ORD Sale 2,000 31.8645 USD
ORD Sale 2,600 31.7987 USD
ORD Sale 3,517 31.7575 USD
ORD Sale 3,734 31.6700 USD
ORD Sale 7,100 31.7489 USD
ORD Sale 8,800 31.7531 USD
ORD Sale 9,280 31.7782 USD
ORD Sale 12,278 31.7466 USD
 
(b) Cash-settled derivative transactions      
Class of relevant Product Nature of dealing Number of Price per unit
security description reference
      securities  
         
 
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying            
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
               
 
(ii) Exercising      
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security     securities unit
         
 
(d) Other dealings (including subscribing for new securities)    
Class of relevant Nature of Dealings Details Price per unit (if
security     applicable)
       
 
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
 
 
 
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

 
 
 

 

NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 17 Jun 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635
 
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
 
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ARRIS GROUP INC
relevant securities this from relates:  
 
2. OPTIONS AND DERIVATIVES          
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Purchased -2,100 27.5000 American 21 Aug 2015
ORD Put Options Purchased -1,000 32.5000 American 21 Aug 2015
ORD Put Options Written 1,800 25.0000 American 21 Aug 2015
ORD Put Options Written 7,000 30.0000 American 21 Aug 2015
ORD Put Options Written 4,900 40.0000 American 20 Nov 2015
ORD Call Options Purchased 700 25.0000 American 21 Aug 2015
ORD Call Options Purchased 500 30.0000 American 19 Jun 2015
ORD Call Options Purchased 100 30.0000 American 20 Nov 2015
ORD Call Options Purchased 100 35.0000 American 20 Nov 2015
ORD Call Options Purchased 300 37.5000 American 21 Aug 2015
ORD Call Options Written -300 32.5000 American 19 Jun 2015
ORD Call Options Written -900 32.5000 American 21 Aug 2015
ORD Call Options Written -200 35.0000 American 19 Jun 2015
ORD Call Options Written -4,000 35.0000 American 17 Jul 2015
ORD Call Options Written -9,700 35.0000 American 21 Aug 2015
ORD Call Options Written -1,400 37.5000 American 19 Jun 2015
ORD Call Options Written -12,100 37.5000 American 20 Nov 2015
ORD Call Options Written -3,800 40.0000 American 19 Jun 2015
ORD Call Options Written -300 40.0000 American 21 Aug 2015
 
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully
understood:

Companies

Barclays (BARC)
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