Form 8.3 - ARRIS GROUP INC

Form 8.3 - ARRIS GROUP INC

BARCLAYS PLC

FORM 8.3              
 
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
 
Rule 8.3 of the Takeover Code (the "Code")
 
1. KEY INFORMATION  
(a) Full name of discloser: Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

ARRIS GROUP INC

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 4 June 2015
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? PACE PLC
 
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
         
Class of relevant security:   ORD      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 15,119 0.01% 808,692 0.55%
           
(2) Cash-settled derivatives:
125,000 0.09% 740,183 0.51%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 9,600 0.01% 27,300 0.02%
           
(4)
TOTAL: 149,719 0.56% 1,576,175 0.57%
           
(b) Rights to subscribe for new securities (including directors and other executive options)
 
Class of relevant security in relation to which subscription right exists
 
Details, including nature of the rights concerned and relevant percentages:
 
 
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE    
(a) Purchases and sales    
Class of relevant Purchase/sale Number of Price per unit
security   securities  
ORD Purchase 1 33.8400 USD
ORD Purchase 100 33.7510 USD
ORD Purchase 100 33.8500 USD
ORD Purchase 300 33.8550 USD
ORD Purchase 400 33.8025 USD
ORD Purchase 465 33.8524 USD
ORD Purchase 474 33.7907 USD
ORD Purchase 600 33.8158 USD
ORD Purchase 691 33.7111 USD
ORD Purchase 900 33.8200 USD
ORD Purchase 3,007 33.8285 USD
ORD Purchase 5,521 33.8855 USD
ORD Purchase 6,400 33.8007 USD
ORD Purchase 6,436 33.7704 USD
ORD Purchase 10,668 33.8309 USD
ORD Purchase 11,104 33.8308 USD
ORD Purchase 25,900 33.8106 USD
ORD Purchase 43,700 33.8326 USD
ORD Purchase 60,557 33.9059 USD
ORD Sale -30 33.6700 USD
ORD Sale 3 33.7933 USD
ORD Sale 11 33.5100 USD
ORD Sale 100 33.6900 USD
ORD Sale 100 33.7510 USD
ORD Sale 100 33.8000 USD
ORD Sale 102 33.8150 USD
ORD Sale 114 33.8300 USD
ORD Sale 116 33.9500 USD
ORD Sale 200 33.8400 USD
ORD Sale 200 33.8750 USD
ORD Sale 200 33.9000 USD
ORD Sale 300 33.8500 USD
ORD Sale 343 33.8048 USD
ORD Sale 400 33.8002 USD
ORD Sale 400 33.8375 USD
ORD Sale 402 33.8473 USD
ORD Sale 465 33.8524 USD
ORD Sale 500 33.8080 USD
ORD Sale 600 33.8158 USD
ORD Sale 665 33.8580 USD
ORD Sale 706 33.8200 USD
ORD Sale 766 33.8742 USD
ORD Sale 1,000 33.8240 USD
ORD Sale 1,600 33.8669 USD
ORD Sale 7,163 33.8700 USD
ORD Sale 7,601 33.7660 USD
ORD Sale 8,200 33.7987 USD
ORD Sale 10,300 33.9106 USD
ORD Sale 10,686 33.8078 USD
ORD Sale 10,886 33.8308 USD
ORD Sale 17,800 33.9057 USD
ORD Sale 24,100 33.8120 USD
ORD Sale 28,234 33.9136 USD
ORD Sale 43,600 33.8327 USD
 
(b) Cash-settled derivative transactions      
Class of relevant Product Nature of dealing Number of Price per unit
security description reference
      securities  
         
 
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying            
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
               
 
(ii) Exercising      
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security     securities unit
         
 
(d) Other dealings (including subscribing for new securities)    
Class of relevant Nature of Dealings Details Price per unit (if
security     applicable)
       
 
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
 
 
 
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

 
 
 

 

NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 5 Jun 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635
 
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
 
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ARRIS GROUP INC NEW
relevant securities this from relates:  
 
2. OPTIONS AND DERIVATIVES          
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Purchased -2,100 27.5000 American 21 Aug 2015
ORD Put Options Purchased -900 30.0000 American 21 Aug 2015
ORD Put Options Purchased -1,000 32.5000 American 21 Aug 2015
ORD Put Options Written 1,800 25.0000 American 21 Aug 2015
ORD Put Options Written 4,900 40.0000 American 20 Nov 2015
ORD Call Options Purchased 700 25.0000 American 21 Aug 2015
ORD Call Options Purchased 100 30.0000 American 20 Nov 2015
ORD Call Options Purchased 1,700 35.0000 American 21 Aug 2015
ORD Call Options Purchased 100 35.0000 American 20 Nov 2015
ORD Call Options Purchased 300 37.5000 American 21 Aug 2015
ORD Call Options Written -300 32.5000 American 19 Jun 2015
ORD Call Options Written -900 32.5000 American 21 Aug 2015
ORD Call Options Written -200 35.0000 American 19 Jun 2015
ORD Call Options Written -4,000 35.0000 American 17 Jul 2015
ORD Call Options Written -1,400 37.5000 American 19 Jun 2015
ORD Call Options Written -12,400 37.5000 American 20 Nov 2015
ORD Call Options Written -3,800 40.0000 American 19 Jun 2015
ORD Call Options Written -300 40.0000 American 21 Aug 2015
 
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully
understood:

Companies

Barclays (BARC)
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