Form 8.3 - ARRIS GROUP INC

Form 8.3 - ARRIS GROUP INC

BARCLAYS PLC

FORM 8.3              
 
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1. KEY INFORMATION  
(a) Full name of discloser: Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

ARRIS GROUP INC

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 30 April 2015
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? PACE PLC
 
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
         
Class of relevant security:   ORD      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,472 0.00% 230,434 0.16%
           
(2) Cash-settled derivatives:
204,531 0.14% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 48,500 0.03% 44,400 0.03%
           
 
(4)
TOTAL: 257,503 0.18% 274,834 0.19%
           
(b) Rights to subscribe for new securities (including directors and other executive
  options)
Class of relevant security in relation to
which subscription right exists  
Details, including nature of the rights
concerned and relevant percentages:  
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE    
(a) Purchases and sales    
Class of relevant Purchase/sale Number of Price per unit
security   securities  
ORD Purchase 67 33.6682 USD
ORD Purchase 67 33.8337 USD
ORD Purchase 100 33.6100 USD
ORD Purchase 100 33.6150 USD
ORD Purchase 100 33.6300 USD
ORD Purchase 100 34.3940 USD
ORD Purchase 122 33.6600 USD
ORD Purchase 180 33.6700 USD
ORD Purchase 190 34.5689 USD
ORD Purchase 200 33.5850 USD
ORD Purchase 200 34.1775 USD
ORD Purchase 302 33.6035 USD
ORD Purchase 798 33.6362 USD
ORD Purchase 800 33.5875 USD
ORD Purchase 2,600 33.6211 USD
ORD Purchase 2,900 33.6750 USD
ORD Purchase 3,900 34.1786 USD
ORD Purchase 11,800 34.6800 USD
ORD Purchase 12,000 33.9402 USD
ORD Purchase 13,655 34.3411 USD
ORD Purchase 16,411 34.0739 USD
ORD Purchase 16,500 34.2164 USD
ORD Purchase 16,881 34.0738 USD
ORD Purchase 17,135 34.0207 USD
ORD Purchase 17,600 34.0621 USD
ORD Purchase 26,791 33.9339 USD
ORD Purchase 26,791 33.9340 USD
ORD Purchase 32,236 33.9768 USD
ORD Purchase 42,510 34.0381 USD
ORD Purchase 58,684 33.9698 USD
ORD Sale 43 34.5001 USD
ORD Sale 60 33.9968 USD
ORD Sale 67 33.6682 USD
ORD Sale 67 33.8337 USD
ORD Sale 90 34.2900 USD
ORD Sale 100 33.6100 USD
ORD Sale 100 34.3800 USD
ORD Sale 100 34.3900 USD
ORD Sale 100 34.3940 USD
ORD Sale 100 34.8200 USD
ORD Sale 100 35.0100 USD
ORD Sale 103 33.4362 USD
ORD Sale 136 33.6750 USD
ORD Sale 157 34.2505 USD
ORD Sale 200 33.9750 USD
ORD Sale 200 34.1600 USD
ORD Sale 200 34.1775 USD
ORD Sale 301 33.4972 USD
ORD Sale 398 34.6893 USD
ORD Sale 500 33.9640 USD
ORD Sale 600 33.5550 USD
ORD Sale 600 34.4883 USD
ORD Sale 601 33.5218 USD
ORD Sale 700 33.8300 USD
ORD Sale 700 34.4700 USD
ORD Sale 800 34.4225 USD
ORD Sale 1,000 34.4240 USD
ORD Sale 1,127 33.6522 USD
ORD Sale 1,219 34.0794 USD
ORD Sale 1,300 33.6150 USD
ORD Sale 1,366 33.7956 USD
ORD Sale 1,400 33.9785 USD
ORD Sale 1,400 33.9835 USD
ORD Sale 1,500 33.6158 USD
ORD Sale 1,500 34.0846 USD
ORD Sale 2,212 34.4878 USD
ORD Sale 2,410 34.5106 USD
ORD Sale 2,600 33.9600 USD
ORD Sale 2,600 34.0151 USD
ORD Sale 3,200 33.9229 USD
ORD Sale 3,200 34.2128 USD
ORD Sale 3,503 33.5576 USD
ORD Sale 3,600 33.7154 USD
ORD Sale 4,567 34.3756 USD
ORD Sale 4,633 33.7438 USD
ORD Sale 4,922 33.6167 USD
ORD Sale 5,000 33.8682 USD
ORD Sale 5,000 34.1338 USD
ORD Sale 5,339 33.9105 USD
ORD Sale 5,700 33.7749 USD
ORD Sale 5,900 33.7311 USD
ORD Sale 6,100 33.8918 USD
ORD Sale 7,509 35.1959 USD
ORD Sale 7,852 33.9342 USD
ORD Sale 9,000 34.0184 USD
ORD Sale 11,800 34.6800 USD
ORD Sale 13,798 33.7094 USD
ORD Sale 15,200 34.2335 USD
ORD Sale 16,579 34.0064 USD
ORD Sale 16,600 33.7471 USD
ORD Sale 16,646 34.0738 USD
ORD Sale 26,791 33.9339 USD
ORD Sale 36,710 34.0863 USD
ORD Sale 69,911 33.9974 USD
 
(b) Cash-settled derivative transactions      
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
ORD SWAP Expires 07/11/2016 Long 11,800 33.9301 USD
 
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying            
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ORD Call Options Purchasing 300 37.5 USD American 21 Aug 2015 1.0000 USD
 
(ii) Exercising      
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security     securities unit
         
 
(d) Other dealings (including subscribing for new securities)    
Class of relevant Nature of Dealings Details Price per unit (if
security     applicable)
       
 
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the person making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 1 May 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635
 
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
 
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ARRIS GROUP INC NEW
relevant securities this from relates:  
 
2. OPTIONS AND DERIVATIVES          
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Purchased -2,100 27.5000 American 15 May 2015
ORD Put Options Purchased -2,100 27.5000 American 21 Aug 2015
ORD Put Options Purchased -900 30.0000 American 21 Aug 2015
ORD Put Options Purchased -100 32.5000 American 15 May 2015
ORD Put Options Written 2,100 25.0000 American 15 May 2015
ORD Put Options Written 1,800 25.0000 American 21 Aug 2015
ORD Put Options Written 400 30.0000 American 15 May 2015
ORD Put Options Written 400 35.0000 American 15 May 2015
ORD Put Options Written 4,200 37.5000 American 15 May 2015
ORD Call Options Purchased 700 25.0000 American 21 Aug 2015
ORD Call Options Purchased 13,500 30.0000 American 15 May 2015
ORD Call Options Purchased 100 30.0000 American 20 Nov 2015
ORD Call Options Purchased 1,500 32.5000 American 15 May 2015
ORD Call Options Purchased 300 32.5000 American 19 Jun 2015
ORD Call Options Purchased 1,800 35.0000 American 21 Aug 2015
ORD Call Options Purchased 100 35.0000 American 20 Nov 2015
ORD Call Options Purchased 21,300 37.5000 American 15 May 2015
ORD Call Options Purchased 300 37.5000 American 21 Aug 2015
ORD Call Options Written -500 22.5000 American 15 May 2015
ORD Call Options Written -100 25.0000 American 15 May 2015
ORD Call Options Written -600 27.5000 American 15 May 2015
ORD Call Options Written -900 32.5000 American 21 Aug 2015
ORD Call Options Written -26,400 35.0000 American 15 May 2015
ORD Call Options Written -200 35.0000 American 19 Jun 2015
ORD Call Options Written -1,400 37.5000 American 19 Jun 2015
ORD Call Options Written -5,300 40.0000 American 15 May 2015
ORD Call Options Written -3,800 40.0000 American 19 Jun 2015
 
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully
understood:

Companies

Barclays (BARC)
UK 100

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